210. Old and New Methods of Initiation: Lecture X
25 Feb 1922, Dornach Translated by Johanna Collis |
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But this can only happen when thoughts are transformed—first into Imaginations, and then the Imaginations transformed into Inspirations and Intuitions. What is needed is a full understanding of the human being. Not until this becomes a reality, will what I told you yesterday be fully understood: That the world around us must come to be seen as a tremendous question to which the human being himself provides the answer. |
But Goethe is honest; he does not say it because he has not yet fully understood it. But he is striving to understand it. He is striving for something which can only be achieved when it is possible to say: Learn to know man through Imagination, Inspiration, Intuition. |
So much is said about Faust, yet there is no understanding for the task of the present time, which is to bring fully to life what Goethe brought to life in his Faust, especially in the second part. |
210. Old and New Methods of Initiation: Lecture X
25 Feb 1922, Dornach Translated by Johanna Collis |
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We have once more pointed out in these lectures that in the most recent cultural period of human evolution, the fifth post-Atlantean period, the main force governing human soul life is the force of the intellect, the force of ideas living in thoughts. To this we had to add the statement that the force of thoughts is actually the corpse of our life of spirit and soul as it was before birth. More and more strongly in recent times this force of thought has emancipated itself from the other forces of the human being, and this was clearly felt by those spirits who wanted to attain a full understanding of the Christian impulse. Yesterday I endeavoured to describe this, using the example of Calderón's Cyprianus. That drama depicts, on the one hand, the struggles which arise out of the old ideas of a nature filled with soul and, on the other, the strong sense of helplessness encountered by the human being who distances himself from this old view and is forced to seek shelter in mere thoughts. We saw how Cyprianus had to seek the assistance of Satan in order to win Justina—whose significance I endeavoured to explain. But in consequence of the new soul principle, which is now dominant, all he could receive from Satan was a phantom of Justina. All these things show forcefully how human beings, striving for the spirit, felt in this new age, how they felt the deadness of mere thought life and how, at the same time, they felt that it would be impossible to enter with these mere thoughts into the living realm of the Christ concept. I then went on yesterday to show that the phase depicted in Calderon's Cyprianus drama is followed by another, which we find in Goethe's Faust. Goethe is a personality who stands fully in the cultural life of the eighteenth century, which was actually far more international than were later times, and which also had a really strong feeling for the intellectual realm, the realm of thoughts. We can certainly say that in his young days Goethe explored all the different sciences much as did the Faust he depicts in his drama. For in what the intellectual realm had to offer, Goethe did not seek what most people habitually seek; he was searching for a genuine connection with the world to which the eternal nature of man belongs. We can certainly say that Goethe sought true knowledge. But he could not find it through the various sciences at his disposal. Perhaps Goethe approached the figure of Faust in an external way to start with. But because of his own special inclinations he sensed in this Faust figure the struggling human being about whom we spoke yesterday. And in a certain sense he identified with this struggling human being. Goethe worked on Faust in three stages. The first stage leads us back to his early youth when he felt utterly dissatisfied with his university studies and longed to escape from it all and find a true union of soul with the whole of cultural life. Faust was depicted as the struggling human being, the human being striving to escape from mere intellect into a full comprehension of the cosmic origins of man. So this early figure of Faust takes his place beside the other characters simply as the striving human being. Then Goethe underwent those stages of his development during which he submerged himself in the art of the South which he saw as giving form on a higher plane to the essence of nature. He increasingly sought the spirit in nature, for he could not find it in the cultural life that at first presented itself to him. A deep longing led him to the art of the South, which he regarded as the last remnant of Greek art. There, in the way the secrets of nature were depicted artistically out of the Greek world view, he believed he would discover the spirituality of nature. And then everything he had experienced in Italy underwent a transformation within his soul. We see this transformation given living expression in the intimate form of his fairy-tale1 about the Green Snake and the Beautiful Lily, in which, out of certain traditional concepts of beauty, wisdom, virtue and strength, he created the temple with the four Kings. Then, at the end of the eighteenth century, we see how, encouraged by Schiller, he returns to Faust, enriched with this world of ideas. This second stage of his work on Faust is marked particularly by the appearance of the ‘Prologue in Heaven’, that wonderful poem which begins with the words: ‘The sun makes music as of old, Amid the rival spheres of heaven.’2 In the drama as Goethe now conceives it, Faust no longer stands there as a solitary figure concerned solely with himself. Now we have the cosmos with all the forces of the universe ascending and descending, and within this cosmos the human being whom the powers of good and evil do battle to possess. Faust takes his place within the cosmos as a whole. Goethe has expanded the material from a question of man alone to a question encompassing the whole of the universe. The third stage begins in the twenties of the nineteenth century, when Goethe sets about completing the drama. Once again quite new thoughts live in his soul, very different from those with which he was concerned at the end of the eighteenth century when he composed the ‘Prologue in Heaven’, using ancient ideas about nature, ideas of the spirit in nature, in order to raise the question of Faust to the level of a question of the cosmos. In the twenties, working to bring the second part of the drama to a conclusion, Goethe has returned once more to the human soul out of which he now wants to draw everything, expanding the soul-being once more into a cosmic being. Of course he has to make use of external representations, but we see how he depicts dramatically the inner journeyings of the soul. Consider the ‘Classical Walpurgis-Night’ or the reappearance of the Helena scene, which had been there earlier, though merely in the form of an episode. And consider how, in the great final tableau, he endeavours to bring to a concluding climax the soul's inner experience, which is at the same time a cosmic experience when it becomes spiritual. Finally the drama flows over into a Christian element. But, as I said yesterday, this Christian element is not developed out of Faust's experiences of soul but is merely tacked on to the end. Goethe made a study of the Catholic cultus and then tacked this Christianizing element on to the end of Faust. There is only an external connection between Faust's inner struggles and the way in which the drama finally leads into this Christian tableau of the universe. This is not intended to belittle the Faust drama. But it has to be said that Goethe, who wrestled in the deepest sense of the word to depict how the spiritual world should be found in earthly life, did not, in fact, succeed in discovering a way of depicting this finding of spirituality in earthly life. To do so, he would have had to come to a full comprehension of the meaning of the Mystery of Golgotha. He would have had to understand how the Christ-being came from the expanses of the cosmos and descended into the human being, Jesus of Nazareth, and how he united himself with the earth, so that ever since then, when seeking the spirit which ebbs and flows in the stormy deeds of man, one ought to find the Christ-impulse in earthly life. Goethe was never able to make the link between the spirit of the earth, ebbing and flowing in stormy deeds, in the weaving of time, and the Christ-impulse. In a way this may be felt to be a tragedy. But it came about of necessity, because the period of human evolution in which Goethe stood did not yet provide the ground on which the full significance of the Mystery of Golgotha could be comprehended. Indeed, this Mystery of Golgotha can only be fully comprehended if human beings learn to give new life to the dead thoughts which are a part of them in this fifth post-Atlantean period. Today there is a tremendous amount of prejudice, in thought, in feeling and in will, against the re-enlivening of the world of thought. But mankind must solve this problem. Mankind must learn to give new life to this world of thought which enters human nature at birth and conception as the corpse of spirit and soul; this corpse of thoughts and ideas must be made to live again. But this can only happen when thoughts are transformed—first into Imaginations, and then the Imaginations transformed into Inspirations and Intuitions. What is needed is a full understanding of the human being. Not until this becomes a reality, will what I told you yesterday be fully understood: That the world around us must come to be seen as a tremendous question to which the human being himself provides the answer. This is what was to have been given to mankind with the Mystery of Golgotha. It will not be understood until the human being is understood. Let us look at a diagram of threefold man once more: the human being of the head or of the nerves and senses as discussed yesterday; Earth [IMAGE REMOVED FROM PREVIEW] the human being of the rhythmic system or of the chest; and the human being of the metabolism and limbs. Looking at the human being today, we accept him as the external form in which he appears to us. Someone dissecting a body on the dissecting table has no special feeling that the human head, for instance, is in any way very different from, say, a finger. A finger muscle is considered in the same way as is a muscle in the head. But it ought to be known that the head is, in the main, a metamorphosis of the system of limbs and metabolism from the preceding incarnation; in other words, the head occupies a place in evolution which is quite different from that of the system of limbs that goes with it. Having at last struggled through to a view of the inner aspect of threefold man, we shall then be in a position to come to a view of what is linked from the cosmos with this threefold human being. As far as our external being is concerned, we are in fact only incarnated in the solid, earthly realm through our head organization. We should never be approachable as a creature of the solid earth if we did not possess our head organization, which is, however, an echo of the limb organization of our previous incarnation. The fact that we have solid parts also in our hands and feet is the result of what rays down from the head. But it is our head which makes us solid. Everything solid and earthly in us derives from our head, as far as the forces in it are concerned. In our head the solid earth is in us. And whatever is solid anywhere else in our body rays down through us from our head. The origin of our solid bones lies in our head. But there is also in our head a transition to the watery element. All the solid parts of our brain are embedded in the cerebral fluid. In our head there is a constant inter-mingling vibration of the solid parts of our brain with the cerebral fluid which is linked to the rest of the body by way of the spinal fluid. So, looking at the human being of nerves and senses, we can say that here is the transition from the earthly element (blue) to the watery element. We can say that the human being of nerves and senses lives in the earthy-watery element. And in accordance with this, our brain consists of an intercorrespondence between the earthy and watery elements. Now let us turn to the chest organism, the rhythmic organism. This rhythmic organism lives in the interrelationship between the watery and the airy element (yellow). In the lungs you can see the watery element making contact with the airy element. The rhythmic life is anintermingling of the watery with the airy element, of water with air. So I could say: The rhythmical human being lives in the watery-airy element. [IMAGE REMOVED FROM PREVIEW] And the human being of metabolism and limbs then lives in the transition from the airy element to the warmth element, in the fiery element (red, next diagram). It is a constant dissolving of the airy element in the warmth, the fiery element, which then seeps through the whole human being as his body heat. What happens in our metabolism and in our movements is a reorganization of the airy, gaseous element up into the warm, fiery element. As we move about, we constantly burn up those elements of the food we have eaten which have become airy. Even when we do not move about, the foods we eat are transformed airy elements which we constantly burn up in the warmth element. So the human being of limbs and metabolism lives in the airy-fiery element. Human being of nerves and senses: earthy-watery element Rhythmical human being: watery-airy element Human being of limbs and metabolism: airy-fiery element [IMAGE REMOVED FROM PREVIEW] From here we go up even further into the etheric parts, into the light element, into the etheric body of the human being. When the organism of metabolism and limbs has transferred everything into warmth, it then goes up into the etheric body. Here the human being joins up with the etheric realm which fills the whole world; here he makes the link with the cosmos. Ideas like this, which I have shown you only as diagrams, can be transformed into artistic and poetic form by someone who has an inner sense for sculpture and music. In a work of poetry such as the drama of Faust such things can certainly be expressed in artistic form, in the way certain cosmic secrets are expressed, for instance, in the seventh scene of my first Mystery Drama.3 This leads to the possibility of seeing the human being linked once more with the cosmos. But for this we cannot apply to the human being what our intellect teaches us about external nature. You must understand that if you study external nature, and then study your head in the same way as you would external nature, you are then studying something which simply does not belong to external nature as it now is, but something that comes from your former incarnation. You are studying something as though it had arisen at the present moment; but it is not something that has arisen out of the present moment, nor could it ever arise out of the present moment. For a human head could not possibly arise out of the forces of nature which exist. So the human head must not be studied in the same way as objects are studied with the intellect. It must be studied with the knowledge given by Imagination. The human head will not be understood until it is studied with the knowledge given by Imagination. In the rhythmical human being everything comes into movement. Here we have to do with the watery and the airy elements. Everything [IMAGE REMOVED FROM PREVIEW] is in surging movement. The external, solid parts of our breast organization are only what our head sends down into this surging motion. To study the rhythmical human being we have to say that in this rhythmical surging the watery element and the airy element mingle together (see diagram, green, yellow). Into this, the head sends the possibility for the solid parts, such as those in the lungs, to be present (white). This surging, which is the real rhythmical human being, can only be studied with the knowledge given by Inspiration. So the rhythmical human being can only be studied with the knowledge given by Inspiration. And the human being of limbs and metabolism—this is the continuous burning of the air in us. You stand within it, in your warmth you feel yourself to be a human being, but this is a very obscure idea. It can only be studied properly with the knowledge given by Intuition, in which the soul stands within the object. Only the knowledge given by Intuition can lead to the human being of metabolism and limbs. The human being will remain forever unknown if he is not studied with the knowledge given by Imagination, Inspiration and Intuition. He will forever remain the external shell which is all that is recognized today, both in general and in science. This situation must not be allowed to remain. The human being must come once more to be recognized for what he is. If you study only the solid parts of the human being, the parts which are shown in the illustrations in anatomy textbooks, then, right from the start, you are studying wrongly. Your study ought to be in the realm of Imagination, because all these illustrations of the solid parts of the human organism ought to be taken as images brought over from the previous incarnation. This is the first thing. Then come the even more delicate parts which live in the physical constituents. These can only be studied with the knowledge given by Inspiration. And the airy-watery element can only be studied with the knowledge given by Intuition. These things must be taken into European consciousness, indeed into the whole of modern civilization. If we fail to place them in the mainstream of culture, our civilization will only go downhill instead of upwards. When you understand what Goethe intended with his Faust, you sense that he was endeavouring to pass through a certain gateway. Everywhere he is struggling with the question: What is it that we need to know about this human being? As a very young man he began to study the human form. Read his discourse on the intermaxillary bone and also what I wrote about it in my edition of his scientific writings.4 He is endeavouring so hard to come to an understanding of man. First he tried by way of anatomy and physiology. Then in the nineties he explored the aspect of moral ideas which we find in the fairy tale of the Green Snake and the Beautiful Lily. Then, in Faust, he wants to depict the human being as he stands in the world. He is trying to pass through a gateway in order to discover how the human being does, in fact, stand in the world. But he lacks the necessary prerequisites; he cannot do it. When Calderón wrote his drama about Cyprianus, the struggle was still taking place at a previous level. We see how Justina tears herself free of Satan's clutches, how Cyprianus goes mad, how they find one another in death, and how their salvation comes as they meet their end on the scaffold. Above them the serpent appears—on it rides the demon who is forced to announce their salvation. We see that at the time when Calderon was writing his Cyprianus drama the message to be clearly stated was: You cannot find the divine, spiritual realm here on earth. First you must die and go through the portal of death; then you will discover the divine spiritual world, that salvation which you can find through Christ. They were still far from understanding the Mystery of Golgotha through which Christ had descended to earth, where it now ought to be possible to find him. Calderon still has too many heathen and Jewish elements in his ideas for him to have a fully developed sense for Christianity. After that, a good deal of time passed before Goethe started to work on his Faust. He sensed that it was necessary for Faust to find his salvation here on earth. The question he should therefore have asked was: How can Faust discover the truth of Paul's words: ‘Not I, but Christ in me’?5 Goethe should have let his Faust say not only, to ‘Stand on free soil among a people free’,6 but also: to ‘stand on free soil with Christ in one's soul leading the human being in earthly life to the spirit’. Goethe should have let Faust say something like this. But Goethe is honest; he does not say it because he has not yet fully understood it. But he is striving to understand it. He is striving for something which can only be achieved when it is possible to say: Learn to know man through Imagination, Inspiration, Intuition. That he is striving in this way gives us the feeling that there is much more in his struggle and in his endeavour than he ever managed to express or than has filtered through into today's culture. Perhaps he can only be fully recognized by doing what I did in my early writings when I endeavoured to express the ‘world view which lived almost unconsciously in him. However, on the whole, his search has met with little understanding amongst the people of today. When I look at this whole situation in connection with modern civilization, I am constantly reminded of my old teacher and friend, Karl Julius Schröer.7 I think particularly of how, in the eighties of the last century, Schröer was working on Faust and on Goethe's other plays, writing commentaries, introductions and so on. He was not in the least concerned to speak about Goethe in clearly defined concepts but merely gave general indications. Yet he was at pains to make people understand that what lived most profoundly in Goethe must enter into mainstream modern culture. On the fiftieth anniversary of Goethe's death, in 1882, Schröer gave an address: ‘How the future will see Goethe’. He lived with the dream that the time had already come for a kind of resurrection of Goethe. Then we wrote a short essay in Die Neue Freie Presse which was reprinted in the booklet ‘Goethe and Love’. This and other of his writings have now been acquired by our publisher, Der Kommende Tag, so remaindered copies can be acquired there, and there will also be new editions eventually. This essay ‘Goethe after 50 Years’ is a brief extract from that lecture, at which I was present. It contains a good deal of what Schröer felt at that time regarding the need for Goethe to be assimilated into modern culture. And then in this booklet ‘Goethe and Love’ he endeavoured to show in the notes how Goethe could be made to come alive, for to bring Goethe to life is, in a sense, to bring the world of abstract thoughts to life. In the recent number of Das Goetheanum I referred to a beautiful passage about this in the booklet ‘Goethe and Love’. Schröer says: ‘Schiller recognized him. When an intuitive genius searches for the character of necessity in the empirical realm, he will always produce individuals even though these may have a generic aspect. With his intuitive method of seeing the eternal idea, the primeval type, in the mortal individual, Goethe is perhaps not as alone as one might assume.’ While Schröer was writing this booklet in 1882 I visited him a number of times. He was filled to the brim with an impression he had had. He had heard somewhere how Oppolzer, a physician in Vienna, used a rather vague intuitive faculty when making his diagnoses. Instead of examining the patient in the usual way, he allowed the type of the patient to make an impression on him, and from the type of the patient he deduced something of the type of the illness. This made a strong impression on Schröer, and he used this phenomenon to enlarge on what he was trying to explain: ‘In medicine we extol the ability of great diagnosticians to fathom the disease by intuitively discerning the individual patient's type, his habitude. They are not helped by chemical or anatomical knowledge but by an intuitive sense for the living creature as a whole being. They are creative spirits who see the sun because their eyeis sunlike. Others do not see the sun. What these diagnosticians are doing unconsciously is to follow the intuitive method which Goethe consciously applied as a means of scientific study. The results he achieved are no longer disputed, though the method is not yet generally recognized.’ Out of a conspectus which included Oppolzer's intuitive bedside method, Schröer even then was pointing out that the different sciences, for example, medicine, needed fructifying by a method which worked together with the spirit. It is rather tragic to look back and see in Schröer one of the last of those who still sensed what was most profound in Goethe. At the beginning of the eighties of the last century Schroer believed that there would have to be a Goethe revival, but soon after that Goethe was truly nailed into his coffin and buried with sweeping finality. His grave, we could say, was in Central Europe, in the Goethe-Gesellschaft, whose English branch was called the Goethe Society. This is where the living Goethe was buried. But now it is necessary to bring this living element, which was in Goethe, back into our culture. Karl Julius Schroer's instinct was good. In his day he was unable to fulfil it because his contemporaries continued to worship the dead Goethe. ‘He who would study organic existence, first drives out the soul with rigid persistence.’8 This became the motto, and in some very wide circles this motto has intensified into a hatred against any talk of spiritual things—as you can see in the way Anthroposophy is received by many people. Today's culture, which all of you have as your background, urgently needs this element of revival. It is quite extraordinary how much talk there is today of Goethe's Faust, which after all simply represents a new stage in the struggle for the spirit which we saw in Calderón's Cyprianus drama. So much is said about Faust, yet there is no understanding for the task of the present time, which is to bring fully to life what Goethe brought to life in his Faust, especially in the second part. Goethe brought it to life in a vague, intuitive sensing, though not with full spiritual insight. We ought to turn our full attention to this, for indeed it is not only a matter of a world view. It is a matter of our whole culture and civilization. There are many symptoms, if only we can see them in the right light. Here is an essay by Ruedorffer9 entitled ‘The Three Crises’. Every page gives us a painful knock. The writer played important roles in the diplomatic and political life of Europe before the war and on into the war. Now, with his intimate knowledge of the highways and byways of European-life, and because he was able to observe things from vantage points not open to most, he is seeking an explanation of what is actually going on. I need only read you a few passages. He wants to be a realist, not an idealist. During the course of his diplomatic career he has developed a sober view of life. And despite the fact that he has written such things as the passages I am going to read to you he remains that much appreciated character, a bourgeois philistine. He deals with three things in his essay. Firstly he says that the countries and nations of Europe no longer have any relationship with one another. Then he says that the governing circles, the leaders of the different nations, have no relationship with the population. And thirdly he says that those people in particular who want to work out and found a new age by radical means most certainly have no relationship with reality. So a person who played his part in bringing about the situation that now exists writes: ‘This sickness of the state organism snatches leadership away from good sense and hands responsibility for decisions of state to all sorts of minor influences and secondary considerations. It inhibits freedom of movement, fragments the national will and usually also leads to a dangerous instability of governments. The period of unruly nationalism that preceded the war, the war itself, and the situation in Europe since the war, have made monstrous demands on the good sense of all the states, and on their peace and their freedom to manoevre. The loss of wealth brought about by necessary measures has completed the catastrophe. The crisis of the state and the crisis in world-wide organization have mutually exacerbated the situation, each magnifying the destructive effect of the other.’ These are not the words of an idealist, or of some artistic spirit who watched from the sidelines, but of someone who shared in creating the situation. He says, for instance: ‘If democracy is to endure, it must be honest and courageous enough to call a spade a spade, even if it means bearing witness against itself. Europe faces ruin.’ So it is not only pessimistic idealists who say that Europe is faced with ruin. The same is said especially by those who stood in the midst of practical life. One of these very people says: ‘Europe faces ruin. There is no time to waste by covering up mistakes for party political reasons, instead of setting about putting them to rights. It is for this reason alone, and not to set myself up as laudator temporis acti, that I have to stress that democracy must, and will, destroy itself if it cannot free the state from this snare of minor influences and secondary considerations. Pre-war Europe collapsed because all the countries of the continent—the monarchies as well as the democracies and, above all, autocratic Russia—succumbed to demagogy, partly voluntarily, partly unconsciously, partly with reluctance because their hand was forced. In the confusion of mind, for which they had only themselves to thank, they were incapable of recognizing good sense, and even if they had recognized it they would have been incapable of acting on it freely and decisively. The higher social strata of the old states of Europe—who, in the last century, were certainly the bearers of European culture and rich in personalities of statesmanlike quality and much world experience—would not have been so easily thrown from the saddle, rotten and expended, if they had grown with the problems and tasks of new times, if they had not lost their statesmanlike spirit, and if they had preserved any more worthwhile tradition than that of the most trivial diplomatic routine. If monarchs claim the ability to select statesmen more proficiently and expertly than governments, then they and their courts must be the centre and epitome of culture, insight and understanding. Long before the war this ceased to be the case. But indictment of the monarchs’ failures does not exonerate the democracies from recognizing the causes of their own inadequacies or from doing everything possible to eliminate them. Before Europe can recover, before any attempt can be made to replace its hopeless disorganization with a durable political structure, the individual countries will have to tidy up their internal affairs to an extent which will free their governments for long-term serious work. Otherwise, the best will in the world and the greatest capability will be paralysed, tied down by the web of the disaster which is the same wherever we look.’ I would not bother to read all this to you if it had been written by an idealist, instead of by someone who considers his feet to be firmly on the ground of reality because he played a part in bringing the current situation about. ‘The drama is deeply tragic. Every attempt at improvement, every word of change, becomes entangled in this web, throttled by a thousand threads, until it falls to the ground without effect. The citizens of Europe—thoughtlessly clutching the contemporary erroneous belief in the constant progress of mankind, or, with loud lamentations trotting along in the same old rut—fail to see, and do not want to see, that they are living off the stored-up labour of earlier years; they are barely capable of recognizing the present broken-down state of the world order, and are certainly incapable of bringing a new one to birth. On the other hand, the workers, treading a radical path in almost every country and convinced of the untenability of the present situation, believe themselves to be the bringers of salvation through a new order of things; but in reality this belief has made them into nothing more than an unconscious tool of destruction and decline, their own included. The new parasites of economic disorganization, the complaining rich of yester-year, the petit bourgeois descending to the level of the proletariat, the gullible worker believing himself to be the founder of a new world—all of them seem to be engulfed by the same disaster, all of them are blind men digging their own grave.’ Remember, this is not written by an idealist, but by one who shared in bringing about this situation! ‘But every political factor today—the recent peace treaties of the Entente, the Polish invasion of the Ukraine, the blindness or helplessness of the Entente with regard to developments in Germany and Austria—proves to the politician who depends on reality that although idealistic demands for a pan-European, constructive revision of the Paris peace treaties can be made, although the most urgent warnings can be shockingly justified, nevertheless, both demands and warnings can but die away unnoticed while everything rolls on unchanged towards the inevitable end—the abyss.’ The whole book is written in order to prove that Europe has come to the brink of the abyss and that we are currently employed in digging the grave of European civilization. But all this is only an introduction to what I now find it necessary to say to you. What I have to say is something different. Here we have a man who was himself an occupant of crucial seats of office, a man who realizes that Europe is on the brink of the abyss. And yet—as we can see in the whole of his book—all he has to say is: If all that happens is only a continuation of older impulses, then civilization will perish; it will definitely perish. Something new must come. So now let me search for this new thing to which he wants to point. Yes, here it is, on page 67; here it is, in three lines: ‘Only a change of heart in the world, a change of will by the major powers, can lead to the creation of a supreme council of European good sense.’ Yes, this is the decision that faces these people. They point out that only if a change of heart comes about, if something entirely new is brought into being, can the situation be saved. This whole book is written to show that without this there can be no salvation. There is a good deal of truth in this. For, in truth, salvation for our collapsing civilization can only come from a spiritual life drawn from the real sources of the spirit. There is no other salvation. Without it, modern civilization, in so far as it is founded in Europe and reaches across to America, is drawing towards its close. Decay is the most important phenomenon of our time. There is no help in reaching compromises with decay. Help can only come from turning to something that can flourish above the grave, because it is more powerful than death. And that is spiritual life. But people like the writer of this book have only the most abstract notion of what this entails. They say an international change of heart must take place. If anything is said about a real, new blossoming of spiritual life, this is branded as ‘useless mysticism’. All people can say is: Look at them, bringing up all kinds of occult and mystical things; we must have nothing to do with them. Those who are digging the grave of modern civilization most busily are those who actually have the insight to see that the digging is going on. But the only real way of taking up a stance with regard to these things is to look at them squarely, with great earnestness—to meditate earnestly on the fact that a new spiritual life is what is needed and that it is necessary to search for this spiritual life, so that at last a way may be found of finding Christ within earthly life, and of finding Him as He has become since the Mystery of Golgotha. For He descended in order to unite with the conditions of the earth. The strongest battle against real Christian truth is being fought today by a certain kind of theology which raises its hands in horror at any mention of the cosmic Christ. It is necessary to be reminded again and again that even in the days when Schröer was pointing to Goethe as a source for a regeneration of civilization, a book appeared by a professor in Basel—a friend of Nietzsche—about modern Christian theology. Overbeck10 considered at that time that theology was the most un-Christian thing, and as a historian of theology he sought to prove this. So there was at that time in Basel a professor of theological history who set out to prove that theology is un-Christian! Mankind has drifted inevitably towards catastrophe because it failed to hear the isolated calls, which did exist but which were, it must be said, still very unclear. Today there is no longer any time to lose. Today mankind must know that descriptions such as that given by Ruedorffer are most definitely true and that it is most definitely necessary to realize how everything is collapsing because of the continuation of the old impulses. There is only one course to follow: We must turn towards what can grow out of the grave, out of the living spirit. This is what must be pointed out ever and again, especially in connection with the things with which we are concerned.
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210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis |
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Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. |
Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. |
Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth [IMAGE REMOVED FROM PREVIEW] (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. [IMAGE REMOVED FROM PREVIEW] Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. [IMAGE REMOVED FROM PREVIEW] Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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210. Old and New Methods of Initiation: Lecture XII
19 Mar 1922, Dornach Translated by Johanna Collis |
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Goethe, not only by nature, but also because of his whole attitude, was incapable of expressing these things in the form of abstract concepts. Instead, under the influence of the kind of thoughts developed by Schiller, he wrote his fairy-tale of the Green Snake and the Beautiful Lily. |
We can only reach such an understanding by contemplating the striving of the whole human spirit towards a particular goal of evolution. |
It must be practised in such a way that it leads to Imagination. We must understand that the power of the intellect chases away the spirit, but if the power of the intellect itself can be developed to become the faculty of Imagination, then we can approach the spirit once more. |
210. Old and New Methods of Initiation: Lecture XII
19 Mar 1922, Dornach Translated by Johanna Collis |
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We have been speaking about the tasks facing the leaders of spiritual and cultural life, tasks arising out of the great change that took place in the transition from the fourth to the fifth post-Atlantean period. I endeavoured to describe the forces which emanated from this, such as those which were made manifest in the figure of Faust and the figure of Hamlet. When you consider the essential core of the matter, you find that spiritual leaders such as the poets who created these figures found themselves faced with the task of answering, in poetic form, the question: What will become of the human being when he has to find inner satisfaction of soul from intellectual life alone, living exclusively in abstract thoughts? For obviously the soul's mood as a whole must arise from the impression made on it because it is forced to contemplate, with the help of abstract thoughts alone, all that is most dear to it, and all that is most important for it. All the evolutionary factors we considered yesterday were what Goethe and Schiller had to draw on in their creative work. We also saw how Goethe and Schiller felt themselves to be ensnared in these evolutionary factors. We saw how both express the feeling that truly great poetic creation cannot be accomplished without some inclination towards the real spiritual world. But the inclination towards the spiritual world which was still characteristic for western cultural development in the eleventh, twelfth, thirteenth centuries was no longer possible in ensuing times. It retreated, you might say, in the face of the stark intellectual view. Yet on the other hand this intellectual view, this living in thoughts, had not yet developed sufficiently to allow access to real, genuine spiritual aspects in the thought life. What typifies the position of Schiller and Goethe within the cultural evolution of humanity is the fact that their most important creative period falls in an age when the old spirituality has gone, but when it is not yet possible for living spirituality to burgeon out of the new intellectualism. I described a little while ago1 how that which fills the soul in an intellectual way is actually the corpse of the spiritual life lived by the soul in the world of spirit and soul before birth, or before conception. This corpse must be brought back to life. It must be placed once more within the whole living context of the cosmos. But this point had not yet been reached at that time, and what Goethe and Schiller were wrestling to achieve, particularly in their most important period, was a mood of soul which could somehow be satisfying during this period of transition, and out of which poetic creation could be achieved. This shows most clearly and most intensively in the collaboration between Goethe and Schiller. When they met, Goethe had completed a considerable part of Faust, namely the Fragment which appeared in 1790 and some additional parts as well. Goethe held back the dungeon scene, even though it was by then already completed. The Fragment has no Prologue in Heaven, but begins with the scene ‘I've studied now Philosophy ...’ If we examine this Fragment, and also the parts which Goethe omitted, we find that here Faust stands as a solitary figure wrestling inwardly to find a satisfying mood of soul. He is dissatisfied with stark intellectualism and endeavours to achieve a union with the spiritual world. The Earth-Spirit appears, as in the version now familiar to us. Goethe was certainly striving towards the world of spirit and soul, but what is still entirely lacking, what was still quite foreign to him at that time, was the question of placing Faust within the whole wider cosmic context. There was no Prologue in Heaven. Faust was not yet involved in the battle between God and Satan. This aspect only came to the fore when Schiller encouraged Goethe to continue working on the drama. Schiller's encouragement inspired him to change Faust's solitary position and place him within the total cosmic context. Encouraged more or less by Schiller, the Faust which reappeared in the world in 1808 had been transformed from a drama of personality, which the 1790 version still was, into a drama of the universe. In the Prologue—‘The sun makes music as of old, amid the rival spheres of heaven’—in the angels, indeed in the whole spiritual world, and in the opposition with Satan, we see a battle for the figure of Faust which takes place in the spiritual world. In 1790, Faust was concerned only with himself. We see this personality alone; he alone is the focus. But later a tableau of the universe appears before us, in which Faust is included. The powers of good and evil do battle to possess him. Goethe wrote this scene in 1797, placing Faust in a tableau of the universe, after Schiller had demanded of him that he continue work on Faust. As shown in the ‘Dedication’, Goethe felt somehow estranged from the manner in which he had approached his Faust when he was young. We see also in Schiller what was actually going on in the souls of the most outstanding human beings. He began as a realist. I showed you yesterday how the luciferic and ahrimanic elements confront one another in Karl Moor and Franz Moor. But there is no suggestion of any appearance of the spiritual world in some archetypal figure or other; we see the luciferic and the ahrimanic element simply in the character traits of Karl Moor and Franz Moor. It is quite typical of Schiller to make his point of departure a perfectly realistic element. But when he has completed the plays of his youthful phase, when he has met Goethe, and when he takes up writing again in the nineties, we see that now he is compelled to let the spiritual world play into his poetic creations. It is one of the most interesting facts that Schiller now feels compelled to let the spiritual world play into his poetic figures. Consider Wallenstein (Wallenstein's Camp). Wallenstein makes his decisions in accordance with his belief in the stars. He acts and forms resolves in accordance with his belief in the stars. So the cosmos plays a role in the figures Schiller creates. The Wallenstein (Wallenstein's Camp) drama is comprehensible only when we take into account that Wallenstein feels himself to be filled with the forces which emanate from the starry constellations. At the end of the eighteenth century Schiller felt compelled to return to a contemplation of the stars which was familiar in the sixteenth and seventeenth centuries to those who thought about such things. He felt he could not depict significant events in human life without placing this human life within the cosmos. Or take Die Braut von Messina (Bride of Messina). He is experimenting. He tries to shape the dramatic action in accordance with the ancient idea of destiny in connection with the wisdom of the stars. It is perfectly obvious that he is trying to do this, for we, too, can experiment with this drama. Take out everything to do with the wisdom of the stars and with destiny, and you will find that in what remains you still have a magnificent drama. Schiller could have written Die Braut von Messina (Bride of Messina) without any wisdom of the stars and without any idea of destiny. Yet he included these things. This shows that in his mood of soul he felt the need to place the human being within the cosmos. This quite definitely parallels the situation which led Goethe, on once again taking up work on his Faust drama, to place Faust within the tableau of the universe. Goethe does this pictorially. Angels appear as starry guides. The great tableau of the Prologue in Heaven presents us with a picture of the cosmos. Schiller, who was less pictorial and tended more towards abstraction, felt obliged during the same period to bring into his Wallenstein (Wallenstein's Camp) and his Braut von Messina (Bride of Messina) something which would hint at the position of the human being within the universe. He even went so far as to include the destiny concept of ancient Greek tragedy. But look at something else too. Just at the time when he was getting to know Goethe, Schiller, in his own way, adopted the French Revolution's ideas about freedom. I mentioned yesterday that in France the revolution was political, whereas in Central Europe it was spiritual and cultural. I would like to say that this spiritual revolution took on its most intimate character in something Schiller wrote which I have quoted here in all kinds of connections: his Letters on the Aesthetic Education of Man (Aesthetical Essays). Schiller asks: How can people achieve an existence which is truly worthy of human beings? Something that might have been called a philosophy of freedom was not yet possible at that time. Schiller answers the question in his own way. He says: A person who follows the course of a logical thought is unfree. Of course he is unfree, because what logic says cannot be developed freely in any way, and so he is subject to the dictates of reasoning. He is not free to say that two times two is six, or perhaps five. On the other hand he is also subject to the dictates of natural laws if his whole organism is given over to the dictates of nature. So Schiller sees the human being occupying a position between the dictates of reason and the dictates of nature, and he calls the balance between these two conditions the aesthetic condition. The human being shifts the dictates of reason downwards a little into whatever likes and dislikes he may have, thus gaining freedom in a certain sense. And if he can also moderate his urges and instincts—the dictates of nature—raising them up to an extent to which he can rely on them not to debase him to the level of an animal, then they meet up in the middle with the dictates of reason. The dictates of reason take a step down, the dictates of nature take a step up, and they meet in the middle. By acting in accordance with what pleases or displeases him, the human being is in a condition which is subject to neither dictum; he is permitted to do what pleases him, because what pleases him is good by virtue of the fact that at the same time his sensual nature also desires what is good. This exposition of Schiller's is naturally quite philosophical and abstract. Goethe greatly approved of the thought, but at the same time it was quite clear to him that it could not lead to a solution of the riddle of man. He is sure to have felt deeply for the exceptional spiritual stature of the exposition, for what Schiller achieved in these Letters on the Aesthetic Education of Man (Aesthetical Essays) is indeed one of the best treatises of recent times. Goethe sensed the genius and power of these thoughts. But at the same time he felt that out of such thoughts nothing can come which in any way approaches the being of man. The being of man is too rich to be fathomed by thoughts such as these. Schiller, if I may say so, felt: Here I am in the intellectual age, but intellectualism makes the human being unfree, for it imposes the dictates of reason. So he sought a way out by means of aesthetic creativity and aesthetic enjoyment. Goethe, though, had a feeling for the infinitely abundant, rich content of human nature. He could not be satisfied with Schiller's view, profound and spiritually powerful though it was. He therefore felt the need to give his own expression to the forces working together in the human being. Goethe, not only by nature, but also because of his whole attitude, was incapable of expressing these things in the form of abstract concepts. Instead, under the influence of the kind of thoughts developed by Schiller, he wrote his fairy-tale of the Green Snake and the Beautiful Lily. Here, about twenty figures appear, all of which have something to do with the forces of the human soul. They work together, not only as the dictates of reason and the dictates of nature but as twenty different impulses which, in the end, depict in the most manifold way something signifying the rich nature of the being of man. We must take note of the fact that Goethe gave up speaking about the being of man in abstract concepts altogether. He felt bound to move away from concepts. In order to characterize the relationship of Schiller to Goethe in connection with the Letters on the Aesthetic Education of Man (Aesthetical Essays) and the fairy-tale of the Green Snake and the Beautiful Lily, we have to say the following: Goethe wrote the fairy-tale under the immediate influence of Schiller's letters. He wanted to answer the same questions from his point of view and out of his feelings. This can be proved. Indeed I proved it historically long ago and it was seen to make sense.2 So in order fully to characterize what took place between these two personalities we should have to say: In olden times when, in seeking knowledge, human beings caused beings from the spiritual world to visit them; when they still worked in their laboratories of knowledge in order to penetrate to the mysteries of the universe, and when spiritual beings came into their laboratories—just as the Earth Spirit and many another spirit visit Faust—this was very different from how things are today. In those days people felt themselves to be relatives of those spiritual beings who visited them. They knew, although they were living on the earth and had perforce to make use of the instrument of a physical body, that before birth and after death they were nevertheless beings just like those who visited them. They knew that for earthly life they had sought out an abode which separated them from the spiritual world, but that this spiritual world nevertheless visited them. They knew that they were related to this spiritual world and this gave them an awareness of their own being. Suppose Schiller had visited Goethe in 1794 or 1795 and had said: Here are my letters on the aesthetic education of man, in which I have endeavoured, out of modern intellectualism, to give people once more the possibility of feeling themselves to be human beings; I have sought the ideas which are necessary in order to speak about the true being of man; these ideas are contained in these letters about aesthetic education. Goethe would have read the letters and on next meeting Schiller he would have been able to say: Well, my friend, this is not bad at all; you have provided human beings once more with a concept of their worth, but this is not really the way to do it; man is a spiritual being, but just as spirits retreat from light, so do they also retreat from concepts, which are nothing other than another form of ordinary daylight; you will have to go about this in a different manner; we shall have to go away from concepts and find something else. You can find everything I have expressed here, in the form of direct speech, in the correspondence between Goethe and Schiller. It is all there, in hints and intimations. In the process, Goethe wrote his fairytale of the Green Snake and the Beautiful Lily, which was to depict how the soul forces work in man. It is Goethe's admission that to speak about man and the being of man it is necessary to rise up to the level of pictures, images. This is the way to Imagination. Goethe was simply pointing out the path to the world of Imaginations. This fairy-tale of the Green Snake and the Beautiful Lily is so very important because it shows that out of his own struggles, and also in his Faust, Goethe felt impelled, at a most important moment, to the path towards Imaginations. To Goethe, the statement that thinking, feeling and will work together in man would have seemed philosophical. He did not say this, but instead he depicted a place where there were three kings, one of gold, one of silver and one of iron. These images signify for him something which cannot be expressed in concepts. We see that Goethe is on the way to a life of Imagination. This brings us to one of the most profound questions with which Goethe is concerned. He himself did not care to discuss the true profundity of this question with anyone. But we can see how this question concerned him, for it appears in all sorts of places: What is the point of fathoming the being of man by using the kind of thinking to which intellectualism has led? What use would it be? This is a riddle of earthly evolution, a riddle belonging to this epoch, for in this strong form it could only have come into question in this epoch. Sometimes, in all its profundity, it makes its appearance in paradoxical words. For instance in Faust we read
This is extraordinarily profound, even if it is only the witch who says it: ‘The lofty might of Science, still from all men deeply hidden! Who takes no thought’—in other words to one who does not think—'tis given unsought, unbidden!’ However much we think, the lofty might of science remains hidden from us. But if we succeed in not thinking, then it is given unsought, unbidden. So we should develop the might to not think, the skill to not think, in order to achieve not science or knowledge—for this cannot of course be achieved without thinking—but in order to achieve the might of science or knowledge. Goethe knows that this might of science works in the human being. He knows that it is at work, even in the little child who as yet does not think. What I said in my book The Spiritual Guidance of Man4 was taken very much amiss. On the very first pages I pointed out that if the human being had to fashion all the wisdom-filled things found in the form of the human body by means of his thoughts—consciously using the might which also holds sway in science—then he would reach a ripe old age without ever discovering those delicate formative forces which work with the skill of a sculptor! The might of science is indeed needed in the early years of childhood to transform this brain from a rather formless lump into the sublime structure it has to achieve. This is a question with which Goethe is profoundly concerned. He of course does not mean merely a dull absence of thinking. But he is quite sure that the might of science can be discovered if we do not destroy our links with it by means of our intellectual thinking. This is even the reason why he makes Mephisto take Faust to the witches’ kitchen. Commentaries on these things always distort matters. We fail to know Goethe if we do not link his purpose—in creating a scene like that in the witches’ kitchen—with what we sense to be the essence of his own being. Faust is presented with the draught of youth. In one sense he is given a perfectly realistic draught to drink. But the witch says:
Now imagine Goethe standing there. If you have a sense for his essential being you cannot but ask: Why is the witch made to declaim this witches’ multiplication table? Goethe did not like speaking about these things, but if he were in the right frame of mind he might reply: Well, the lofty might of science, still from all men deeply hidden! Who takes no thought, to him 'tis brought. You see, the power of thought fades when you are told, make ten of one, and two let be, make even three, and rich thou'lt be, and so on. Thinking comes to a standstill! So then you enter into a state of mind in which the lofty might of science can be given to you without any thinking.—Such things are always an aspect of Goethe's Faust and indeed of all Goethe's poetic work. So Goethe was faced with this question, which was for him something exceptionally profound. What was it that Faust lacked, but gained through his sojourn in the witches’ kitchen? What did he not have before? If you think of Faust and how he could have been Hamlet's teacher, disgusted by philosophy and jurisprudence, medicine and theology, and turning instead to magic—if you imagine what he is like even in the Easter scene, you will have to admit that he lacks something which Goethe possessed. Goethe never got to the bottom of this. He felt he was like Faust, but he had to say to himself: Yes, all the things with which I have invested Faust are also in me, but there is something else in me as well. Is it something I am permitted to possess? What Faust does not have is imagination, but Goethe did have imagination. Faust gains imagination through the draught of youth which he receives in the witches’ kitchen. In a way Goethe answered his own question: What happens when one wants to penetrate to the universal secrets with the help of the imagination? For this was the most outstanding power possessed by Goethe himself. In his youth he was not at all sure whether looking into the universal secrets with the help of the imagination was anything more than a step into nothingness. This is indeed the Faustian question. For stark intellectuality lives only in mirror images. But once you come to the imagination you are a step nearer to the human being's forces of growth, to the forces which fill the human being. You approach, even though only from a distance, the formative forces which, for instance, shape the brain in childhood. There is then only one more step from the ordinary imagination to the faculty of Imagination! But for Goethe this was the all-important question. Thus Goethe takes Faust to the witches’ kitchen so that he can extricate himself from that confounded capacity of thinking—which may lead to science but does not lead to the might of science—in order that he may be allowed to live in the realm of the imagination. Thenceforward Faust develops his imagination. By means of the draught in the witches’ kitchen, Goethe wins for Faust the right to have an imagination. The rejuvenation he experiences is simply a departure from the arid forces he had as, say, a thirty-five year old professor, and a return to his youth where he takes into his soul the youthful formative forces, the forces of growth. Where the imagination flourishes, the youthful formative forces remain alive in the soul. All this was present as a seed within Goethe, for he wrote the scene in the witches’ kitchen as early as about 1788. It was there as a seed, beginning to sprout and demanding a solution. But from Schiller he received a new impulse, for now he was urged on to the path towards the faculty of Imagination. Schiller was at first nowhere near to seekingfor the faculty of Imagination. But in Wallenstein (Wallenstein's Camp) and in Die Braut von Messina (Bride of Messina) he sought the cosmic element.5 And in Die Jungfrau von Orleans (The Maid of Orleans) he endeavoured to fathom the subconscious forces of the being of man. The immense profundity of the struggle going on may be seen in the fragment Demetrius which Schiller left behind when he died. The dramatic power of this fragment surpasses that of everything else he wrote. In his desk there was also the draft of a play about the Knights of Malta. This, too, if he had succeeded in writing it, would probably have been truly magnificent. The whole principle of the Order of the Knights of Malta—a spiritual order of knighthood resembling that of the Templars—unfolds in their battle against Sultan Suleiman. If Schiller had succeeded in depicting this, he would have been forced to face the question: How will it be possible to bring the vision of the spiritual world down into human creative activity? For this question was indeed alive for him already. But Schiller dies. Goethe no longer benefits from the stimulus he gave. Later, stimulated by Eckermann—who was less of a spiritual giant than Schiller, if I may put it this way—he finishes Faust, working on the second part from about 1824 until his death. Shortly before his death he has the package containing the work sealed. It is a posthumous work. We have considered this second part of Faust from many different angles, and have discovered, on the one hand, deeply significant, sublime insights into the manifold mysteries of the spiritual world. Of course we can never understand it entirely if we approach it from this one angle, and we must seek ever higher viewpoints. But there is another angle too.6 Goethe felt compelled to complete this poetic work of Faust. Let us examine the development of the philosophy of Faust and go back a stage further than we have done so far. One of the stages was the figure of Cyprianus, about whom we have already spoken. Before that, in the ninth century, the legend of Theophilus was written down.7 Theophilus is once again a kind of Faust of the eighth, or ninth century. He makes a pact with Satan and his fate very much resembles that of Faust. Consider Theophilus, this Faust of the ninth century, and consider the legendary Faust of the sixteenth century, to whom Goethe refers. The ninth century profoundly condemns the pact with the devil. Eventually Theophilus turns to the Virgin Mary and is saved from all that would have befallen him, had his pact with Satan been fulfilled. The sixteenth century gives the Faust legend a Protestant slant. In the Theophilus legend, incipient damnation redeemed by the Virgin Mary is described. The sixteenth century protests against this. There is no positive end; the story is told in a manner suitable for Protestantism: Faust makes a pact with the devil and duly falls into his clutches. First Lessing and then Goethe now protest in their turn. They cannot accept that a character—acting with worldly powers and in the manner of worldly powers—who gives himself over to the power of Satan, entering into a pact with him, must of necessity perish as a consequence of acting out of a thirst for knowledge. Goethe protests against this Protestant conception of the Faust legend. He wants Faust's redemption. He cannot abide by the conclusion of Part One, in which he made concessions and let Faust perish. Faust must be saved. So now Goethe leads us in sublime fashion through the experiences depicted in Part Two. We see how the strong inner being of man asserts itself: ‘In this, thy Nothing, may I find my All!’8 We need only think of words such as these with which a strong and healthy human nature confronts the one who corrupts. We see Faust experiencing the whole of history up to the time of ancient Greece. He must not be allowed to perish. Goethe makes every effort to arrive at pictures—pictures which, though different in form, are nevertheless taken from the Catholic cultus and Catholic symbolism. If you subtract everything that is achieved out of Goethe's own imaginative life, fuelled as it is by the great riches of the tremendously rich lifetime's experience that was his—if you subtract all this, you find yourself back with the legend of Theophilus in the ninth century. For in the end it is the Queen of Heaven9 who approaches in all her glory. If you subtract all that specifically belongs to Goethe, you come back to the Theophilus described by the saintly nun Hrosvitha—not identical, of course, but nevertheless something which has not succeeded in an independent approach to the poetic problem but still has to borrow from what has gone before. We see how a personality as great as Goethe strives to find an entry to the spiritual world. In the fairy-tale of the Green Snake and the Beautiful Lily he is seeking for an Imagination which will make the human being comprehensible. In Faust he is also seeking for an Imagination, but he cannot achieve an independent Imagination and has to draw on help from Catholic symbolism. Thus his final tableau resembles the clumsy depiction by Hrosvitha in the ninth century—though of course in Goethe's case it is obviously executed by one of the greatest poets. It is necessary to indicate the intricate paths followed by the spiritual and cultural history of humanity in order to arrive at an understanding of all that is at work in this spiritual history. Only then can we come to realize how the working of karma goes through human history. You need only consider hypothetically that certain things happened which did not actually happen—not in order to correct history in retrospect, but in order to come to an understanding of what is actually there. Imagine that Schiller, who died young, had remained alive. The drama about the Knights of Malta was in his desk and he was in the process of working on Demetrius. In collaboration with Goethe the highest spirituality developed in him, living in them both at once. But the thread broke. Look at the second part of Wilhelm Meister, look at Elective Affinities, and you will see what Goethe was striving for but failed to achieve. Everywhere he was striving to place the human being within a great spiritual context. He was unable to do so, for Schiller had been taken from him. All this is an expression of the way in which the recent spiritual and cultural evolution of mankind is striving for a certain goal, the goal of seeking the human being in his relationship with the spiritual world. But there are hindrances on every side. Perhaps something like Goethe's Faust can be comprehended in all its greatness only when we see what it does not contain, when we see the course on which the whole spiritual evolution of mankind was set. We cannot arrive at an understanding of the spiritual grandeur present in human evolution by merely giving all sorts of explanations, and exclaiming: What an incomparably great masterpiece! We can only reach such an understanding by contemplating the striving of the whole human spirit towards a particular goal of evolution. We are forcefully confronted with this when we consider these things. And then, in the nineteenth century, the thread breaks entirely! The nineteenth century, so splendid in the realm of natural science, sleeps as far as the realm of the spirit is concerned. The most that can be achieved is that the highest wisdom of natural science leads to fault-finding with a creation such as Faust. Goethe needs Schiller, in order to place Faust—whom he first depicted as a personality—within the context of an all-embracing universal tableau. We can sense what Goethe might have made out of the philosophy of Faust if he had not lost Schiller so soon. Yet those who think about these things come along and say that Faust is an unfortunate work in which Goethe missed the point entirely. Had he done the thing properly, Faust would have married Gretchen and made an honest woman of her, and then gone on to invent the electro-static machine and the air-pump. Then mankind would have been presented with the proper Faust! A great aesthete, Friedrich Theodor Vischer,10 said: Faust Part Two is rubbish. So he drafted a plan of what it ought to have been. The result was a kind of improved Eugen Richter out of the nineteenth century, a man of party politics, only a bit more crude than were party men in the nineteenth century. It was not an unimportant person but a very important person—for Friedrich Theodor Vischer was such a one—who stated: The second part of Faust is a piecemeal, fragmented construction of Goethe's old age! Any connection with a striving for the spirit was lost. The world slept where spirituality was concerned. But out of this very situation the people of today must find their tasks with regard to a new path to the spiritual world. It is of course not possible for us to refer back to:
We cannot simply decide to stop thinking, for thinking is a power which came with the fifth post-Atlantean period, and it is a power which must be practised. But it must be developed in a direction which was actually begun by Goethe in his fairy-tale of the Green Snake and the Beautiful Lily. It must be practised in such a way that it leads to Imagination. We must understand that the power of the intellect chases away the spirit, but if the power of the intellect itself can be developed to become the faculty of Imagination, then we can approach the spirit once more. This is what we can learn by considering in a living way what has taken place in the field we have been discussing.
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210. Old and New Methods of Initiation: Lecture XIII
19 Jan 1922, Mannheim Translated by Johanna Collis |
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If we fail to take note of the spiritual background, we also fail to understand history, and with it the chief factor in humanity today. It is especially important to depart from the usual external characterization of everything. |
Then he is taken prisoner by some Croats, after which he roams about the world undergoing many adventures, until finally he ends up once more at the hermitage where he settles down to live for the salvation of his soul. |
Only by taking the interconnections into account is it possible to understand what lies hidden in the figures brought by spiritual and cultural life out of the past and into the present. |
210. Old and New Methods of Initiation: Lecture XIII
19 Jan 1922, Mannheim Translated by Johanna Collis |
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The two previous lectures were devoted to considerations intended to show how that tremendous change, which entered into the whole soul constitution of civilized mankind with the fifteenth century—that is, with the transition from the fourth to the fifth post-Atlantean period—continued to have an effect on outstanding personalities. Let me introduce today's lecture with a brief summary of these preceding considerations. I showed how intensely a personality such as Goethe sensed the continuing vibrations of the great change, how he sensed that it was a concrete experience to find intellectual reasoning entering into the human soul. He sensed that it was necessary to come to terms with the intellectual element of the soul and he also had an inkling of the direct intercourse between human beings and the spiritual world which had preceded this intellectual stage. Even though it was no longer as it had been in the days of ancient atavistic clairvoyance, there was nevertheless a kind of looking back to the time when human beings knew that it was only possible for them to find real knowledge if they stepped outside the world of the senses in order to see in some way the spiritual beings who existed behind the sense-perceptible world. Goethe invested the figure of his Faust with all these things sensed in his soul. We saw how dissatisfied Faust is by stark intellectualism as presented to him in the four academic faculties:
He is saying in different words: I have loaded my soul with the whole complexity of intellectual science and here I now stand filled with the utmost doubt; that is why I have devoted myself to magic. Because of dissatisfaction with the intellectual sciences, Goethe invests the Faust figure with a desire to return to intercourse with the spiritual world. This was quite clear in his soul when he was young, and he wanted to express it in the figure of Faust. He chose the Faust figure to represent his own soul struggles. I said that although this is not the case with the historical Faust of the legend, we could nevertheless find in Goethe's depiction of Faust that professor who might have taught at Wittenberg in the sixteenth or even in the seventeenth century, and who had, ‘Straight or crosswise, wrong or right’, led his scholars by the nose ‘these ten years long’. This hypothesis allows us to see how in this educational process there was a mixture of the new intellectualism with something pointing back to ancient days when intercourse with the spiritual world and with the spiritual powers of creation was still possible for human beings. I then asked whether—apart from what is given us in the Faust drama—we might also, in the wider environment, come up against the effects of what someone like Faust could have taught in the fifteenth, sixteenth, seventeenth centuries. And here we hit upon Hamlet, about whom it could be said: The character which Shakespeare created out of Hamlet—who in his turn he had taken from Danish mythology and transformed—could have been a pupil of Faust, one of those very students whom Faust had led by the nose ‘these ten years long’. We see Hamlet interacting with the spiritual world. His task is given to him by the spiritual world, but he is constantly prevented from fulfilling it by the qualities he has acquired as a result of his intellectual education. In Hamlet, too, we see the whole transition from the fourth to the fifth post-Atlantean period. Further, I said that in the whole mood and artistic form of Shakespeare's plays, that is, in the historical plays, we could find in the creativity of the writer of Shakespeare's plays the twilit mood of that time of transition. Then I drew your attention to the way in which Goethe and Schiller in Central Europe had stood in their whole life of soul within the dying vibrations of the transition, yet had lacked, in a certain sense, the will to accept what the intellectual view of the world had since then brought about in the life of human beings. This led them back to Shakespeare, for in his work—Hamlet, Macbeth and so on—they discovered the capacity to approach the spiritual world; from his vantage point, they could see into the world of spiritual powers which was now hidden from the intellectual viewpoint. Goethe did this in his Götz von Berlichingen by taking the side of the dying echoes of the old time of the fourth post-Atlantean period and by rejecting what had come into being through intellectualism. Schiller, in the dramas of his youth, especially in Die Räuber (The Robbers), goes back to that time—not by pointing to the super-sensible world, but by endeavouring to be entirely realistic, yet putting into the very words characterizing Karl Moor something which echoes the luciferic element that is also at work in Milton's Paradise Lost.1 In short, despite his realism, we detect a kind of return to a conception of reality which allows the spiritual forces and powers to shine through. I indicated further that, in the West, Shakespeare was in a position—if I may put it like this—to work artistically in full harmony with his social environment. Hamlet is the play most characteristic of Shakespeare. Here the action is everywhere quite close to the spiritual world, as it is also in Macbeth. In King Lear, for instance, we see how he brings the super-sensible world more into the human personality, into an abnormal form of the human personality, the element of madness. Then, in the historical dramas about the kings, he goes over more into realism but, at the same time, we see in these plays a unique depiction of a long drawn-out dramatic evolution influenced everywhere by the forces of destiny, but culminating and coming to an end in the age of Queen Elizabeth. The thing that is at work in Shakespeare's plays is a retrospective view of older ages leading up to the time in which he lives, a time which is seen to be accepted by him. Everything belonging to older times is depicted artistically in a way which leads to an understanding of the time in which he lives. You could say that Shakespeare portrays the past. But he portrays it in such a way that he places himself in his contemporary western social environment, which he shows to be a time in which things can take the course which they are prone to take. We see a certain satisfaction with regard to what has come about in the external world. The intellectualism of the social order is accepted by the person belonging to the external, physical earthly world, by the social human being, whereas the artistic human being in Shakespeare goes back to earlier times and portrays that aspect of the super-sensible world which has created pure intellectualism. Then we see that in Central Europe this becomes an impossibility. Goethe and Schiller, and before them Lessing, cannot place themselves within the social order in a way which enables them to accept it. They all look back to Shakespeare, but to that Shakespeare who himself went back into the past. They want the past to lead to something different from the present time in which they find themselves. Shakespeare is in a way satisfied with his environment; but they are dissatisfied with theirs. Out of this mood of spiritual revolution Goethe creates the drama of Götz von Berlichingen, and Schiller the dramas of his youth. We see how the external reality of the world is criticized, and how in the artistic realm there is an ebbing and flowing of something that can only be achieved in ideas, something that can only be achieved in the spirit. Therefore we can say: In Goethe and Schiller there is no acceptance of the present time. They have to comfort themselves, so far as external sense-perceptible reality is concerned, with what works down out of the spiritual world. Shakespeare in a way brings the super-sensible world down into the sense-perceptible world. Goethe and Schiller can only accept the sense-perceptible world by constantly turning their attention to the spiritual world. In the dramas of Goethe and Schiller we have a working together of the spiritual with the physical—basically, an unresolved disharmony. I then said that if we were to go further eastwards we would find that there is nothing on the earth that is spiritual. The East of Europe has not created anything into which the spirit plays. The East flees from the external working of the world and seeks salvation in the spirit above. I was able to clothe all this in an Imagination by saying to you: Let us imagine Faust as Hamlet's teacher, a professor in Wittenberg. Hamlet sits at his feet and listens to him, after which he returns to the West and accustoms himself once again to the western way of life. But if we were to seek a being who could have gone to the East, we should have had to look for an angel who had listened to Faust from the spiritual world before going eastwards. Whatever he then did there would not have resembled the deeds and actions of Hamlet on the physical plane but would have taken place above human beings, in the spiritual world. Yesterday, I then described how, out of this mood, at the time when he was making the acquaintance of Schiller, Goethe felt impelled to bring the being of man closer to the spiritual world. He could not do this theoretically, in the way Schiller, the philosopher, was able to do in his aesthetic letters, but instead he was urged to enter the realm of Imagination and write the fairy-tale of the Green Snake and the Beautiful Lily. Then Schiller felt the urge to bring the external reality of human life closer to the spirit—I might say experimentally—in Wallenstein (Wallenstein's Camp), by letting a belief in the stars hold sway like a force of destiny over the personality of Wallenstein, and in Die Braut von Messina (Bride of Messina) by letting a destiny run its course virtually entwined with a belief in the stars. These personalities were impelled ever and again to turn back to the time when human beings still had direct intercourse with the spiritual world. Further, I said that Goethe and Schiller lived at a time when it was not yet possible to find a new entry into the spiritual world from out of a modern soul constitution. Schiller in particular, with his philosophical bent, had he lived longer and finished the drama about the Knights of Malta, would have come to an understanding of how, in an order like this, or like that of the Templars, the spiritual worlds worked together with the deeds of human beings. But it was not granted to Schiller to give the world the finished drama about the Knights of Malta, for he died too soon. Goethe, on the other hand, was unable to advance to a real grasp of the spiritual world, so he turned back. We have to say that Goethe went back to Catholic symbolism, the Catholic cultus, the cultus of the image, though he did so in an essentially metamorphosed form. We cannot help but be reminded of the good nun Hrosvitha's legend of Theophilus2 from the ninth century, when Goethe in his turn allows Faust to be redeemed in the midst of a Christianizing tableau. Although his genius lets him present it in a magnificently grand and artistic manner, we cannot but be reminded, in ‘The Eternal Feminine bears us aloft’, of the Virgin Mary elevating the ninth-century Theophilus. An understanding of these things gives us deep insight into the struggle within intellectualism, the struggle in intellectualism which causes human beings to experience inwardly the thought-corpse of what man is before descending through birth—or, rather, through conception—into his physical life on earth. The thoughts which live in us are nothing but corpses of the spirit unless we make them fruitful through the knowledge given by spiritual science. Whatever we are, spiritually, up to the moment when earthly life begins, dies as it enters our body, and we bear its corpse within us. It is our earthly power of thought, the power of thought of our ordinary consciousness. How can something that is dead in the spiritual sense be brought back to life? This was the great question which lived in the souls of Goethe and Schiller. They do not bring it to expression philosophically but they sense it within their feeling life. And they compose their works accordingly. They have the feeling: Something is dead if we remain within the realm of the intellect alone; we must bring it to life. It is this feeling which makes them struggle to return to a belief in the stars and to all sorts of other things, in order to bring a spiritual element into what they are trying to depict. It is necessary for us to be aware of how the course of world evolution is made manifest in such outstanding personalities, how it streams into their souls and becomes the stuff of their struggles. We cannot comprehend our present time unless we see that what this present time must strive for—a new achievement of the spiritual world—is the very problem which was of such concern for Goethe and Schiller. What happened as a result of the great transition which took place in the fifteenth century was something of which absolutely no account is taken in ordinary history. It was, that the human being acquired an entirely different attitude towards himself. But we must not endeavour to capture this in theoretical concepts. We must endeavour to trace it in what human beings sensed; we must find out how it went through a preparation and how it later ran its course after the great change had been fulfilled in its essential spiritual force. There are pointers to these things at crucial points in cultural evolution. See how this comes towards us in Wolfram von Eschenbach's Parzival.3 You all know the story. You know how crucial it was for the whole of Parzival's development that he first of all received instruction from a kind of teacher as to how he was to go through the world without asking too many questions. As a representative of that older world order which still saw human beings as having direct intercourse with the spiritual world, Gurnemanz says to Parzival: Do not ask questions, for questioning comes from the intellect, and the spiritual world flees from the intellect; if you want to approach the spiritual world you must not ask questions. But times have changed and the transition begins to take place. It is announced in advance: Even though Parzival goes back several more centuries, into the seventh or eighth century, all this was nevertheless experienced in advance in the Grail temple. Here, in a way, the institutions of the future are already installed, and one of them is that questions must be asked. The essential point is that with the transition from the fourth to the fifth post-Atlantean period the situation of the human being changes. Previously it was inappropriate to ask questions because conditions held sway about which Goethe speaks so paradoxically:
In those times it was right not to ask questions, for that would have driven away the spirits! But in the age of the intellect the spiritual world has to be rediscovered through the intellect and not by damping down the processes of thought. The opposite must now come into play; questions must be asked. As early as Parzival we find a portrayal of the great change which brings it about in the fifth post-Atlantean period that the longing for the spiritual world now has to be born out of the human being in the form of questions to be formulated. But there is also something else, something very remarkable, which comes to meet us in Parzival. I should like to describe it as follows. The languages which exist today are far removed from their origins, for they have developed as time has gone on. When we speak today—as I have so often shown—the various combinations of sounds no longer remind us of whatever these combinations of sounds denote. We now have to acquire a more delicate sense for language in order to experience in it all the things that it signifies. This was not the case where the original languages of the human race were concerned. In those days it was known that the combination of sounds itself contained whatever was experienced in connection with the thing depicted by those sounds. Nowadays poets seek to imitate this. Think, for instance, of ‘Und es wallet und siedet und brauset und zischt’.4 Poetic language has here imitated something of what the poet wants us to see externally. But this is mere derived imitation. In olden times every single sound in language was felt to have the most intimate connection with what was happening all around. Today only some local dialects can lay claim to giving us some sense for the connection between external reality and the words spoken in dialect. However, language is still very close to our soul—it is a special element in our soul. It is another consequence of the transition from the fourth to the fifth post-Atlantean period that this has become deposited as something very deeply sensed within the human soul, again a fact which is left out of account by both philology and history. The fact that in the fourth post-Atlantean period human beings lived more within their language and that in the fifth post-Atlantean period this is no longer the case, brings about a different attitude by human beings towards the world. You can understand that human beings with their ego are linked quite differently to what is going on around them if, in using language, they go along with all the rushing of waves, the thundering and lightning, and whatever else is happening out there. This becomes ever more detached as the transition from the fourth to the fifth post-Atlantean period progresses. The ego becomes more inward, and language together with the ego also becomes more inward, but at the same time less meaningful as regards external matters. Such things are most certainly not perceived by the knowledge of today, which has become so intellectual. There is hardly any concern to describe such things. But if what is taking place in mankind is to be correctly understood, they will have to be described. Imagine what can come into being. Imagine vividly to yourselves, here the fourth post-Atlantean period, and here the fifth. The transition is of course gradual, but for the sake of explanation I shall have to talk in extremes. In the fourth post-Atlantean period you have here the things of the world (green). The human being with his words, depicted within him, here in red, is still connected with the things. You could say he 'lives over' into the things through the medium of his words. In the fifth post-Atlantean period the human being possesses his words within his soul, separated off from the world. Imagine this clearly, even almost in grotesque detail. Looking at the human being here in the fourth post-Atlantean period, you might say of him that he still lives with the things. The things he does in the outside world will proceed to take place in accordance with his words. If you see one of these human beings performing a deed, and if at the same time you hear how he describes the deed, there is a harmony between the two. Just as his words are in harmony with external things, so are his deeds in harmony with the words he speaks. But if a human being in the fifth post-Atlantean period speaks, you can no longer detect that his words resound in what he does. What connection with the deed can you find today in the words: I have chopped wood! In what is taking place out there in the activity of chopping we can no longer sense in any way a connection with the movement of the chopper. As a result, the connection with the sounds of the words gradually disappears; they cease to be in harmony with what is going on outside. We no longer find any connection between the two. So then, if someone listens pedantically to the words and actually does [IMAGE REMOVED FROM PREVIEW] what lies in the words, the situation is quite different. Someone might say: I bake mice. But if someone were actually to bake mice, this would seem grotesque and would not be understood. This was sensed, and so it was said: People ought to consider what they actually have in their soul in conjunction with what they do externally; the relationship between the two would be like an owl looking in a mirror! If someone were to do exactly what the words say, it would be like holding up a mirror to an owl. Out of this, in the second half of the fourteenth century, Till Eulenspiegel arose.5 The owl's mirror is held up in front of mankind. It is not Till Eulenspiegel who has to look in the mirror. But because Till Eulenspiegel takes literally what people say with their dry, abstract words, they suddenly see themselves, whereas normally they do not see themselves at all. It is a mirror for the owls because they can really see themselves in it. Night has fallen. In past times, human beings could see into the spiritual world. And the activity of their words was in harmony with the world. Human beings were eagles. But now they have become owls. The world of the soul has become a bird of the night. In the strange world depicted by Till Eulenspiegel, a mirror is held up before the owl. This is quite a feasible way of regarding what appears in the spiritual world. Things do have their hidden reasons. If we fail to take note of the spiritual background, we also fail to understand history, and with it the chief factor in humanity today. It is especially important to depart from the usual external characterization of everything. Look in any dictionary and see what absurd explanations are given for Eulenspiegel! He cannot be understood without entering into the whole process of cultural and spiritual life. The important thing in spiritual science is to actually discover the spirit in things, not in a way that entails a conceptual knowledge of a few spiritual beings who exist outside the sense-perceptible world, but in a way which leads us to an ability to see reality with spiritual eyes. The change which took place, between the time when human beings felt themselves to be close to the spiritual world and the later time when they felt as though they had been expelled from that world, can be seen in other areas too. Try to develop a sense for the profound impulse which runs through something like the Parzival epic. See how Parzival's mother dresses him in a simpleton's clothes because she does not want him to grow up into the world which represents the new world. She wants him to remain in the old world. But then he grows up from the sense-perceptible world into the world of the spirit. The seventeenth century also possesses a kind of Parzival, a comical Parzival, in which everything is steeped in comedy. In the intellectualistic age, if one is honest, one cannot immediately muster the serious attitude of soul which prevails in Parzival. But the seventeenth century too, after the great change had taken place, had its own depiction of a character who has to set out into the world, lose himself in it, finally ending-up in solitude and finding the salvation of his soul. This is Christoffel von Grimmelshausen's Simplicissimus.6 Look at the whole process of the story. Of course you must take the whole tone into account, on the one hand the pure, perhaps holy mood of Parzival, and on the other the picaresque, comical mood. Consider Simplicissimus, the son of well-to-do peasants in the Spessart region. In the Thirty Years’ War their house is burnt down. The son has to flee, and finds his way to a hermit in the forest who teaches him all kinds of things, but who then dies. So here he is, abandoned in the world and having to set off on his travels. He becomes immersed in all the events and blows of fate offered by the Thirty Years’ War. He arrives at the court of the governor of Hanau. Externally he has learnt nothing, externally he is a pure simpleton; yet he is an inwardly mature person for all that. But because externally he is a pure simpleton the governor of Hanau says to himself: This is a simpleton, he knows nothing; he is Simplicissimus, as naive as can be. What shall I train him to be? I shall train him to be my court fool. But now the external and the internal human being are drawn apart. The ego has become independent in respect of the external human being. It is just this that is shown in Simplicissimus. The external human being in the external world, trained to be the court fool, is the one who is considered by all and sundry to be a fool. But in his inner being Simplicissimus in his turn considers all those who take him for a fool to be fools themselves. For although he has not learnt a thing, he is nevertheless far cleverer than all those who have made him into a fool. He brings out of himself the other intellectuality, the intellectuality that comes from the spirit, whereas what comes to meet him from outside is the intellectuality that comes from reasoning alone. So the intellectualists take him for a fool, and the fool brings his intellectualism from the spiritual world and holds those who take him for a fool to be fools themselves. Then he is taken prisoner by some Croats, after which he roams about the world undergoing many adventures, until finally he ends up once more at the hermitage where he settles down to live for the salvation of his soul. The similarity between Simplicissimus and Parzival has been recognized, but the crucial thing is the difference in mood. What in Parzival's case was still steeped in the mind-soul has now risen up into the consciousness soul. Now caustic wit is at work, for the comical can only have its origin in caustic wit. If you have a feel for this change of mood, you will be able to discover—especially in works which have a broader base than that of a single individuality—what was going on in human evolution. And Christoffel von Grimmelshausen did indeed secrete in Simplicissimus the whole mood, the whole habit of thought of his time. Similarly you can in a way find the people as a whole composing stories, and gathering together all the things which the soul, in the guise of an owl, can see in the mirror, and which become all the tall tales found in Till Eulenspiegel. It would be a good thing, once in a while, to go in more detail into all these things, not only in order to characterize the various interconnections. I can only give you isolated examples. To say everything that could be said I should have to speak for years. But this is not really what matters. What is crucial is to come closer to a more spiritual conception of these things. We have to learn to know how things which are presented to us purely externally are also connected with the spirit. So we may say: That tremendous change which took place in the transition from the fourth to the fifth post-Atlantean period can be seen everywhere, vibrating through the cultural and spiritual evolution of mankind. As soon as you step back a bit from this turning- point of time, you come to see how all the different phenomena point to the magnititude of the change. Only by taking the interconnections into account is it possible to understand what lies hidden in the figures brought by spiritual and cultural life out of the past and into the present. Take Lohengrin, the son of Parzival. What does it mean that Elsa is forbidden to ask after his name and origin? People simply accept this. Not enough deep thought is given to the question as to why she is forbidden to ask, for usually there are two sides to everything. Certainly this could also be described differently, but one important aspect may be stated as follows: Lohengrin is an ambassador of the Grail; he is Parzival's son. Now what actually is the Grail community? Those who knew the mystery of the Grail did not look on the Grail temple as a place solely for the chosen knights of the Grail. They saw that all those who were pure in heart and Christian in the true sense went to the Grail while they slept—while they were between sleeping and waking. The Grail was seen as the place where all truly Christian souls gathered while they slept at night. There was a desire to be apart from the earth. So those who were the rulers of the Grail also had to be apart from earthly life. Lohengrin, the son of Parzival, was one of these. Those who desired to work in accordance with the Grail impulse had to feel themselves entirely within the spiritual world. They had to feel that they belonged entirely to the spiritual world and certainly not at all to the earthly world. In a certain sense you could say that they had to drink the draught of forgetfulness. Lohengrin is sent down from the Grail castle. He unites with Elsa of Brabant, that is with the people of Brabant. In the train of Heinrich I he sets out to fight the Hungarians. In other words, at the instigation of the Grail he carries out important impulses of world history. The strength he has from the Grail temple enables him to do this. When we go back to the fourth post-Atlantean period we find that all these things are different. In those days spiritual impulses played their part together with external impulses that could be comprehended by the intellect. This is hardly noticeable in the way history is told today. We speak quite rightly today of meditative formulae, simple sentences which work in the human being's consciousness through their very simplicity. How many people today understand what is meant when history tells us that those required to take part in the Crusades—they took place in the fourth post-Atlantean period—were provided with the meditative formula ‘God wills it’ and that this formula worked on them with spiritual force. ‘God wills it’ was a kind of social meditation. Keep a look out for such things in history; you will find many! You will find the origins of the old mottos. You will discover how the ancient titled families set out on conquering expeditions under such mottos, thus working with spiritual means, with spiritual weapons. The most significant spiritual weapons of all were used by knights of the Grail, such as Lohengrin. But he was only able to use them if he was not met with recollections of his external origins, his external name, his external family. He had to transport himself into a realm in which he could be entirely devoted to the spiritual world and in which his intercourse with the external world was limited to what he perceived with his senses, devoid of any memories. He had to accomplish his deeds under the influence of the draught of forgetfulness. He was not allowed to be reminded. His soul was not permitted to remember: This is my name and I am a scion of this or that family. So this is why Elsa of Brabant is not allowed to question him. When she does, he is forced to remember. The effect on his deeds is the same as if his sword had been smashed. If we go back beyond the time when everything became intellectual, so that people also clothed what had gone before in intellectual concepts, imagining that everything had always been as they knew it—if we go back beyond what belongs to the age of the intellect, we find the spiritual realm working everywhere in the social realm. People took the spiritual element into account, for instance, in that they took moral matters just as much into account as physical medicines. In the age of the intellect, in which all people belong only to the intellect, whatever would they think if they found that moral elements, too, were available at the chemist's! Yet we need only go back a few centuries prior to the great change. Read Der arme Heinrich by Hartmann von Aue,7 who was a contemporary of Wolfram von Eschenbach. Before you stands a knight, a rich knight, who has turned away from God, who in his soul has lost his links with the spiritual world, and who thus experiences this moment of atheism which has come over him as a physical illness, a kind of leprosy. Everyone avoids him. No physician can cure him. Then he meets a clever doctor in Salerno who tells him that no physical medicine can do him any good. His only hope of a cure lies in finding a pure virgin who is prepared to be slain for his sake. The blood of a pure virgin can cure him of his illness. He sells all his possessions and lives alone on a smallholding cared for by the tenant farmer. The farmer has a daughter. She falls in love with the leprous knight, discovers what it is that alone can cure him, and decides to die for him. He goes with her to the doctor in Salerno. But then he starts to pity her, preferring to keep his illness rather than accept her sacrifice. But even her willingness to make the sacrifice is enough. Gradually he is healed. We see how the spirit works into cultural life, we see how moral impulses heal and were regarded as healing influences. Today the only interpretation is: Ah, well, perhaps it was a coincidence, or maybe it is just a tale. Whatever we think of individual incidents, we cannot but point out that, during the time which preceded the fifteenth century, soul could work on soul much more strongly than was the case later; what a soul thought and felt and willed worked on other souls. The social separation between one human being and another is a phenomenon of intellectualism. The more intellectualism flourishes and the less an effort is made to find what can work against it—namely the spiritual element—the more will this intellectualism divide one individuality from another. This had to come about; individualism is necessary. But social life must be found out of individualism. Otherwise, in the ‘social age’ all people will do is be unsociable and cry out for Socialism. The main reason for the cry for Socialism is that people are unsocial in the depths of their soul. We must take note of the social element as it comes towards us in works such as Hartmann von Aue's Der arme Heinrich. It makes its appearance in cultural works in which it can be sensed quite clearly through the mood. See how different is the mood in Der arme Heinrich. You cannot call it sentimental, for sentimentality only arose later when people found an unnatural escape from intellectualism. The mood is in a way pious; it is a mood of spirituality. To be honest about the same matters in a later age you have to fall back on the element of comedy. You have to tell your story as Christoffel von Grimmelshausen did in Simplicissimus, or as the people as a whole did in Till Eulenspiegel. This sense of having been thrown out of the world is found everywhere, not only in poetic works arising out of the folk element. Wherever it appears, you find that what is being depicted is a new attitude of the human being towards himself. From an entirely new standpoint he asks: What am I, if I am a human being? This vibrates through everything. So from the new intellectual standpoint the question is asked over and over again: What is the human being? In earlier times people turned to the spiritual world. They truly sought what Faust later seeks in vain. They turned to the spiritual world when they wanted to know: What actually is the human being? They knew that outside this physical life on earth the human being is a spirit. So if he wants to discover his true being, which lives in him also in physical, earthly life, then he will have to turn to the spiritual world. Yet more and more human beings are failing to do this very thing. In Faust Goethe still hints: If I want to know the spirit, I must turn to the spiritual world. But it does not work. The Earth Spirit appears, but Faust cannot recognize it with his ordinary knowledge. The Earth Spirit says to him: ‘Thou'rt like the Spirit which thou comprehendest, not me!’8 Faust has to turn away and speak to Wagner. In Wagner he then sees the spirit which he comprehends. Faust, ‘image of the Godhead’, cannot comprehend the Earth Spirit. So Goethe still lived in an age which strove to find the being of man out of the spiritual world. You see what came once Goethe had died. Once again people wanted to know what the human being is, this time on the basis of intellectualism. Follow the thread: People cannot turn to the spiritual world in order to discover what the human being is. In themselves, equally, they fail to find the answer, for language has meanwhile become an owl in the soul. So they turned to those who depicted olden times at least in an external fashion. What do we find in the nineteenth century?9 In 1836 Jeremias Gotthelf: Bauernspiegel; in 1839 Immermann: Oberhof, Die drei Mahlen, Schwarzwalder Bauern geschichten; George Sand: La Petite Fadette; in 1847 Grigorovich: Unhappy Anthony; in 1847-51 Turgeniev: Sportsman's Sketches. We have here the longing to find in simple people the answer to the question: What is the human being? In olden times you turned to the spiritual world. Now you turned to the peasant. During the course of two decades the whole world develops a longing to write village stories in order to study the human being. Because people cannot recognize themselves, at best looking in the mirror as if they are owls, they turn to simple folk instead. What they can prove in every detail, from Jeremias Gotthelf to Turgeniev, is that everything is striving to get to know the human being. In all these village stories, in all these simple tales, the unconscious endeavour is to achieve a knowledge of man. From this kind of viewpoint spiritual and cultural life can become comprehensible. This is what I wanted to show you in these three lectures, in order to illustrate the transition from the fourth to the fifth post-Atlantean period. It is not enough to describe this transition with a few abstract concepts—which is what was naturally done at first. Our task is to illumine the whole of reality with the light of the spirit through Anthroposophy. These lectures have beenan example of this.
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210. Old and New Methods of Initiation: Lecture XIV
01 Feb 1922, Wrocław Translated by Johanna Collis |
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This is a point of view from which opposition to Anthroposophy can very well be understood. Human beings do not want freedom in the spiritual realm. They want to be compelled, led, guided by something. |
It is not insignificant for the soul when an effort is made to understand something that has been discovered through Imagination. For instance, it is extremely difficult today to make medicines effective for the treatment of illnesses. |
If people school their common sense by means of inspired truths, even if they do not undertake any spiritual development, then they acquire a delicate sense for the living truth, and for what is healthy and unhealthy in human thinking and in human endeavour. |
210. Old and New Methods of Initiation: Lecture XIV
01 Feb 1922, Wrocław Translated by Johanna Collis |
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Many reasons have led us to consider how the age of intellectualism—which we have often also called the age of the fifth post-Atlantean culture—begins in the transition from the thirteenth to the fourteenth and fifteenth centuries. In this age, human beings come to regard the intellect as the dominant factor in all their endeavours. We have often spoken of the way in which this intellectualism has come to develop in the various realms of inner life. Everything that is characteristic for human evolution has its more inward aspect through which it live:, more expressly in people's feelings, in their views, in their dominant will impulses, and so on. At the same time it also has an outward aspect which manifests in the conditions and circumstances which arise historically in human evolution. In this connection it has to be said that the most significant expression of the intellectualistic age so far has been the French Revolution, that great world-wide movement of the end of the eighteenth century. For long ages before it took place, much in the life of mankind pointed to ways of striving for the very kind of social community which then came to be expressed so tumultuously in this French Revolution. And since then much has remained of the French Revolution, flickering into life here or there in one form or another in the external social conditions of mankind. Only consider that the French Revolution, in the way it manifested at the end of the eighteenth century, could not have been possible previously. For prior to those days human beings did not seek full satisfaction on this earth with regard to everything they were striving for. You must understand that before the time of the French Revolution there was never a period in the history of mankind when people expected everything human beings can strive for, in thought, feeling and will, to find an external expression in earthly life. In the times which preceded the French Revolution, people knew that the earth can never provide for every single requirement of man's spirit, soul and body. Human beings always felt that they had links with the spiritual world and they expected this spiritual world to satisfy whatever requirements cannot be satisfied by the earthly world. However, long before the French Revolution expressed itself in such a tumultuous fashion there were endeavours in many realms of the civilized world to introduce a social order which would allow as many human needs as possible to be satisfied here on earth. The fundamental character of the French Revolution itself was the endeavour to found a social environment which would be an expression here on earth of human thinking, feeling and willing. This is essentially what intellectualism seeks, too. The realm of intellectualism is earthly existence. Intellectualism wants to satisfy everything that is present in the sense-perceptible physical world. So it wants to organize the social situation here on earth to be an expression of the intellectual element. The endeavour to create in social conditions something which man can strive for here on earth, even goes to the extent of the worship of the goddess of reason—which means, of course, the goddess of the intellect. So we can say: In very ancient times human beings ordered their lives according to the impulses which came to them from initiates and mystery pupils; through them they took into their social order the divine spiritual world itself. Then social conditions moved on to those of, let us say, Egypt, when the social order took in what the kings learnt from the priests about the will of human evolution as it was expressed, for instance, in the stars. Later still, in older Roman times, the times of the Roman kings, the endeavour was made to bring about social conditions based on research into the spiritual world. The meeting of Numa Pompilius with the nymph Egeria is an expression of this.1 More and more out of this interweaving of the spiritual with the earthly, social realm came the requirement: Everything on earth is to be arranged in such a way as to be a direct expression of the intellect. To express this in a diagram you would have to draw a downward curve. The French Revolution comes at the lowest point (see sketch), and from here onwards things had to start moving upwards once more. This upward movement was indeed immediately attempted as a reaction to the French Revolution. Read Schiller's Letters on the Aesthetic Education of Man (Aesthetical Essays). There we can see quite clearly, for instance, how he was stimulated by what was expressed in the French Revolution in an external way to seek a new connection to the spiritual world within man's inner being. For Schiller the question arose: If it is impossible to create a perfect social order here on earth, how can human beings achieve satisfaction with regard to their thinking, feeling and will? How can they achieve freedom here on this earth? [IMAGE REMOVED FROM PREVIEW] And Schiller answered this question by saying: If human beings live logically, in accordance with the dictates of reason, they are servants of the dictates of reason and not free beings. If they follow their physical urges and instincts alone, then in turn they are following the dictates of nature and are unfree. He then came to say: The human being is actually only free when he is working artistically or when he is enjoying something artistic. The achievement of freedom in the world can only come about when the human being works artistically or enjoys art. Artistic activity balances what is otherwise either a dictate of reason or a dictate of nature, as Schiller puts it. Living in the artistic realm, the human being feels the compulsion of thoughts less with regard to an artistic object than he does in the case of logical research. Similarly, what comes to him from the object of art through his senses is not a sensual urge. The sensual urge is ennobled by the spiritual seeing of something artistic. So inasmuch as a human being is capable of working artistically he is also capable of unfolding freedom within earthly existence. Schiller seeks to answer the question: How can man as a social being achieve freedom? And the conclusion he reaches is that the human being can only achieve freedom if he is a being who is receptive to art. He cannot achieve freedom by being devoted to the dictates of reason or the dictates of nature. At the time when Schiller was writing his Letters on the Aesthetic Education of Man (Aesthetical Essays) this came to expression in a wonderful way in the interaction between Goethe and Schiller. This is shown in the way Schiller perceived how Goethe was rewriting his Wilhelm Meister at that time. Schiller was full of enthusiasm for this way of writing and for this depiction of inner freedom, because Goethe as an artist was a creative spirit—not in his intellect but in the freedom of his thoughts—yet one who, on the other hand, still remained within a sensual experience of art. Schiller sensed this. He felt that Goethe in his artistic activity was as free as is a child at play. We see how Schiller is enthused by a free human artistic activity which is reminiscent of a child at play. His enthusiasm led him to say in one of his letters to Goethe: The artist is the true human being; in comparison even the best philosopher is a mere caricature.2 But his enthusiasm also led him to say: The human being is only truly human when he is at play, and he only plays when he is truly human.3 Frivolous or merely entertaining play is not meant, but artistic activity and artistic enjoyment. The human being dwells within artistic experience, which means that the human being becomes truly free: This is what Schiller is saying. At the point where the line starts to curve upwards from what had been—with regard to a social order—the goal of the French Revolution, towards something for which human beings have to wrestle inwardly and which cannot be given to them by institutions of the state; at this point, what price was the human being willing to pay for this social freedom? He was prepared to pay the price that it could not be given to him through logical thinking and that it could not be given to him through ordinary physical life, but that he could receive it only in the exclusive activity of artistic experience. These feelings were indeed engraved within the best spirits of that age, in Schiller in a theoretical form, and in Goethe too, who actually practised this life in freedom. Let us look at the characters Goethe created out of life itself in order to reveal genuine humanity, the true human being. Look at Wilhelm Meister. Wilhelm Meister is a personality through whom Goethe wanted to depict the true human being. Yet seen from an overall view of life he is actually a layabout. He is not a person who is seriously searching for a world view which includes the human soul. Neither is he someone who can manage to hold down a job in external life. He loiters his way through life. This is because the ideal of freedom striven for in the work of Goethe and Schiller could only be achieved by people who had removed themselves from a thoughtful and hard-working way of life. It is almost as if Schiller and Goethe had wanted to point to the illusion of the French Revolution, to the illusory belief that something external, like the state, might make human beings free. They wanted to point out that human beings can only wrestle for this freedom within themselves. Herein lies the great contrast between Central Europe and Latin western Europe. Latin western Europe believed in an absolute sense in the power of the state, and it still believes in it today. In Central Europe, on the other hand, came the reaction that the human ideal can only be found within. But the price for this would have to be the inability to stand squarely in life. Someone like Wilhelm Meister had to disentangle himself from life. So we see that at the first attempt it proved impossible to find full humanity within a true human being. Naturally, if everybody is to become an artist so that, as Schiller put it, society can become entirely aesthetic, this may be all very well, but such an aesthetic society would not be very good at coping with life. I cannot imagine, for instance—let me be really down to earth for a moment—how in such an aesthetic society the sewers will be kept clear. Neither can I imagine how in this aesthetic society certain things will be achieved which ought to be achieved in accordance with strictly logical concepts. The ideal of freedom shone before mankind, but human beings were unable to strive for this ideal of freedom when they stood fully within life. It became necessary to search once more for an impetus upwards to the super-sensible world, but now this had to be done consciously, just as in former times there had been an atavistic downward impetus. A new upward impetus into the spiritual world had to be sought. It was necessary to hold on to the ideal of freedom but, at the same time, the upward impetus had to be sought. First it had to be made possible to secure freedom for human activity, for active involvement in life. It seemed to me that the only possible way was that described in my Philosophy of Freedom.4 If human beings can achieve the impetus to rise up to an inner constitution of soul which enables them to find moral impulses in pure thoughts, in the way I have just described, then they will be free beings even though they remain squarely within full, everyday life. This is why I had to introduce into my Philosophy of Freedom the concept of moral tact, which is otherwise not found in moralizing sermons, the concept of acting as a matter of course out of moral tact, by means of which moral impulses can flow over into habitual deeds. Consider the role played by tact, by moral good taste, in my Philosophy of Freedom. There you see that in an aesthetic society true human freedom is only applied to the feelings, whereas it actually ought to be brought also into the will, that is, into every aspect of the human being. A human being who has achieved a soul constitution in which pure thoughts can live in his will as moral impulses, can enter fully into life, however burdensome it may be, and he will be able to stand in this life as a free being in so far as this life calls for actions, deeds. Furthermore, with regard to the dictates of reasoning, that is, the grasping of the world in thoughts, a way also had to be sought of finding what it is that guarantees freedom for the human being, independence from external compulsions. This could only come about through anthroposophical spiritual science. Learning to find their way into what can be experienced in spirit with regard to cosmic mysteries and cosmic secrets, human beings live in thoughts with their humanness into a closeness with the inner spirit of the world. Through freedom they achieve knowledge of the spirit. What is going on here is best demonstrated by the way in which people, with regard to this, are still strenuously resisting becoming free. This is a point of view from which opposition to Anthroposophy can very well be understood. Human beings do not want freedom in the spiritual realm. They want to be compelled, led, guided by something. And since every individual is free either to recognize or deny the spirit, most deny it and choose instead something which they are not free either to recognize or deny. No free decision is required to recognize or deny thunder and lightning, or the combination of oxygen or hydrogen in some laboratory process. But human beings are free to recognize that angeloi and archangeloi exist. Or they can deny their existence. But those who truly possess an impulse for freedom come through this very impulse for freedom to the recognition of the spiritual in thinking. In Schiller's Letters on the Aesthetic Education of Man (Aesthetical Essays), in the whole of Goethe's creative work, the achievement of human freedom through inner effort and struggle was first attempted. But this can only be achieved if we recognize that to our freedom in the realm of artistic experience must be added a free experience in the realm of thinking and a free experience in the realm of the will. These are things which must be properly developed. Schiller simply took what the age of the intellect had to offer. In Schiller's time art still arose out of this intellectualism. Within this, Schiller still discovered human freedom. But what intellectualism has to offer in the realm of thinking is something unfree, something which is subject to the dictates of logic. And Schiller failed to recognize the possibility that freedom might also hold sway here, just as little as it might hold sway in deeds, in ordinary, hard life. What we have had to achieve through the introduction of anthroposophical spiritual science is the recognition that freedom can also be recognized in the realm of thinking and in the realm of the will. Schiller and Goethe recognized freedom solely in the realm of feeling. But the path to a full recognition of human freedom can only be trodden if human beings are able to achieve an inner vision of the connection between the spiritual realm they can experience in their soul, and the realm of nature. So long as two abstract concepts, nature and spirit, are seen by human beings as being mutually exclusive, it will not be possible for them to progress to a proper conception of the freedom I have been describing. But even those who do not work their way towards life in the spiritual world, by means of meditation, concentration exercises and so on, can certainly experience something, if they are willing to recognize, simply with their healthy commonsense, what has been found through Imagination, Inspiration and Intuition. Simply by reading in books or hearing in lectures what is brought to the fore in the world through Imagination—and provided they remain alert—people will soon need to approach these revelations from the spiritual world in a way that differs from their approach, say, to a book on physics or chemistry, or on botany or zoology, even though this different approach can just as much take a course which follows ordinary healthy common sense. Without developing any great inner activity it is possible to absorb everything written today in a book about botany or zoology. But it is not possible to absorb what I have described, for instance, in my book Occult Science, without inner energy and activity such as that needed also for ordinary healthy common sense. Everything in this book can be understood, and those who maintain that it is incomprehensible are simply unwilling to think actively; they want to absorb it as passively as they absorb a film in the cinema. In the cinema there is certainly no need to think very much, and it is in this manner that people today want to absorb everything. What they find in the laboratory can also be absorbed in this way. But what is said in my book Occult Science cannot by absorbed in this way. Occasionally some professorial souls do attempt to absorb it in this way. In consequence, they then make the suggestion that those who perceive such things ought to be examined in psychological laboratories, as they are called today. This suggestion is just as clever as requiring someone who solves mathematical problems to be examined in order to ascertain whether he is capable of solving mathematical problems. To such a person it is said: If you want to find out whether these mathematical problems have been solved correctly, you will have to learn how to solve them, and then you will be able to check. Only if he were stupid would he retort: No, I don't want to learn how to check on the solutions; I shall go to a psychological laboratory in order to find out whether they are correct! These are the kinds of demands made today by some professorial souls, and their words are taken up by all sorts of ‘generals’5 and repeated parrot-fashion with evil intent. Such demands are foolish and stupid, but this does not prevent them from being made with the greatest aplomb. But those who enter with inner activity into what comes from Imagination will certainly find that something bears fruit in their soul. It is not insignificant for the soul when an effort is made to understand something that has been discovered through Imagination. For instance, it is extremely difficult today to make medicines effective for the treatment of illnesses. But someone who has made the effort to understand something given through Imagination will have reactivated his vital forces to such an extent that medicines will once more be effective for him—provided they are the right ones—because his organism will no longer reject them. It is stupidly suggested nowadays that anthroposophical medicines are supposed to heal people spiritually through hypnosis and the power of suggestion. You can read this in all manner of magazines which refer to remarks I have made on my lecture tours in recent months. But this is, in the first instance, not the point. The point is that today's medical knowledge needs to be advanced positively through spiritual knowledge. Of course it is not possible to heal somebody by inoculating him with an idea. Yet spiritual life, taken quite concretely, does have significance for the effectiveness of medicines. If a person endeavours to understand something given through Imagination, he makes his organism more receptive to medicines—provided they are the ones needed for his illness—than is the organism of a person who remains in the thought structure of today's external intellectualism, that is, of today's materialism. Mankind needs to take in what can be given by Imagination, if only for the reason that the human physical body will otherwise succumb more and more to a condition in which it cannot be healed if it falls ill. Healing always requires assistance from the element of spirit and soul. All the processes of nature find expression not only in what takes place on the sense-perceptible plane. These processes on the physical plane are everywhere steeped in the element of spirit and soul. To make a sense-perceptible substance effective in the human organism you need the element of soul and spirit. The whole process of human evolution requires that the soul make-up of human beings should once more be filled with what can be grasped by soul and spirit. It is true to say that amongst human beings there is certainly much longing for soul and spirit. But for the most part this longing remains within the unconscious or the subconscious realm. Meanwhile, what remains within human consciousness is no more than a mere remnant of intellectualism, and this rejects—indeed resists—anything spiritual. The manner in which spiritual things are resisted is sometimes quite grotesque. Before a performance of eurythmy I usually explain that eurythmy is based on an actual, visible language. Just as the language of sounds develops out of the way the physical organism is arranged, so it is with the visible language that is eurythmy. Just as—sound for sound—all vowels, all consonants struggle to be born out of the experience of the human organism, so in eurythmy is sound for sound gathered together, resulting in genuine language. You would think that on being introduced to eurythmy people might endeavour to find their way into the fundamental impulse which tells us that eurythmy is a language, is speech. Of course it is perhaps not immediately obvious as to what is meant. But with serious intent it is not too difficult to find one's way quite quickly into what is meant. The other day someone read something really funny in a review of a eurythmy performance. The critic pointed out that the impossible nature of this eurythmy performance was revealed in the fact that the performers first gave a rendering of some earnest, serious items, and that they followed these with some humorous pieces. The extraordinary thing, said this witty critic, was that the humorous items were depicted with the same gestures as the serious ones. That is the extent to which he understood the matter. He thought that humorous things ought to be shown with sound gestures that are different from those used to depict serious matters. Now if you take seriously the fact that eurythmy is a visible language, then what this critic says would amount to saying that any language ought to have one set of sounds for serious things and another for humorous things! In other words, somebody reciting something in German or French would use sounds such as I or U, or whatever, but that on coming to a humorous item they would use other sounds. I don't know how many people noticed what utter nonsense this critic was writing in one of Germany's foremost newspapers; but this is what he was saying in reality. This shows that in such heads every capacity for thinking clearly has ceased; they are entirely unable to think any more. This is the final consequence of intellectualism, which is gaining ground today in all realms of life. People begin by allowing their thoughts to become the dead inner content of their soul. How rigid, how dead are most thoughts which are produced these days; how little inner mobility they have, how much are they parroted from models created earlier on! There are extraordinarily few original thoughts in our present age. But something that has died—and thoughts today are mostly thoughts that have died—does not remain constantly in the same state. Look at a corpse after three days, after five years or after forty years. It goes on dying, it goes on decomposing. If somebody states that a eurythmy performance is impossible because it uses the same gestures for humorous and for serious items, this is a thought that is decomposing. And if this is not noticed it is simply because people are incapable of schooling their common sense by means of inspired truths such as those arising out of Anthroposophy. If people school their common sense by means of inspired truths, even if they do not undertake any spiritual development, then they acquire a delicate sense for the living truth, and for what is healthy and unhealthy in human thinking and in human endeavour. And then—if you will pardon my saying so—statements such as the one I have just quoted begin to stink. People acquire the capacity to smell the stench of such decomposing thoughts. This capacity, this sense of smell, is for the most part lacking amongst our contemporaries. Most of them do not notice these things, they read them without taking them in. It is certainly necessary to look very thoroughly into what mankind needs. For human beings definitely need that freedom of thinking in their soul constitution which can only become possible if they raise themselves to a position in which they can take in spiritual truths. Without this we come to that decline of culture which is clearly to be seen all around us today. Healthy judgment, the right immediate impression—these are things which mankind has for the most part already lost. They must not be allowed to get lost, but only if human beings can press through to an acceptance of spiritual things will they not be lost. We must pay attention to the fact that human beings can find in Anthroposophy a meaningful content for their lives if they turn with their healthy common sense to what can be won through Imagination, Inspiration and Intuition. By opening themselves to what can be discovered, for example, through Imagination, they can recapture that inner vitality which will make them receptive to medicines. Or, it may be that they will also become free personalities who are not prone to succumb to all sorts of public suggestions. By entering in a living way into the truths revealed by Inspiration, they can gain a sure sense for what is true or false. And they can become skilful in putting this sure sense into practice in the social sphere. For instance, how few people today are able to listen properly! They are incapable of listening, for they react immediately with their own opinion. This capacity to listen to other human beings can be developed most beautifully by entering in a living way into the truths given by Inspiration. And by entering in a living way into the truths given by Intuition, human beings can develop to a high degree something else which they need in their lives: a certain capacity to let go of their own selves, a kind of selflessness. Entering in a living way into the truths given by Imagination, Inspiration and Intuition, this gives human beings a meaningful content for their lives. Of course, it is easier to say that people can gain a content for their lives out of what Ralph Waldo Trine6 promises. It is easier to say they need only read the content of something in order to gain a content for their lives, whereas it is more difficult to obtain a content for life in an anthroposophical way. For along this path you have to work; you have to work in order to enter in a living way into what research reveals through Imagination, Inspiration and Intuition. But then it becomes a content for life which unites intensely with the personality and with the whole human being. This secure life content is what is given by what wishes to enter the world as Anthroposophy.
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211. Knowledge and Initiation: Cognition of the Christ Through Anthroposophy: Knowledge and Initiation
14 Apr 1922, London Translator Unknown |
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In the course of history the whole constitution and mood and tendency of the human soul undergoes changes. The so-called science of initiation has to investigate and understand what is the eternal in the human being and in the universe. |
So it is that Anthroposophy is so generally misunderstood, because it endeavours in accordance with modern needs to attain to a science of initiation which is exact and of the nature of knowledge, and not of the nature of vague kinds of mysticism. But to understand what are the unconscious longings and needs of our time is to understand the need for such a thing as Anthroposophy. |
In the case of one individual these exercises may have to be carried on for months, in the case of another years, but sooner or later, provided they are undertaken systematically and with persistent energy, the soul-life will develop and experience an inner strengthening. |
211. Knowledge and Initiation: Cognition of the Christ Through Anthroposophy: Knowledge and Initiation
14 Apr 1922, London Translator Unknown |
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Anthroposophy, as I am attempting to expound it, represents a science of initiation originating in the necessity of the day. A science of initiation has existed always. Anthroposophy springs from the same foundation as ancient science, but in the course of human evolution ages succeed each other and vary in their demands. And thus the science of initiation arising out of the modern spirit is in some respects peculiar to this age, just as there was an initiation science of the Middle Ages, of Ancient Greece and of yet older periods of human evolution. In the course of history the whole constitution and mood and tendency of the human soul undergoes changes. The so-called science of initiation has to investigate and understand what is the eternal in the human being and in the universe. We have to consider the needs and the subconscious longings of today, and a science of initiation, an ancient science that meets those needs and longings, is what Anthroposophy strives for. It is for that very reason that it meets with such opposition, for the present time, standing as it does in the midst of the thoughts of natural science, is filled with certain judgments and prejudices which very often prevent us from consciously recognizing the sub-conscious longings within. And yet, if we regard life without bias, we have to understand that the conceptions of external natural science do not reach to what is eternal in the human being and in the universe, when, on the other hand, we of to-day turn aside from the external thoughts of natural science and attempt to find the eternal by inner mystic contemplation, we may indeed reach to a certain amount of faith or belief, but we do not attain that clear knowledge which to-day is necessary. Between these two extremes Anthroposophy has to take its stand. So it is that Anthroposophy is so generally misunderstood, because it endeavours in accordance with modern needs to attain to a science of initiation which is exact and of the nature of knowledge, and not of the nature of vague kinds of mysticism. But to understand what are the unconscious longings and needs of our time is to understand the need for such a thing as Anthroposophy. I am not dwelling any longer on this introductory aspect because I assume that those who are here this evening have already experienced two things: that our natural scientific thoughts—borrowed from natural science and modeled upon it—do not reach far enough to penetrate and place before us the eternal in man and in the world, and that mysticism only reaches in a vague and unclear way and therefore, in that sense, is insufficient to meet present needs. One could prove these things by a multitude of examples if one were to dwell upon them further. Anthroposophy seeks for what may be called exact clairvoyance, again to borrow a term from scientific usage; that is to say it seeks to develop a knowledge and perception of the spiritual worlds which is no less exact, no less conscientious in the sense of exact science, than is the best tendency and striving of our natural scientific age. I shall now indicate briefly how this path is begun. We must consider in the first place what we know in the ordinary life of the soul by means of our ordinary self-knowledge as the three forces or faculties that work in the soul, viz., thinking, feeling, and willing. We know in our thoughts that we are, as it were, awake; that we are essentially wakeful human beings. It is by virtue of our thinking life, which ceases between going to sleep at night and regaining consciousness in the morning, that we are awake, and it is in our thoughts that our soul-life is filled with a kind of clarity, an inner light. Next, as to the feeling life. The feelings are perhaps even more important for the human being (or he attaches more importance to them) than are his thoughts, but we know from our ordinary observation that the feelings of our soul-life are far less clear and filled with light than our thoughts. In a sense our thoughts, our conceptual life, play into our feelings and bring them into a certain clarity, but our feelings seem to surge up from the unknown depths of our life. They do not appear with the full clearness of our life of thought. Then we come to the third category of our soul-life, the impulses of will. Our impulses of will come from still deeper down and are still less clear and have less light. But from what we know already in the observation of our ordinary life about thinking, feeling and willing, we realize at once how little we know of what is happening within us; for example, when an impulse of will arises making us take some action! We realize how little we know of what is happening in that life of will itself, and yet we find that thinking, feeling and willing still form a kind of unity in our soul-life. At the one pole is our conceptual life, our thinking life, we find in the way in which we join the concepts together like the links of a chain that there is an element of will at work in the process. Then passing to the other pole, the life of will—for the feeling life stands midway between the two—we find that for willing there is a certain element of conception; the concepts play into our willing life. So we see that in our soul-life there are the two poles, thinking on the one hand and willing on the other, with feeling as it were between the two, and that in these three something works in them all. Now with the development of a higher science, the science of initiation, according to modern requirements and to Anthroposophy, it is necessary to train, develop and evolve by our own conscious activity both the conceptual thinking-life and the will-life, and it is thus that we can trace what has been called an exact clairvoyance, a modern science of initiation. In the one case we have to carry out exercises in thought, and in the other of will. So it is that the way is sought to pass through those portals which lead into the super-sensible worlds; indeed without entering those worlds in consciousness it is impossible to gain that clear knowledge we need of the eternal in the soul and in the universe. It is while taking the exercises in thought that special attention has to be paid to what is not generally observed in ordinary life, viz., that slight additional element of will which is playing into the thinking life. This subject is dealt with in much greater detail in my book that is translated into English under the title Knowledge of the Higher Worlds and How to Attain It. We have above all to train that element of will which is at work in our thinking life, and in a sense have to exercise it. We have to select that very thing which passes unnoticed in the ordinary everyday thought-life, and pay less attention to what is most important to us in that life. We have to form a clear concept in our minds—its content is not of much importance; it may be either a simple or a complex concept—and then hold it as the full content of the soul to the exclusion of all else. To do this calls forth the full energy of the soul and an exercise of strong will power. The selected concept must be clearly abstracted for a certain time from everything else in the world, so that the forces of the soul are concentrated upon it alone. In the case of one individual these exercises may have to be carried on for months, in the case of another years, but sooner or later, provided they are undertaken systematically and with persistent energy, the soul-life will develop and experience an inner strengthening. What happens may be compared with the effect produced by exercising a certain muscle, by its doing the work for which it is best fitted, until it is developed to its full power. After a time has elapsed (varying, as we have seen, according to the individual) there will come a certain moment when the soul will have an experience of such strength and power that it will be shaken to its very foundations. This experience may be described somewhat as follows: with the strengthening of the soul-life the door is opened to an entirely new way of thinking and to entirely new thoughts. It may be compared with the way in which sense impressions and thoughts are experienced in the ordinary soul-life. How do we experience sense impressions? In all sense impressions such as those of colour and sound, heat and cold, there is a certain vitality and life; they are experienced in a very living way and in the full sap of life. But in the way in which the thoughts are experienced there is something abstract, something vague and sketchy in outline; it is all grey and pale as compared with the intensity and living nature of the sense experiences. Now, when this new way of thinking has been attained, we find that the whole thought-life has become as intense and as full of life as is the ordinary soul-life in sense experiences and perceptions. It is called imaginative thinking; imaginative not in the sense of arbitrary fantasies in the mind but a pictorial, formative thought filled with inner life and possessing a quality of strength and intensity comparable with the sense impressions of the ordinary life. And with this life of imaginative thought, which is saturated with a kind of plastic vitality, there comes the realization that within us is an entirely new human being of which we never knew consciously before. The ordinary physical human being may be described as an ‘organism in space’; we see the different organs spread out in space, so to speak, and know that they are all connected together, that the heart is connected with the whole and the right hand with the left and so forth. The new human being that we come to know within us in the life of imaginative thought, however, is better described as ‘an organism in time’. Suddenly there stands before us in a single imaginative tableau or picture a memory of our whole life; in the first place to a point in early childhood; not, however, in the way in which isolated memories of the past appear more or less dully in the ordinary consciousness, but as the whole individual life laid out before us in a single moment. In this sense we, as human beings, are time-organisms. We have come to experience what in the modern science of initiation are called the ‘formative forces of the body’; not the full human being, using the term body in its extended sense, but its formative forces which in the older science of initiation are called the ether or etheric body. So we come to experience something that works within and builds up the physical organism of man; to know that when we entered this life in the physical body of a child we brought with us certain super-sensible forces direct from the super-sensible world; to know that these forces were modeling and moulding our physical organs, our minds, the circulation of our blood, even in our earliest childhood, and were gradually taking possession of the whole of our organism stage by stage. In the space-organism of the physical body the formative forces of the etheric body were building all the time. With this experience comes also an understanding of how we enter this world with certain particular faculties and qualities of character, and of how one individual will develop in quite a different direction from another. This knowledge of what works in our physical organism as a super-sensible thing brings us to the stage of the exact higher knowledge which the present age needs as its science of initiation. Thus to know the formative forces or etheric body from imaginative knowledge is the first and necessary stage we must pass through before we can learn to know what is essentially the eternal which was working in the human being in the spiritual worlds before birth. As we have to learn to carry the power of will into our thoughts, and to strengthen that power in the holding of thoughts with the full forces of the soul, so we then have to carry out exercises in the opposite direction. We have to attain the power to extract the soul from the concept that we have learned to hold to the exclusion of everything else, so that they fill our consciousness, and then to extract ourselves from them so that our consciousness is empty of content and yet we maintain our wakefulness. Now let us consider our ordinary life. Here our consciousness is always filled with thoughts, sense perceptions and memories, and the moment they cease to be there we tend to drop into sleep. Therefore it needs a still greater activity, a greater power, to hold the soul in full wakefulness when it is rendered empty of what has been held within it by imagination and concentration. This power is attained in the next stage if, by means of the exercises referred to earlier, we have once attained the power to hold a concept in our consciousness to the exclusion of all else. It consists in being able to detach the soul from the particular concept leaving the consciousness empty of content and yet wakeful, and once this is acquired there enters into the emptied but wakeful consciousness something which is entirely new to us, something which is not of the nature of a reflection, a memory or a conception, but a super-sensible reality. It floods into the soul, this spiritual reality of being which is in all the individual things of the world, and we see it blossoming forth from everything in nature. Into the consciousness that we have had the strength to train through meditation and concentration, and then to empty of content while keeping it fully wakeful, there streams the reality of spiritual being so that we perceive the super-sensible reality of being in the world. This is the super-sensible reality of which Anthroposophy and the science of initiation speak, not as of a vague ‘beyond’ but of something that is present, that is certainly outside the world of the senses and not perceived therein. So we may learn to penetrate into an entirely new thinking, to see that whereas our ordinary thought is making use of the time and the instruments of the physical brain and the nervous system, this new thinking is independent of the physical organism and outside it. It is thinking purely through the forces of the soul. This new thinking is so entirely different in its conditions from our ordinary life of thought that we may say we recognize for example that in this new spiritual perception, this spiritually perceptive thought, you have something in which there is no such thing as ordinarily you have in memory. In our ordinary life of thought, if it is healthy and sound at all, there is memory. If we learn a certain thought or concept we can call it to memory again. But in this super-sensible thinking, which does not make use of the physical organism, we cannot call back to mind; we have no memory of the experiences in this new thought we have had, and if we wish to return to it we must only remember the activity of soul, the exercises and the precise path which we took in inner activity and concentration of will in order to reach that particular knowledge or super-sensible concept. We can remember the path our soul took and we can repeat that path. Then that perception, that super-sensible knowledge, is freshly again before us. In the physical world if we have seen a rose, for example, and want to have it raised before us again in all its full colour and freshness, it is no use trying to remember it. No memory will restore what we received by our sense perception; we must come before the rose again. So in the higher super-sensible thinking to have our thoughts again before us in all their freshness we must return by the path that led us to them. Let me put this to you in a personal way. When I speak on the higher knowledge it is not from reading books on the subject or from hearing about it, but as one who has attained to and experienced it. If I give a lecture I cannot do so like one who speaks on external science, who simply has his knowledge systematized in his memory and then gives it out; I must pass through the full experiences, through all those qualities of feeling and of thought, of inner life and activity, through which I had to pass before I had gained that knowledge for the first time. I must speak from the full freshness of the past to give it full freshness in the present. So different are the conditions of this higher knowledge that is attained by the science of initiation from the conditions of the ordinary knowledge which is connected with the physical instruments of the physical brain and nervous system. There is yet another faculty of soul in which the student of the higher knowledge must train himself. It is that faculty which we know in ordinary life as presence of mind, the power to meet a circumstance that comes upon us suddenly and, without spending a long time in deliberation, to perceive the right course immediately. This faculty must be developed and enhanced, so that he who has these experiences before him in the super-sensible world, shall be able to grasp the reality of the spiritual world as it flits past. He must have the presence of mind to recognize it at once. Now by the exercising and training of the soul to attain the power of detaching it from the content of consciousness, and of holding it empty and yet fully awake, we are led to perceive something still higher than was explained in the first part of this lecture. We are led to what is essentially the soul and spiritual being of man that had lived in the spiritual worlds before it united with the physical substance of heredity, with the physical bodily substance, for the course of this earthly life. We come to know our own eternal being, our life of soul and spirit in the spiritual worlds before birth. This second stage of knowledge is known as inspired or inspirational knowledge, as a technical term in this modern science of initiation. Just as the outer air enters our lungs through inhalation so does the spiritual world enter into our emptied consciousness. Thus we inhale, so to speak, the spiritual world as we knew it before we descended into physical earth existence. So we learned to know one facet of our being, the other side is the spiritual immortality. This will be dealt with in the third part of this lecture. We come to know in this second stage, but to know clearly, what might be defined as the ‘birthlessness’ or ‘unbornness’ (just as we speak of deathlessness or immortality) of that other side of the eternal in man, viz., that which existed in the spiritual worlds, his life in those worlds before birth. Our present age has very few conceptions, even though it may have dim conceptions through faith, about immortality, but in this second stage we learn to know our birthlessness, our eternal on the other side, our life in the spiritual reality before we entered this particular earthly life. This higher ‘inspired knowledge’ leads us also in another direction which however can only be touched upon here, since it would take many lectures to describe it in detail. Just as we learn to know the super-sensible, the eternal reality of our own being, and to enter through inspired knowledge into our own soul and spirit before we entered this physical life, so do we learn to recognize the spirit in the world around us. This must be described in a few short sketches. If we look out upon the universe the sun appears to us as a physical ball, but when we enter into ‘inspirational knowledge’ we see it not only as the concentrated physical object that is seen by the senses. We see something that spreads through the whole universe and is accessible to us, namely, the spiritual quality and being of the sun, the sun-like being itself. What we see everywhere in mineral, in plant and animal, what is in man too as sun-force that we see physically concentrated when we look up to the sun. Though it may sound strange from the point of view of modern science, what we thus attain through inspirational knowledge is the power to perceive this sun-like being in everything, in the mineral, the plant, the animal and the human being. We learn to perceive the sun-force working in every single organ, in the heart, the liver and so forth, of the physical organism, and in everything within the whole universe that is accessible to us. This is the actual reality that is attained through the science of initiation. And out of inspiration-knowledge we see that just as the sun does not only have a sharp outline, the same applies to the moon. The external physical moon is only the physical concentration, while the moon-substance streams through the whole universe. It is in mineral, plant and animal and every organ of man, in them the moon- and sun-substances live on. This experience comes in the second stage of inspirational knowledge, and it leads to something which is eminently practical and which already has been developed as a science, viz., the anthroposophical science of medicine. By its means we learn to see how in every human organ there is a kind of balance between the sun-force and the moon-force, the sun-substance and the moon-substance. In the former we recognize that there is something that expresses itself in the life element, in the blossom and growth of youthful forces, and in the moon-force something that expresses itself in degeneration and aging, in the thinning down of those blossoming, living forces which we can describe as a spiritual reality, as the sun-force. We recognize that there is a kind of balance and that both forces, both qualities of being which are at work permeating every single organ, are necessary; we see how that when we are sick it is because there is a preponderance, an imbalance of the one force over the other. Hence it becomes possible to exercise a healing influence on this or that organ of a sick human being by bringing to bear upon it the particular forces that are at work in some plant or mineral from the external world; the preponderance of one force at work in the sick man is counteracted by a particular plant or mineral in which the opposite spiritual force is at work. So we attain to a definite and rational science of medicine, and one that has not merely collected a number of empirical results but is built up scientifically upon rational conceptions. I have shown how we can come to a true self-knowledge, how this can also help us in practical life. I have shown this for one field of activity, it is also possible to do the same for others. So we can say: initiation science provides on the one hand the basis for the deepest longings of the human soul; on the other, gives us what we need to work practically in the world, but deeper than through external science. This second aspect of human knowledge leads to the Spirit of the Cosmos. Higher still is that which leads us to conscious knowledge of man's passing through the gate of death. It is only when this inspirational knowledge is attained that we come to perceive and recognize in full consciousness, the inner soul nature of our own human being. We then recognize our reality, the reality of our existence purely in soul, that is to say, independently of the body, for we recognize how we lived without a physical body in the spiritual worlds before birth. Having thus dealt with the inspirational knowledge that brings us experience of our spiritual life before birth, I now come to the third stage of higher knowledge, that which leads us to conscious knowledge of the passing through the gate of death to immortality. This knowledge of the soul-spiritual of man remains one-sided if there is progress only up to inspired knowledge, before birth. To obtain knowledge of life after death, the exercises to develop super-sensible knowledge must be raised to a still higher degree. This time, just as to start with, the element of will was trained and carried into the life of thought which thus became strengthened, so now it is a matter of carrying the thoughts into the life of will. For example, suppose that in the evening we set ourselves to think over the events and experiences of the day that is past, not however by beginning with the morning and following out the events in the order in which they took place, but beginning with those that were the most recent and tracing them backwards. What is the effect of this exercise of following the events of the day in the opposite way from their natural sequence? In our ordinary life and experience our thoughts all the while are being moulded and conditioned and determined by the course of our experiences in ‘time’; as they occur so do our thoughts take their impression. Whereas in those exercises whereby we pass from one event or experience to another in the reverse order we are training a strong element of will, not in the way that is determined by the external events or experiences but in the opposite way. By this means we develop strong forces of will and carry the thinking life into the willing life. It may be done by remembering a tune or melody backwards, or by following the action of a drama from the fifth Act back to the first. It may at first only be possible to pick out isolated episodes during the day, but gradually the power is attained of having the whole of the day's experiences before us in a kind of picture, passing backwards from the evening to the morning. Thus do we drive the power of thought right down into our will-life. Further, the will-life should be trained so strongly that not only do we go about our life with those qualities and faculties and characteristics which we already had in childhood, or gained through education; we also carry on a rigorous self-education as mature men and women, especially if we set ourselves deliberately to train one or other specific quality or characteristic wherein we are lacking, and to develop along those lines, no matter if the exercises take a number of years. Thus by self-education we train ourselves to will, until we come to pass into the super-sensible world from yet another side. This may be explained as follows. Think of our soul life; what is our volitional life like? For instance, we have a certain conception, and as a result we wish, let us say, to raise our arm; a conception and then an act of will. But we have no knowledge of the way in which we raise our arm; that will-process by means of which we pass from conception to action is entirely hidden from us. We are asleep, so to speak, in our will life, and we are awake in our conceptual and inner thought-life. By way of comparison, how is it that the eye enables us to see the external world? It becomes transparent, and by thus practising a sort of self abnegation enables us to see right through it to the world. So much for the physical sense, but in a sense of soul the whole of our organism must be made transparent so that we learn to look on our physical organism in a physical sense and in a sense more transparent. Then do we come to experience the moment of death. When we have attained the power, through these exercises of the soul, of making our physical body transparent, we have before us a picture of the moment of death and we pass in conscious experience out through the gate of death and experience our immortality. This is the stage of Intuitive knowledge, the true intuitive knowledge. We know that once we have reached this stage after passing through Imagination and Inspiration, that we then belong to the universe as an eternal being, that we behold the spirit in the universe with the eternal spirit in us. That is the plateau initiation science reaches when it adapts to modern consciousness. In old times it rose in us in an atavistic, dreamlike way, but today it has to be in full consciousness, from the transitory to the eternal. The conclusion should not be drawn that this science of initiation is only of importance to those who immediately set out to acquire these higher faculties of knowledge which have been described as imagination, inspiration and intuition. No. It is necessary for every human being, but just as it is not given to every man to become a painter so it is with this science. Everyone with a healthy and unbiased artistic sense can understand and appreciate a painting, and in the same way those who through the science of initiation have attained imaginational, inspirational and intuitional knowledge of the spiritual world, can describe that knowledge to their fellow men. And when once shown it can be understood by those who will exercise the simple unbiased faculties of thought and judgment normal to our present stage of development; such people can then take their stand upright as human beings equal to the tasks of life in the present age. We must not meet this science of initiation with all sorts of prejudices and all sorts of confusions arising out of the prejudices and habits of thought and judgment that are external. For example, we must not confuse it with any kind of vision and hallucination, for it is outside and beyond the visionary, hallucinatory, or the mystical experiences. Imagination, inspiration and intuition are the very opposite of such. What is the characteristic of hallucinatory and visionary experience? It is that the person is completely given up to his visions and hallucinations; dependent upon them and therefore unable to maintain his full independence. But when undergoing this higher training of the soul that has been described, when we are developing this higher knowledge, imagination, inspiration and intuition in the soul, all the time there is standing beside us, fully present and fully there, the ordinary human being with his feet on the ground, his firm and sound judgment unhampered, entirely capable of exercising criticism, and with the full presence of mind of the ordinary healthy human being at the present stage. We are not completely given up and lost in these spiritual experiences but maintain full control; standing beside us is a normal and healthy human being. Anthroposophy is actually a continuation of that modern striving for knowledge which has led to the results of natural science with its achievements of external scientific knowledge. This the anthroposophist would by no means decry, but would maintain that the results of external science need to be supplemented and completed, in the present experience and stage of the world, by a science extending into the higher spiritual worlds. In that sense it is a continuation of the true striving for knowledge of our age, and despite the triumphs of natural science it may well be said by those with a heart and an understanding of the experiences of the modern world, that the need of men for this higher knowledge is being proclaimed on every side. One may speak, for instance, of the need for higher knowledge in the religious and moral and ethical demands of the human soul. The subject that will be dealt with in the following lecture is the application of this science of initiation to an understanding of the Mystery of Golgotha. In conclusion, just as we see the external features and physiognomy of a man confronting us but do not know him well until we become his friend, entering into his life with heart and soul until we know him from within, so it is with the natural science that we have attained so far. For it shows the external features or physiognomy of the world, and the need of the world and of humanity to-day is to gain a knowledge that not only shows those things but enters into the spiritual and soul-life of the universe. It is that which this higher knowledge of initiation reaches; something that perceives the spiritual and soul-being in all the universe and in the human being himself. In that sense and to develop to its real completion, the fundamental striving for knowledge, this science of initiation springing from the needs and from the spirit of the age in which we live and whose tasks we have to accomplish. |
211. Knowledge and Initiation: Cognition of the Christ Through Anthroposophy: Cognition of the Christ Through Anthroposophy
15 Apr 1922, London Translator Unknown |
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Certainly there will be progress beyond representing only lifeless nature; they will be able to create organic substances. But it will not be understood by the deadened thinking, even when they have been created in the laboratories. With this kind of thinking, which is the corpse of the soul which is spiritually dead, only death can be understood. |
From the knowledge contained in the Gnosis—which resembles in some respects modern anthroposophical science—we find that in the first few centuries there was a certain understanding of the Mystery of Golgotha, and that unless that understanding had still existed in isolated human beings the Gospels never could have been written. |
Anthroposophy leads to an understanding of this. Not only the initiate of today but every man may receive a stimulating impulse, encouragement and understanding from the modern science of initiation. |
211. Knowledge and Initiation: Cognition of the Christ Through Anthroposophy: Cognition of the Christ Through Anthroposophy
15 Apr 1922, London Translator Unknown |
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Clairvoyance, which is the basis of the modern science of initiation, has always existed. In the past ages it was something that rose up within the human being like an elemental force, and on the path of initiation those who had gone through fewer stages were essentially dependent for their progress upon the authority of those who had gone through more stages than they. But to meet the needs of the human soul of today we cannot build on authority; to do so would be to contradict the stage it has now reached. In our age the methods are entirely built, as in external science, upon the continuous and full control of the individuality and personality; in the soul life there must be control in every stage and in every step taken by the new candidate for initiation. Hence in speaking of exact clairvoyance in connection with the modern science of initiation we use the word ‘exact’ as it is used in the term “exact” science. Yesterday I spoke of the insight we gain into the cosmos and into the working of all things through the modern science of initiation. That insight is by no means something which, when we study it, lives in the soul merely as a theory or an abstract conception; it is something which becomes a living, spiritual force which penetrates us fully in all our powers and faculties when we allow it to work upon us. Thus the anthroposophical spiritual movement has been made effective in many spheres of life and particularly in that of the artistic life. Through the help and self-sacrifice of its friends and members in many countries the movement has been able to build the Goetheanum, its headquarters at Dornach, near Basle, Switzerland,1 as an independent school of anthroposophical science. And in all its forms this building expresses that same deep spiritual reality which finds utterance through the spoken and the written word for the ideas and thoughts of the science. Had any other spiritual movement in our time required to build a headquarters it would have commissioned an architect to design it on Antique, Renaissance or Gothic lines, or in one of the prevailing styles. This the Anthroposophical Movement, by reason of its inner nature, could not do. The architectural forms of the Goetheanum are drawn from the same source out of which the ideas of the super-sensible spring, as they are proclaimed through the world. Everything that is found in Dornach, be it sculpture or painting, is carried by a new style out of which Anthroposophy is born in this modern age. Whoever visits this School for Spiritual Science will find that on the one hand the anthroposophical world view is proclaimed from the rostrum in words and on the other hand the forms of the building and the paintings express in an artistic way what is expressed by the word. That which can work from the stage should only be another form of revelation than that what can be effected through the word. Anthroposophy should come out of the deepest foundations of humanity, of which theoretical Anthroposophy is only one branch, education and the arts are the others. In this way anthroposophical life becomes a factor in the most varied fields of human existence. The Waldorf School, which has been founded in Stuttgart, is not in any sense a school where children are taught a particular anthroposophical conception of the world. It is one where the teachers themselves, not so much in what they teach as in how they do so and in the whole way in which they exercise the art of education—are permeated in their faculties with that which anthroposophy can give them. Reference could be made to other directions in which the modern science of initiation is proving itself of use in every branch of human life and activity. Moreover it operates upon and vitalizes the religious needs of civilized humanity, and as these needs are deeply connected with an understanding of the Mystery of Golgotha it is with that subject that I propose to deal now. Let me begin by connecting what I have to say with what was said yesterday about the path of spiritual development for modern times leading to imagination, inspiration and intuition. I showed how by imagination and concentration, by means of certain exercises, the student can develop his thought-power until it becomes something which may be called imaginative in the real sense of the word, and in such a way that thought becomes not what it ordinarily is—abstract, cold, and in outline sketchy if compared with the intense vitality of sense impressions—but imaginative, pictorial, vivid and full of life, and in these characteristics no way inferior to impressions of the senses. The man who has attained to imaginative thinking, has something as full of life as when in normal daily existence he yields to the impressions of the world of colour or of sound. But between the students of the new science of Initiation who attain to this imaginative thought, and those who abandon themselves to uncontrolled vision and hallucination, there is an important difference. The man who is subject to visions and hallucinations is not aware that the pictures which arise before him are subjective; on the other hand, he who has imaginative thought is fully aware that what he has before him is not an external reality but is something subjective having its origin in his own inner life. He knows the subjective nature of that imaginative picture-world. He knows too, that when through ‘imaginative thought’ he comes to perceive what was called yesterday his ‘time organism’—the formative force body that works within the physical body as its sculpturer and architect—he is perceiving the first spiritual super-sensible thing that he can experience, and something that essentially belongs to his own inner being. Then there comes the second stage on that path of development when he becomes so strong that he is not only able to concentrate the full forces of his soul at will upon the concepts, and then upon the imaginative pictures he has before him in imaginative thought, but can divert that picture world away from his consciousness while maintaining it in a fully wakeful condition. He is now ready for the real imaginations to pour into him from the external world spiritually, speaking through the outside spiritual universe, i.e., the objective imaginations as against the subjective picture-world that he had before. Here is attained the stage I have described as inspirational knowledge. He perceives his own spiritual being as it exists independently of his physical bodily organism, and as it existed in the worlds of soul and spirit before he entered into this physical life through conception and birth. He has before him a picture of his prenatal existence in the spiritual world and of the spiritual realities of the whole universe, and comes in contact through conscious knowledge with the spiritual reality of man and of the universe. Thus, through this imaginative, inspirational knowledge, he discovers what he was before he descended into this physical incarnation in a physical body for this life. He discovers also that when he came down from the spiritual worlds he carried with him into this physical life the power of thought which he here possesses in his ordinary consciousness. What is this power of thought? It is that which he already had in his life in the spiritual worlds before birth, but ordinary consciousness only shows it in a pale and abstract outline. He then comes to recognize something that may be thus described: he gazes upon the picture at the gate of death, and the moment of death, and sees that the physical body is no longer held together and built up in its whole forces by the force of an indwelling human soul but is given over to the forces of the earth as they work in the external mineral world; he sees how, through decay or the process of burning, the human physical body is given up to those mineral forces and assimilated with the earth. He sees by comparison how, in effect, what is carried into the earthly life through birth is something (speaking now in the sense of the soul) that dies into the physical body just as the latter dies into the earth at death. What he had in his power of thought in the ordinary consciousness was something that was vital and full of spiritual life in the spiritual worlds before conception and birth, but was then killed in the physical body so that it appeared in ordinary consciousness as the power of deadened thought. Because of this fact knowledge of today is so unsatisfactory for man, as he comprehends, in a certain sense, only lifeless nature. It is an illusion when he thinks that through scientific experiments he can reach anything else. Certainly there will be progress beyond representing only lifeless nature; they will be able to create organic substances. But it will not be understood by the deadened thinking, even when they have been created in the laboratories. With this kind of thinking, which is the corpse of the soul which is spiritually dead, only death can be understood. In what then does the process consist that was described as the development of the soul to imaginative, inspirational and intuitional knowledge? It is in effect this, that we call to life within ourselves what was killed in our power of thought. When we develop the living, imaginative, plastic thought, and inspirational and intuitional cognition, we call to life our power of thought, which was dead. We have now reached the point where we should be able to understand human evolution and history. Modern scientific history usually skims over the surface of external events, without regarding the metamorphoses that go on within the soul of man from age to age. We may ask why is it that in this age humanity has had to pass through a period when thought was abstract and of a deadened quality. The answer is that the full, living, spiritual thought, by its very vitality and fullness of life, exercises a kind of compulsion on the human soul. It is by passing through this dead and abstract thought that humanity has been able to achieve freedom, and for the evolution and development of freedom this stage was a necessary one. After man has attained to Imagination and Inspiration, he has to say to himself: Something has happened to me, which causes me anxiety. I mention this as an unusual fact, for the strange thing happens, that the man of today when he has risen to Imagination and Inspiration, experiences real anxiety. This stems from the fact that today, when he becomes clairvoyant, man has to say to himself: I have become too strongly egotistical through my development. Anxiety arises in the heart and mind (Gemüt), for man has the feeling that his ego works too strongly. In ancient initiation, before the Mystery of Golgotha, the candidate went through the opposite experience: As he attained to initiation he found that in a sense he was becoming less ego-conscious, that he was pouring himself out into the universe and becoming less in possession of himself. His ego-consciousness was rather weakened than strengthened. The turning point between these two characteristics of initiation is the Mystery of Golgotha. The first human being to pass through initiation, and to experience this deeply disquieting feeling when the ego becomes too strong, was St. Paul at Damascus. The passage in the New Testament (Acts 9) is so well known as to need no further reference here. It was on that occasion that he gained insight into the necessity for weakening the power of his ego; he realized that the initiate of the new age stood in need of a force to weaken the intensity of the ego-life, and as a result of his experience he pronounced the words which were to give the keynote to the whole development of humanity through initiation as from the moment of the Mystery of Golgotha. These words, which resounded forth into the future and pointed out the direction to be taken by the succeeding period of evolution, were ‘Not I, but Christ in me.’ When we look upon the place of Golgotha, and receive into ourselves the forces of the Christ Who descended to earth from the spiritual worlds and Who since the Mystery has permeated the earth, we are enabled to diminish the forces of the ego and to pass through initiation in the right way. The abstract thinking of which I spoke in the first part of this lecture, where the power of thought is deadened and becomes like a soul-corpse living in the physical body, has prevailed only in the more recent times of human evolution. It began, gradually, some three or four centuries after the Mystery of Golgotha. In the more ancient people, man brought with him into his physical life out of the spiritual worlds more of the full life of thought which is now dead abstract thought. This may be confirmed by studying, without bias, the evolution of humanity and the records and experiences of man, whether initiate or non-initiate, in ancient times. Much is said today about so-called Animism, the poetic fancy of simple and primitive peoples, in an endeavour to explain the experiences of the past ages as recorded and handed down in tradition. But by facing up to realities we see that it was not in a kind of poetic fancy that ancient man described the woods and forests, lakes and mountains, springs, brooks, clouds and thunder and lightning, and everything physical in the world of Nature in a spiritual way. He saw and described not only the physical things that we see, but the spiritual beings that inhabited every flower and mineral, every spring and wood. That description was not, as in the modern conception of Animism, something created out of poetic fancy, but a direct experience of the living, spiritual power which man brought with him into physical life. It was as though, in a spiritual sense, he sent out feelers which felt and touched and realized, giving him experiences of the spiritual beings which inhabit everything in external nature. It is only since the third or fourth century after Christianity that gradually developed in humanity dead thinking, that dead consciousness which today can only see the mineral world. Ancient man experienced in himself something that was living; he was able to experience and to know the spiritual beings in the world and to recognize them as the same thing that had lived within him before he entered into the physical life. His experience was a very practical one, explaining his pre-natal existence in spiritual worlds, and he felt that something was born with him into this physical life and lived within him; he did not feel that this thought proceeded from the organism of his physical body, for he knew it was a living thing he had brought with him from the spiritual world before his birth. Now we can quite well realize how the course of human evolution would have continued along the line that has been described, and how the thinking power of man would have become more and more dead. We can imagine evolution continuing in a straight downward line, and that is what would have happened if the Cross had not been raised upon Golgotha. Looking at the picture of death we see that had it not been for the Mystery of Golgotha the physical body of man would die, that his soul-life would die with his physical body. We can say out of our consciousness of this abstract, deadened thought, that our soul-life, i.e., our life of thought, partakes of death. And this is what humanity would have had to experience gradually more and more but for the Cross on Golgotha; no longer would there have been the living thought, but the soul-life would have slowly expired in universal death. This is how we can regard the Mystery of Golgotha by means of the modern science of initiation, just as it is possible for those who are rooted in Christianity to regard the Mystery through the simple study of the Gospel records. This fresh aspect of the Mystery is the starting point for a new evolution and an upward one. He who goes through the experiences and training of the modern path of initiation, and who attains to inspirational and intuitive cognition, is able to attain to the point where a spiritual world is revealed, of which the Mystery of Golgotha is shown as the great solace in world existence. He also realizes that he has attained freedom, but as the price of that freedom he finds this deep and troubling experience, as he passes through the way of initiation to ‘imagination’ and ‘inspiration’, that his ego has been strengthened and intensified, and is now too strong. That is one pole of his experience. The other pole is that in spite of the strengthened ego he has gained from evolution he cannot save himself or mankind from the universal death of the soul-life. But when he looks out, from his spiritual experience in inspirational and intuitive cognition, upon the picture of the Cross on Golgotha, he sees that through the passing of that Divine Being, the CHRIST—first through the physical body of a human being, Jesus of Nazareth, and then through the gate of death—mankind can be redeemed from universal death. On the one hand man has strengthened the ego-consciousness, but this cannot save him from universal death; and on the other hand he sees redemption from that death in the picture of the Cross on Golgotha and of the dying and the risen Christ. Through this conscious spiritual knowledge he is able to understand from out of what experience the wonderful writers of the Gospels wrote. He sees that until the third or fourth century after Golgotha something still remained of that living thought in humanity, something of that spiritual world which man brought into his physical life, and that it was this which enabled isolated human beings in the first three or four centuries to understand the Mystery of Golgotha; even as the modern initiate can understand it by means of the new science of initiation when he goes through that path and through the exercises which have been described. From the knowledge contained in the Gnosis—which resembles in some respects modern anthroposophical science—we find that in the first few centuries there was a certain understanding of the Mystery of Golgotha, and that unless that understanding had still existed in isolated human beings the Gospels never could have been written. They were written out of the last relics of the old pre-Christian science of initiation. Hence we see why St. Paul out of his experience was able to say, “Were it not for the risen Christ then all our faith and all our life of soul would have been in vain, would have remained dead'. Then we understand that the Divine Being, the God, descended to the earth and went through the gate of Death, and lives in and with the earth since the Mystery of Golgotha, and, as was not the case before, the forces of Christ are working especially in the evolution of humanity upon the earth. We know that He passed through and conquered death, that He rose again through conquering the death of the soul forces and redeemed the soul from death. And so are we able to enter our thinking life again, to enliven what has become dead in the soul-life by looking up from the deeply moving and troubling experience of our too much strengthened ego to the picture of the Mystery of Golgotha. It is thus that anthroposophy can show the path, not away from Christ, but to Him. I shall now give an outline of what anthroposophical cognition tells us of the evolution of mankind in its approach to the Mystery of Golgotha. In primeval times, when man's thinking was still alive and filled with spiritual vitality, he saw the spiritual alongside the physical being when he looked out upon the physical phenomena of the world of Nature. The spiritual thought he experienced in a somewhat dreamlike, instinctive consciousness, and he knew that his spiritual origin was in the spiritual worlds. From out of the great masses of men who thus knew instinctively of the spiritual world there arose individuals who gave themselves up to science, to the path of knowledge, just as in our time individuals become scientists and learned men. In that time when in the forces of all human souls there was still a connection with the spiritual world, there arose men of science and learning, initiates, who also by exercises and by training the soul (though different in character from those described for the modern science of development) attained to a kind of imagination, inspiration and intuition. Intuition is the third stage of spiritual development, Here the initiate perceives not only pictures of the spiritual world, but enters into and communes with the spiritual beings themselves. In the spiritual worlds the initiates held a mighty and majestic communion with beings who descended from the divine spiritual worlds; they raised themselves to this inter-course. The most ancient and primeval teachers of humanity were spiritual beings who taught, not through the external senses and not by walking in physical bodies among men and teaching through the physical ear, but through the spiritual consciousness of the ancients. Now what was it primarily that these spiritual beings, the sublime teachers, taught mankind through these ancients? It was the mysteries of ‘unbornness’ of the human soul. They taught in clear knowledge that which was already known or felt instinctively by the masses of mankind, namely, how the life of man is connected in the spiritual worlds before birth. From these ancients, divine spiritual teachers, humanity learnt to know the destinies of the human soul through its connection with the life before birth. We can see how in ancient times death and resurrection were represented merely in pictorial form in the cults and ceremonies. The cults represented the death and the resurrection of gods, of divine beings, prophetically and in a picture that was not at that time a real and practical experience of the mysteries of death. For man had not then the same tragic experience of death as he has today; he still had within him the living life he had brought from the spiritual worlds into his physical life. Death to him did not mean that tragedy which it was to mean later when the soul-life had been drawn into the physical body and become like a corpse. In those ancient cults where death and resurrection of the Divine Being were represented as in a picture it was more like a pictorial prophecy of what was to come—the Mystery of Golgotha. The men who witnessed these cults and ceremonies were already able to say in dim prophecy that the god passes through death and conquers it, and that because the god conquers death so can the divine in the human soul. Nevertheless the pre-Christian mysteries and understandings and teachings of humanity by the divine spiritual beings was a teaching principally of the mysteries of birth not of death. And that is a deeply significant fact in the evolution of humanity. The first initiates of the Christian era, looking upon the Mystery of Golgotha, recognized that the old initiation and the old teaching of the mysteries did not penetrate into the knowledge of death. They realized however that this knowledge was revealed in the Mystery of Golgotha. Then there was understood and was revealed what can only be described by saying literally that in the Mystery of Golgotha something happened which concerned the destinies of the gods themselves. It may be put in this way: looking down upon the earth, the divine spiritual beings could see that through a destiny that was beyond the power of the gods, the earth and humanity and all that was connected with humanity were being given up to death. But who was it that had no experience of death? The gods, the divine spiritual beings, those from whom the ancient primeval teachers of humanity descended to commune with the initiates when they had raised themselves to a consciousness of the spiritual. And they, the gods, did not partake in that death through which all earthly human beings were destined to pass. Therefore it was decided between the gods, not only as a matter concerning mankind but as one concerning the gods themselves, that a god should pass through the mystery of death on earth in a human body. That is the great mystery that we must understand about the Mystery of Golgotha. It not only concerns man but also the gods. So it is that when we come to view the Mystery through the modern science of initiation our aspect or outlook is super-sensible. Anthroposophy leads to an understanding of this. Not only the initiate of today but every man may receive a stimulating impulse, encouragement and understanding from the modern science of initiation. We, all of us, may attain to an intensified and strengthened power of knowledge, and having done so may recognize that the Mystery of Golgotha which took place within earth-existence, was at the same time a cosmic and an earthly event. Then are we able to say, ‘It is not I, but Christ in me Who makes me live again in the spiritual life of the soul.’ Anthroposophy does not lead to irreligion but to a religious life in the fullest sense of the term; we are deepened and penetrated with new spiritual forces. Through spiritual-scientific cognition of the Mystery of Golgotha man overcomes all doubts which are contained so strongly in today's religious life. External science has given us freedom, but with it has come doubt. It is the task of Anthroposophy to sweep away these doubts that have come in the train of external science and which were a necessary stage in the development of humanity, and because Anthroposophy is a spiritual science it is able to do so. It can instill into the heart and soul of man a religious sense for everything in the world and in mankind, and above all it can give an understanding of the Mystery of Golgotha in a form that can be received, not only by those who adhere to the older Christian tradition, but by all men on the earth. Anthroposophy did not come to found sects or new religions. It came to call to life again what is the religion of humanity, the synthesis of all religions, the religion that is already there—Christianity. Not only is it able to call Christianity into fresh life, but for those who have been bereft of Christianity by modern science and the doubts arising from it, it is able to bring about, in the fullest sense, a resurrection of the religious life. Amongst all the other life-giving forces, Anthroposophy is able at this present time to enliven us and to bring about the resurrection of religious experience for all mankind.
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211. The Mysteries of the Sun and Death and Resurrection: The Human Psyche in Sleep, Wakefulness and Dreaming
21 Mar 1922, Bern |
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It is indeed the case that these things can only be found through supersensible research, but supersensible research is not necessary to understand these things. I have often compared it to saying that you can judge a picture aesthetically without being a painter yourself. |
But by acquiring a sense of healthy and unhealthy judgment through the study of the truths of inspiration, we prepare the way to understand the Christ event. For the Christ event entered the world because the evolution of humanity was in danger of becoming diseased. |
Through the inspired truths, we really do acquire the possibility of gaining a sense of religious truths again, especially the truths of Christianity. We learn to understand again why the being of Christ was celebrated as a savior, as one who truly heals, has healed and continues to heal humanity. |
211. The Mysteries of the Sun and Death and Resurrection: The Human Psyche in Sleep, Wakefulness and Dreaming
21 Mar 1922, Bern |
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As human beings, we can only know the deeper mysteries of the soul if we consider the totality of a person's experience. This totality of a person's experience is divided into the time during which the person is on the earth, the time between waking up and falling asleep, that is, the ordinary waking state during the day, and the time between falling asleep and waking up, the life that a person spends in a dark state of consciousness, from which the waves of dream life initially arise for the ordinary consciousness. It is now a matter of really considering this state of transition between sleeping and waking from the most diverse points of view from which it can be observed. If we start from the usual way of looking at life, we can say: In the dream state there is a transition from waking to sleeping. And if we examine the course of dream life, we must make a significant distinction between the content of the images, so to speak, the content of the ideas in the dream, and the course of the dreaming. I have often pointed this out as well. We can dream this or that according to the content. But we must also see what the inner course of the dream is. Let us say that it unfolds with a certain drama, that we initially have a kind of state of tension in the dream, which becomes ever greater or ever stronger and stronger, and that then a certain resolution comes, or even that such a resolution does not arise in the end, but that the tension gives rise to waking. We must distinguish this dramatic process from the actual content of the dream. Let us say, for example, we dreamt that we are going on a journey. We come to a mountain cave. We enter the mountain cave. It becomes more and more eerie and eerie for us because it gets darker and darker. Finally, we are overcome by a real state of fear, and then, although we know we have to go on, we come up against some obstacle. The state of fear grows and grows. We see how tension builds up. But the content, the content of the dream, is something quite different. For example, we can also dream the following: We see something approaching in the distance that threatens us. It comes closer and closer, and the individual details become clearer and clearer, and with that our anxiety grows, finally discharging in a mighty state of fear. In terms of the drama of the dream, the same is present in both cases: that which builds up internally as tension. The images in which the dream is clothed according to our imagination are somewhat different. Now, if we go further, we will often find that, at least for most of our dream life, the imaginative nature of dreaming is in some way taken from our experiences during our earthly existence. Of course, some things may have been transformed, some things may appear in a very disguised form, but in some way or other we will still be able to understand how the conditions on earth that we have experienced come into the dream as images. What actually takes place during such dreams, let us say, when we dream while waking? Well, during the time from falling asleep to waking up, we are, with our soul-spiritual part – we also call it the astral body and the I - outside of our physical body and the etheric body. We dwell with our ego and our astral body in this world, in which, at first, we cannot perceive as our consciousness is in our earthly existence, because the astral body and the ego in which we are are somewhat indefinite and its organs of perception are not developed. But that is not to say that something is not constantly happening in what is outside the physical body during sleep. In fact, between falling asleep and waking up, a richer life takes place in the astral body and in the I than during waking hours. We just cannot become aware of it. And what we experience in dreams as states of tension, as states of discharge, as fear, perhaps also as anger, rage and so on – all this can play into the dream, clothe it in the most diverse images, and this goes on with us from the moment we fall asleep until we wake up. In these extra-bodily states, we live in a world whose movements we participate in, just as we participate in the processes of the physical external world through our senses during the waking hours. When we now return to our physical body with our soul-spiritual, that is, with the astral body and the I, when we wake up, we take hold of the organs of our physical body. We sink into these organs. In this moment we are again able to perceive an external world, the external world of the nature kingdoms, minerals, plants, animals, the physical human being. We permeate these organs, which organize the physical body, with our soul. Thus we are in relationship to this external world. If we do not immediately submerge ourselves completely in our physical body, but if we penetrate the etheric body for a moment before we take hold of the whole physical body, then the forces that form the images of the 'dream' come to us from this etheric body. These images are carried by the forces of the etheric body. They are reminiscences of life, memories of life. When we dream as we fall asleep, it may be that we leave our physical body and, due to some abnormality, do not immediately leave the etheric body as well. Then, before we enter into a state of complete unconsciousness, we live in the images of the etheric body. But the surging of the astral body and the ego, which takes place during the state between falling asleep and waking up, is already beginning. So we have to strictly separate the images contained in the dream and the dynamic, the flow of energy of the dream, the drama of the dream. We must keep the two strictly separate. And when we are able, through soul exercises, to carry out this separation in practice, as I have just described to you in theory, when one is able to make one's astral body and one's ego so strong through exercises that one does not passively into the etheric body and then into the physical body, but if you learn to make use of the general cosmic ether outside of the body, then you can perceive things that you would otherwise not be able to perceive. The ether that is secreted and forms our etheric body is, after all, only a part of the general cosmic ether. Ether is everywhere. Some time before our birth, we separate some of the general ether to form our etheric body, which we then carry within us between birth and death. The general cosmic ether remains imperceptible. It only becomes perceptible when we are able to strengthen our astral body and our ego to such an extent that we can hold them outside our physical body, even when we are not sleeping, but we do not merely receive the kinds of dream impressions that we have when falling asleep and otherwise for the ordinary consciousness, but we can perceive in the external etheric. Then the following is present: The physical world is spread out around us. At first, it is of no concern to us. It remains available to us when we do the right exercises, just as memories remain available. We can survey it; we do not step out of it like a hallucinator, but at first it is of no concern to us. We have strengthened our astral body and our ego. We perceive what takes place in the etheric world, not in the physical world. And what now takes place in the etheric world, that is, what is now perceptible to us, is actually nothing other than what you find, of course only partially, at least in terms of nature, in my book “Occult Science”. Seen in this light, one sees with the strengthened astral body and I, which now, instead of using the eyes and ears to perceive physically outside the body, perceive ethereally. This ethereal quality presents itself in such images, which can then be described in the same way as I have described in my “Occult Science”. I would therefore like to say: If one is able to bring the astral body and the I into the body-free state, as they are otherwise every night in sleep, but if one has strengthened them through exercises so that one perceives in the cosmic ether, then one initially has the world in imaginations, in pictures, before oneself. What one otherwise sees only as a small part of the physical world is so expanded that one can depict the existence of Saturn, the Sun, the Moon, and so on, in addition to the earthly existence. This is the first thing that can be perceived from the supersensible world. But now everything that can become the content of the imaginative world lies in this. We are already emerging from the world of ether when, through what I have described as empty consciousness, we no longer merely live in imaginations that arise, but when we learn to dispel the imaginations in turn, when we are able to both, let us say, receive an imagination in the soul and also to let it fall. This results in a state of mind that can be controlled completely at will, a state of mind in which one lives in the image, then suppresses the image, and lives in the image again, suppressing the image. This is the state of inspired experience of the world. But here one experiences a world that is not completely foreign to man either. He experiences it every night in dreamless sleep. He is just not able to grasp with his consciousness what is going on in it. In this world, one does not just perceive images, but as the images flood in, flood out, arise, pass away, as it becomes still even in the flooding image, and in the flooding-out image a kind of inner so that the world also becomes manifold in relation to our perceptions, we perceive in this inspired world, if I may say so, the actions and deeds of real spiritual beings. In the description I have given in Occult Science, these deeds of spiritual beings are already implied, although essentially the pictures of the evolution of the world are given there. But attention is drawn to the beings of the higher hierarchies, angels, archangels and so on, which appear in this surge of the world, of arising and passing imaginations. I would like to say that on the waves that one experiences in inspired life, those beings who are the beings of the higher hierarchies weave at the same time. Now one realizes how one's own existence, but that part of existence that only actually becomes free in the time between falling asleep and waking up during physical life on earth, how this essential part of the human being is integrated into a world of supersensible entities. Indeed, between falling asleep and waking up, we are indeed members of this world. As souls, we move among beings. In imaginative consciousness, it is the case that one really only has an idea of what these beings do. I would like to say that the first stage of supersensible consciousness presents itself in such a way that these beings, so to speak, sketch out their images for us. These are the imaginations. Then one comes to the point where one is not only confronted with images, but images arise and flood in, and in this arising and flooding the deeds of the beings take place. But we ourselves are now in this world of spiritual events. When consciousness breaks through, we are in a state in which we are as free from the body as we otherwise are for ordinary consciousness in dreamless sleep; we actually belong to such a world in which spiritual deeds occur. This world, in which spiritual deeds take place, and in which we ourselves are interwoven, makes clear to us that from which we come out when we hurry towards birth on earth to begin another earthly existence after having lived for some time in the spiritual-soul world. In fact, the onset of earthly existence at birth is the extinction of this world. Man returns to this world every time he falls asleep, but the inner activity of the astral and the ego within him has become so weak in the course of life between death and a new birth that he is compelled to have the deepest desire, the deepest longing, that something will come to his aid, for he would have to die in the spiritual idleness when birth approaches again and something would not come to his aid. Let us assume, then, that man has developed from death through spiritual events. At first, his consciousness is very much alive, even reminiscent of earthly consciousness in the early days. Then he rises more and more, as his consciousness takes part in spiritual deeds. But this consciousness later weakens. When the time for an earthly birth approaches again, the person comes into a state as a spiritual being that can only be compared, if we want to characterize it by something that exists on earth, to someone who begins to suffer from amnesia, who thus, so to speak, grabs for his memories and cannot find them. So when earthly life approaches again, the person reaches for reality, for being filled with reality. For at this moment his emotional and volitional life is strong, but the perceptions are dull and he has no inner content. He reaches, as it were, for the perceptions, which become duller and duller, while the will becomes more and more powerful. And this desire now drives him to earthly embodiment, to an earthly organism that is given to him through the current of inheritance. He can now use this as a tool, it gives him the opportunity to think again, although now only about a physical external world, but it does allow the development of the life of imagination, which has become dull. It is through this desire to be able to think again that man enters into physical embodiment on earth. And there he passes through the state of sleep, in which he slowly develops to be able to live again as a spiritual being when he passes through the gate of death, and to begin the cycle anew. What one experiences now, by rising in the body-free state to this perception of the world, which presents itself in inspiration, that is the whole secret of how man lives in a supersensible world between death and a new birth: how this supersensible world really is. Some of it, how man in turn comes to an earthly embodiment, I have indeed described in the Vienna cycle of 1914, “Inner Being of Man and Life between Death and Rebirth”. If one rises even further, then what is actually not known in the ordinary consciousness of man arises. In the waking state, we have three distinctly different states of soul: thinking, feeling, and willing. We also have three such states in sleep. But usually only two are distinguished, the one where sleep is so thin, I would say, that we can dream, the lightest sleep, and the dreamless sleep. But very few people know that if you can compare the light sleep of dreaming with the thinking of waking, and the dreamless sleep with the feeling of waking, then there is still a deep sleep. This difference between the middle state of sleep and that deep sleep, which can then be compared with the will of the waking state, is simply overlooked. But this state of deep sleep also exists. Some people will certainly notice a certain difference, at least when waking up. It does happen that a person goes through nights in which they only experience the two sleep states, dream sleep and dreamless sleep, but not the deeper sleep, which is clearly different from the mere dreamless sleep. When waking up, I said, some people will already notice when they sometimes emerge from sleep, by feeling quite as if they are new, that they are already rising from deeper regions of being than is usually the case. It is necessary to indicate this difference, which, as I said, is not taken into account in ordinary consciousness. It is like this: When we are in a state of dream sleep, then we actually live in a world - we are, after all, outside our physical and our etheric bodies - which can certainly be compared to that world which otherwise takes place invisibly in the earth's environment, where the flowers of the plants unfold, interacting with the sunlight. This weaving and living of the flowering plants escapes ordinary consciousness. But it is into this world that man first plunges. It is, after all, the world that is nearest to the ordinary world of the day. It is everywhere, and by plunging into this world, he lives in the dream sleep. The deeper, dreamless sleep is the one in which man submerges himself in a world that would be around us in the interior of plants. We are completely in such a world when we sleep dreamlessly, as we would be if we could creep as ghosts into the interior of plants. But when we are in that deeper sleep, which is a third state of sleep, then we are completely immersed in the mineral kingdom. Then the mineral processes - the earlier alchemy called them the salination processes - also take place most strongly in the human organism. Then, in a sense, the human being is not only given over to the plant kingdom, but also to the mineral kingdom. For those who can consciously enter this world, in which the human being is otherwise in this deepest state of sleep, it really becomes clear what lives inside the minerals. And when the human being lives in a world like that inside the minerals, it is as if he is now looking at a mineral from the inside, whereas he otherwise always looks at it from the outside. You will understand that this is what I wanted to say in a certain description of the spirit world in my Theosophy. You will find this reversal in this description of the spirit world. And by living into this reversal, man lives into that world in which he can take part not only in the deeds of the higher hierarchies, but in the beings of the higher hierarchies, where he can get to know the beings of the higher hierarchies in the same way as he perceives the soul qualities of people in the physical world. There we are no longer in the inspired world, there we are in the world of intuition. There we not only devote ourselves to the actions, the spiritual actions of the spiritual entities, but to the essence of these entities themselves. But then we are also in the world in which karma becomes a reality for us. Every time a person enters this third state of sleep, if he were suddenly able to become conscious, he would perceive his karma. He would perceive how past earthly lives play a part in the present earthly life. Man experiences his karma in deep sleep, and he also carries the results of this experience into the physical body. But the physical body is not suited to perceive something like that. It has no organs for that at first. Just as he develops eyes to see outwardly and ears to hear outwardly, so he would have to develop organs of perception inwardly. These inward organs of perception, however, would kill him if he developed them, if he had to look inward physically, because the human organism cannot live if it sends the forces that lead to the formation of sensory organs inward. If he were to send them inward, he would be able to see his karma with physical organs, so to speak. One can only see it with spiritual organs, precisely in intuitive recognition. But we see from this that during his life on earth, man lives both in the forces that form his environment in the time between death and a new birth, which work in him in order to then incorporate him into a physical earthly body, and in the world in which his destiny unfolds from life to life. This fate is veiled from our ordinary consciousness because, if a person were to perceive his fate unprepared, he would enter into a very special state. If a person could perceive his destiny without practising for it – it may not happen, but I will hypothetically assume it – then the desire would immediately arise in him from this perceptibility to develop organs that perceive inwardly, so to speak. He would want to develop eyes and ears that see and hear inwardly. But this would mean forces for his organism. He would not only wake up as he does now, but he would bring with him from his sleep the strength to rebuild his organism inwards. That is, he would kill his organism. The human organism is designed in such a way that the soul and spirit, the astral body and the I, can only submerge in the etheric body for a moment; then they must immediately submerge in the physical body, after dream images have arisen from submerging in the etheric body. But even there, the etheric body must give what the images are about. A person cannot take in what he otherwise experiences outside. Then he must delve into his physical body, which he must leave as it is, to which he must devote himself, having decided to use it when he descended from the spiritual-soul world, precisely in order to make use of a physical body and its organs. That which lies beyond the threshold, which is imperceptible but is still experienced, is in a sense a reflection of what we go through between death and a new birth. Only through such a contemplation does the image of the complete human being emerge. And at the same time it emerges that man, as he is in physical life on earth, is so weak spiritually that he would drift through the world in a dull sleep, if I may say so, without perceiving anything at all, if he did not use his physical body to perceive. Between birth and death, man can actually only be seen to live in a dull state and to only inwardly enlighten himself when he makes use of the body. This is the relative justification of materialism, which is quite relatively justified for life on earth, because that which is actually spiritual-soul remains dull for life on earth. Now we can ask: Is there perhaps a way to look even more sharply at what lives as spiritual-soul and participates in the world as I have described it to you, participates in a world of flowing images, dying away and dying up again, dying up and dying away again, but into which — as you know from my description in Occult Science — there also mingles what can be compared to taste perceptions and so on in the physical world. In this world, man lives from falling asleep to waking up. From this world, he can also become aware of how his karma lies, what his destiny is, how it unfolds from one earth life to the next, when his consciousness is strengthened. But how one can see more precisely into this world can be seen when one first looks at those beings who, in earthly life, essentially have the astral body, not a distinct ego in earthly life. These are the animals. These animals also have sleeping and waking. If we now look at sleeping in animals, the following emerges. So let us take a sleeping animal. The astral body moves out. This astral body, by moving out of the animal, is immediately absorbed into a world that then presents itself to the senses as this floating world of approaching and disappearing imaginations, of colorations. Then again, when waking up, it withdraws into the animal. But if we observe more closely, this flooding life of imagination with the tints does move in the earthly air while the animal sleeps. From the moment the animal wakes up, the soul moves on the waves of the breathing process, through the respiratory organs in the broadest sense, back into the animal body again. Then it stimulates the senses so that they take part in this life. But when it awakens, it is essentially a flooding in of the soul, whereby skin breathing must of course be taken into account, but one has the exit through the breathing processes, and then the entrance again through the respiratory organs. Once this has been seen, one begins to understand how the astral body unites with the animal in its embryonic life when the animal first comes into being. It unites in such a way that one might say: it is the reverse of the process by which the astral body goes outwards on the waves of breathing. It goes inwards and first builds itself plastically within the body. If you bear in mind that the animal actually takes its form from its respiratory organs, you will learn a great deal about the formations of the animal. Look at animals and how they are the result of their respiratory organs in the broader sense. But it is only the way in which the soul of the animals lives in them. Compare, say, a proboscis animal with any animal whose head organs are more mouth-shaped than proboscis-shaped. The rest of the animal's form is shaped accordingly, and the way the animal can breathe is decisive for its form. The soul lives on the waves of the air-like substance taken in by the animal. When we look at a human being, something else comes into play. Even if a child cannot yet speak, it has the ability to speak. Its respiratory organs are already prepared for this. They are different from the respiratory organs of an animal. These respiratory organs enable the air to enter in such a way that not only an astral body but also an ego can envelop the human being and take possession of him. Anyone who sees through this, however, comes to know the truth: the animal is formed by its respiratory organs in the broadest sense to its shape, but the human being is formed by breathing, modified into speech, into words, to his shape. In man the word becomes flesh in the most literal sense, his form is a result of the word. I have already described how human souls move between the beings of the supersensible worlds. Between death and a new birth, between falling asleep and waking up, human souls belong to the same worlds as the higher spiritual beings. When we observe human souls, we find that they move in a way that can then be transferred to the waves of the air. The same thing that a person unfolds when he speaks, this kind of air movement that he unfolds when he speaks, is also unfolded in his inhalation, which shapes him when it enters him. In a sense, one can see human souls in this way, floating on the waves of air. This is because the I does not merely grasp the air. In the case of an animal, the astral body is there, it grasps the air and grasps the air with its states of warmth. The human astral body takes hold of the air and is able to move on the waves of the air, but it also takes hold of the warmth, the warmth ether. As the I streams through the world on the waves of the warmth ether, it colors breathing, becomes speech from the inside out, human form from the outside in. If we grasp the concrete reality of speech life, we learn to recognize in the speech life, in the cosmic formation of words, what enters the human being as formative, what works plastically, especially in the embryo and then in the child, in that the human being gives himself his form through inner forces, working plastically. And this connection between the word and the human form is something that can be spoken of as something absolutely real, because it can be seen in the way I have described it to you now. One can also note the following. When you fall asleep, your astral body moves on the waves of the air and remains within the airspace; your ego goes into the indefinite, so to speak, disappears into the warmth of the outside world. The soul is already able to live in the warmth of the ether and the air during the time when a person is between falling asleep and waking up. And so we have the physical body of the human being, which actually belongs entirely to the earth, the etheric body of man, which belongs to the watery, liquid element of the earth, which has a special relationship to it, the astral body, which belongs to the airy element, and the I, which belongs to the warm element, the fire element. And this is what can be perceived when the word of the world enters the human being and brings together the forces of air and warmth, connecting them with the forces of water and earth. All of this interplay of forces is then unfolded by the inner soul when the human being descends from the spiritual and soul world to an earthly existence. These things can, of course, only be seen inwardly, but they can really be seen inwardly. And one would like to say: It is indeed difficult because today's language is actually formed entirely for materialism and for a materialistic world view, to express oneself in the words of the present languages, but by succeeding more and more in what is seen there, to clothe it in words in such a way that clear thoughts can settle into the human soul, it will become comprehensible to everyone what can be said about the higher worlds through the science of initiation. It is indeed the case that these things can only be found through supersensible research, but supersensible research is not necessary to understand these things. I have often compared it to saying that you can judge a picture aesthetically without being a painter yourself. In the same way, one can also judge spiritual science, anthroposophy, without being a researcher oneself, although today, to a certain extent, anyone can become one through the instructions in “How to Know Higher Worlds” and so on, so that one can already come to the point of checking the results of spiritual scientific research. But the real value for life is not gained from the content of spiritual truths by researching the facts, but by understanding them, by absorbing them. Those who truly absorb the ideas clothed in true spiritual research can be said to have the ability to absorb these things within themselves, even if they only have ordinary common sense, just as those who have not learned the chemical composition of sugar also have a taste for it. What one should get from sugar is independent of whether one knows its chemical composition or not. It is the same with supersensible truths. What one should get from them is through their being clothed in the world of ideas, that is how one takes them in. The other is something that has to be done to attain them, but it is of as little help as if I were to say to a child: I will not give you sugar, but I will give you instructions so that you can understand the chemical composition of sugar. The child would not be satisfied. Nor can people be satisfied with mere research into the spiritual worlds; rather, the spiritual results must be translated into formulable ideas. For it is only through these that our soul nature can be so enlivened that a real meaning of life arises from the results of anthroposophy. When a person takes in what is given through anthroposophy – to begin with, they can take in, let us say, what is described in imagination – they are already doing their common sense a great service, because their personality becomes freer, more independent within. In this way they acquire something that will be very useful for the present and the near future. People today are really quite, quite dependent on uncontrollable ideas and so on that they absorb. I just want to remind you how the people who attend political or other meetings today are actually just a flock of sheep that fall for the slogans thrown at them by the speakers and then follow them. In this respect, humanity today is terribly dependent. It is also dependent in that it simply absorbs what has been set. As a result, people gradually come to the point where they can no longer think in reality at all, but only seemingly think, because their thinking can no longer, I might say, be seen in the spiritual light. One experiences strange things. For example, after a eurythmy performance in Berlin, a witty critic recently said: First they presented serious pieces and then humorous pieces. You can see that eurythmy is impossible just from the fact that the humorous pieces are performed with the same movements as the serious pieces. Now it had first been explained that eurythmy is a visible language, so it really does matter to grasp the content that the eurythmy gives as language. What would be the consequence of what such a witty critic says? The consequence would be that he would have to say: If, for example, a declaimer uses ordinary spoken language, then he must not present serious poems with the same sounds that he uses for comic poems, for example in the German language. In this he would find just as much contradiction as if the same movements occurred in visible speech for comic and serious, for reputable poems. So it is absolute nonsense. People read this, but do not even realize that these are no longer thoughts at all, but that it is just a rolling out of brain processes that are reflected as thoughts but are no longer thoughts; it is the most absolute folly. This shows how people have lost their inner activity. Real life in thoughts must come precisely from people living in the imaginative life and pursuing what comes from the imaginative life with common sense. This makes a person more active, he becomes a personality again in the fullest sense of the word. But it is of particular importance to engage with what is revealed from the inspired consciousness. If one follows with one's common sense what is described as inspiration, then gradually — as I have already indicated in various ways in other contexts — what is true and false is transformed into healthy and unhealthy judgment. One has the feeling that something that is untrue is morbid. With what is true, one has the feeling: it is something healthy. The logic of truth and falsehood actually only has a meaning for the physical world. As soon as we enter into the spiritual world, we perceive what is true as something healthy and what is false, an error, as something morbid. But by acquiring a sense of healthy and unhealthy judgment through the study of the truths of inspiration, we prepare the way to understand the Christ event. For the Christ event entered the world because the evolution of humanity was in danger of becoming diseased. From the Christ-event, from the Mystery of Golgotha, there proceeds the power that man may turn again to the Truth, to healing. Through the inspired truths, we really do acquire the possibility of gaining a sense of religious truths again, especially the truths of Christianity. We learn to understand again why the being of Christ was celebrated as a savior, as one who truly heals, has healed and continues to heal humanity. The word really originated in this context. Because at the time of the Mystery of Golgotha the old clairvoyant abilities were still there, which then faded away in the fourth century after the Mystery of Golgotha, and only existed in concept, that is why people at that time still understood what the Mystery of Golgotha meant. Today we must first struggle to come to this realization. Christ lived in the world until the Mystery of Golgotha, which we contemplate in dream sleep, so that the Christ was perceptible to every person in dream sleep before the Mystery of Golgotha. But no human being was allowed to think – this was something that was made absolutely clear to people in the mystery schools – that the being that lives in Christ could be reached with earthly thoughts, that it could also be found in the waking state. This only became possible through the Mystery of Golgotha, through Christ's death. Since that time He may be remembered as an entity belonging to earthly life itself. A real conception of the God who has come out of the land of dreams into the physical land was created. This is a real process: the God who has come to know that which the gods otherwise do not know, who has learned to die, who has incorporated the fact of dying into himself, that is the Christ, the God who enters into the world where there is birth and death, the descent of the God into human nature. God becomes man. This is precisely the formula in which what the Christ has become can be expressed: for the earth, the archetype of humanity; for the earth, that through which humanity acquires meaning. And if the other had taken place, if at the same time that God became man, a human being had also felt the urge to become God, that is, to no longer die, to no longer be subject to the laws of earthly life, then, while God became the most perfect human being by descending, he would naturally have become the most miserable God. This polar opposite you have! It is not without reason that, alongside the Christ who ascends to Golgotha, stands Ahasver, the man who becomes God, but a bungling God who loses the possibility of dying, who now walks the world but cannot die, the God who remains on the physical plane but develops on the physical plane the same peculiarities that were actually only allowed to be developed in the realm of dreams. It is a tremendous, spiritual thing that is presented to our souls: that the God has been given the man who has become God, but, as is to be expected, in a way that makes him miserable. The man who has become God also maintains within the evolution of the earth the principle that the Godhead should not descend to the physical plane: Judaism, the Old Testament world view. Here we already have a mystery. Those who know these things know that Ahasver is a real entity and the Ahasver legends are based on real impressions of perceptions of Ahasver, which have occurred here and there, for Ahasver exists and is the custodian of Judaism after the Mystery of Golgotha has occurred. He is the man who has become God. We must be quite clear that we can only arrive at a complete knowledge of history by including the spiritual. On the one hand, we look at the incarnation of God in the event of Golgotha; we look at the incarnation of man in Ahasverus. And the initiate can know that Ahasuerus is really wandering. Of course, he cannot be seen as a human being. After all, he has become a god. But he wanders around. He is present in earthly existence. And real historical representations, which grasp the full reality, make it necessary to look at what also passes as a spiritual reality through the historical becoming of human development. Of course, many things only exist in images. It is only important to know that these images correspond to realities. It is foolish to say that one should not express oneself in such images. After all, we always express ourselves in images when we speak. Take the Sanskrit word 'Manas'. Whoever understands 'Manas' has before him in sound the picturesque image of the bowl that carries the moon and the sun, because when one pronounced 'Manas' in primeval Sanskrit, one felt the human being in his will-nature as the bowl that was then carried by the thinking being. All words can also be traced back to images, only they are more elementary, simple images. What is expressed through words is not contained in them. When there are more complicated entities that cannot be expressed in words, then images have to be formed. When we speak of Ahasver and the legends of Ahasver, as we otherwise speak of images, these are only more complicated forms of expression that point to the spiritual side. Anyone who rails against mythology in this sense should also rail against the fact that humans have developed a language through which they want to express a content. He should order them to become mute, because the next step after forbidding them to develop a mythology would be to forbid people to speak. For it is the very same process of visualization in ordinary language as in the higher visualization, when one posits something like the Ahasver, who goes through the evolution of the world as a being, but precisely as a spirit being, and continually prevents man from returning to the spiritual world in the way that is in his evolution, through the Christ, back to the spiritual world from which he went out when he lost atavistic clairvoyance. That is what I wanted to say today, on the one hand to point out man's true place in the spiritual world, through a correct characterization of the state of sleep and dreams, and on the other hand to point out that spiritual beings live in history that only make the full course of history understandable. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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But anyone who looks at the phenomena of life with a certain impartiality must realize that in the other state, the state opposite to waking, the state of sleep, something is veiled, and that an understanding of sleep could lead to an understanding of life. We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. |
These images become clear, they increase their splendor, they reveal certain underlying essences. They subside again, these images. Once again, one has nothing in consciousness but a kind of feeling that the images have been dulled. |
One does not understand human life if one looks at it only externally, as described in the history books, if one does not look at the special forms it takes. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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The waking state is, of course, what we know most directly, but it is not within this familiar realm that the riddles of existence are actually revealed. If the solution to the riddles of life could be found in the waking state, as it serves us in our ordinary lives and in ordinary science, then these riddles would not actually exist, because they would be constantly being revealed. Man would never come to ask the question. That man asks: What are the deeper reasons for life? That he may not arrive at an exact formulation of this question of the riddle of life, but that from the depths of his soul he has the longing to know something that is not answered by ordinary consciousness , testifies to the fact that something comes up from the depths of the human soul, that is, in a more or less unconscious way, something that belongs to the human being but that must first be sought if it is to come to clear consciousness. And this leads those who observe life less to speculate and develop all kinds of philosophies. Such philosophies then ultimately remain unsatisfactory. But anyone who looks at the phenomena of life with a certain impartiality must realize that in the other state, the state opposite to waking, the state of sleep, something is veiled, and that an understanding of sleep could lead to an understanding of life. We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. Now, out of sleep, the dream life surges up first. The dream life proceeds in images. One can very soon notice, when one begins to observe this dream life, that the images do indeed point to something in life, in ordinary conscious life. Even if one can often say that things are dreamed that one has not experienced in this way, I would like to say that the pieces from which the dream is composed, the pieces of images, are of course nevertheless taken from ordinary consciousness. But the drama of the dream, the way in which the dream builds up its tensions, how it can evoke inner feelings of fear, inner feelings of joy, feelings of momentum, is something else. What the course of the dream images means goes even deeper into human nature, and one can see this if one considers the following. You dream that you are walking along a path and come to a mountain. You enter a mountain cave. At first it is still dark. It gets darker. But an unknown urge causes you to keep going. Anxiety sets in. This all increases until you are finally in a state of fear, let's say, of falling into an inner abyss. You can awaken from this state of fear by continuing to experience this state of fear during awakening. You can also dream that you are standing somewhere and see a person coming from afar. He comes closer and closer, but he has a terrible expression. And as he gets closer, you realize that he intends to attack you. Your anxiety grows. He comes ever closer. He may transform the initially harmless instrument that he showed you from afar – after all, dreams are transformers – into a terrible murder weapon. Your anxiety increases again to fear, and you now wake up with this fear, which in turn continues into the waking life of the day. These are two very different images. One time it is a series of images that takes you into the interior of a mountain, the other time it is a series of images that is associated with an approaching enemy. The soul can go through the same thing, even though the two series of images are quite different. What the soul goes through is something quite different from what consciousness experiences when waking up. One could say that it is not the images that are important at all, but rather how the soul undergoes a certain inner drama: how the soul initially has an urge, or how something comes to the soul instead of the urge, but how this then transitions into anxiety, into fear, and then, in a sense, causes the person to shake themselves out of sleep and into ordinary consciousness. What is important is the increasing forces behind the dream, which are not perceived themselves, but which clothe themselves in images. And the two series of images that I have characterized could be multiplied many times over; the same soul content could clothe itself in ten, twenty, a hundred different images. We must therefore say: there is something - if I draw schematically - that takes place in the soul (blue, green. See drawing on page 46). But what takes place in the soul, the human being does not notice; he does not know it. What he does know are images. I draw them schematically on it (yellow). These images are then experienced by the person in his consciousness of the dream. But what matters is the escalation: weak anxiety, stronger anxiety, greatest fear. The dream images are more or less taken from life, because both the mountain and the mountain cave, everything is basically borrowed from life. The enemy that approaches is borrowed from life, his weapon is borrowed from life. The images take their content from life. But that is only the clothing. If, through what I have often characterized as the imaginative consciousness, you have the opportunity to go beyond this clothing, not to form images at all, but to remain here in the soul forces, which are anxiety, fear, and extreme fear, to remain with the imaginative consciousness, if you are able to form images within, then something completely different comes about. Because when you are asleep, you are initially outside of your etheric body and physical body, with only your ego and your astral body. When you wake up, if you are in a normal state, you enter your etheric body very quickly – you pass through it very quickly – and then immediately enter your physical body. But if you are in some abnormal state and do not enter the physical body immediately, but enter the etheric body before entering the physical body, that is, enter the etheric body first, then these images from life are formed. For in ordinary consciousness, the human being has no perception in sleep itself, and only at the moment when he either penetrates into his body and passes through the etheric body does he receive images, or when he goes out of the physical body while falling asleep but still remains in the etheric body, then he has dream images again. So only in these intermediate states do such dream images form, which are taken from life. But imaginative consciousness leads to the fact that one can live completely outside of the body in that which stands there as the forces of the soul behind the dream. And then one lives in another reality. Then one lives in the world in which man is from falling asleep to waking up. Man lives from falling asleep to waking up in a world in which he becomes unconscious. You can imagine it as if a person were to submerge in water and lose consciousness, and only regain it when the water carries him out and releases him again. The same thing that happens physically also happens to the soul when a person falls asleep. He submerges into the spiritual world. There he loses consciousness. He leaves his body with his soul and loses consciousness. When he wakes up, he reappears and regains consciousness. But reappearing means entering the body. And if, as I said, one does not immediately enter one's body, but still notices the transition in the etheric body, then the dream images arise. But if one does not get involved in this and need not get involved in getting such dream images, but if one gets images entirely outside of the physical body in the spiritual world itself, then not just any images come out, but images come out that you can find as a description of the evolution of the world in my “Occult Science”. And everything that is presented as I have presented it in my “Occult Science” has this origin, which I am now characterizing for you. If you ask yourself: What is actually written in this “Occult Science”?, then you will say to yourself: Well, thoughts are in it. You can also think about it. I always emphasize that again, with common sense you can think about all of this. Thoughts are in it, but they are not ordinary thoughts. They are the thoughts that are creatively active in the world outside. Man can live in these thoughts when he stands beyond the threshold that leads into the spiritual world. Man can live in these thoughts that work on the world. It is the first thing he finds when he enters the supersensible world. These are not dream images, because, as I have explained to you, dream images come about in a completely different way. Instead, they are experiences in the spiritual world. I would like to say: Imagine a person who is asleep. During sleep, the most comprehensive and intense processes take place in the soul. The person is unconscious during sleep and is therefore unaware of them. In the morning he enters his physical body, and immediately he is immersed in it. He uses his eyes, sees colors and light, he uses his ears, hears sounds, and so on, and thus he becomes conscious. But there is this intermediate state: he does not immediately enter the physical body, he enters the etheric body. Then he has a dream or dreams. But imagine if a person became conscious before he even entered his etheric body. He would become conscious while still in the outer ether that fills the whole world. Then he becomes aware of what is described in my “Geheimwissenschaft.” If, for example, you became conscious in the middle of the night without returning to your physical body, so that the physical body emerged next to you and you saw it – because you could see it then – then you perceived this cosmology, then you perceived what I described in my Secret Science. I may call what I have described: the formative forces of the world, or even world thoughts. This presents itself in such a way that one can say how one otherwise has individual thoughts in daily life: the earth came into being in such and such a way, used to have a moon existence, a sun existence, a Saturn existence; in short, everything that I have described in my “Occult Science”. But this way of perceiving in the spiritual world is only one of three. When a person looks at his state of daytime consciousness, he knows that in this state of daytime consciousness he can distinguish between thinking, feeling and willing. But just as the day-consciousness has these three states, thinking, feeling and willing, so also the night-consciousness, which in the case of the ordinary person is unconsciousness, has three states. One does not always sleep in the same state from falling asleep to waking up, just as one does not always wake in the same state. One wakes by thinking, or also by feeling, or also by willing. One can wake in three states, and likewise one can sleep in three states. For the fact that someone who has imaginative consciousness sees the world-forming forces, the formative forces of the world, comes only from the fact that he has acquired a consciousness of them, a knowledge of them. But every person falls asleep in these formative forces of the world, in the thoughts of the world. Just as you submerge when you jump into the water, so when you fall asleep you initially submerge in the formative forces of the world. But in addition to this life in the formative forces of the world, there are two other states for the sleeping state, just as there are feeling and willing in addition to thinking for waking. When we consider thinking, having thoughts, in sleep this corresponds to life in the formative forces of the world. This means that when you become aware of the lightest state of sleep, then in this lightest state of sleep you live in the formative forces of the world. It is as if you were swimming through the universe from one end to the other, moving through thoughts, but these are forces. This is the lightest sleep, where you move in the thought-forces of the world. But there is a deeper sleep, a sleep from which, if one does not do special soul exercises, one cannot bring anything into one's daily life through dreams. One can only bring something into one's daily life from the lightest sleep through dreams. But then the dreams, as I have described to you, are not decisive as images, because the same dream can take on the most diverse images. But even the lightest sleep can lead to dreams, that is, one can bring something into consciousness, one can at least sense that one has experienced something during sleep. But one can only sense from this lightest sleep that one has experienced something. Only those who attain an inspired consciousness can know anything of the deeper sleep. Such a one then perceives more than just what I have described in my “Occult Science”. In this “Occult Science” I have, to be sure, described some of what comes through from the inspired consciousness, but let us just realize what can only be described through anthroposophy – what the transition is like in experience from the quiet sleep to the deeper sleep, to the sleep from which the person in ordinary life can bring back no dreams. When sleep is so quiet that one can bring back dreams in ordinary life, then the person who can look into these worlds sees the surging, weaving thought images, the imaginations of the world that reveal the secrets of the world to him, which reveal to him which world the human being belongs to, except for the one in which he is with his consciousness from the moment he wakes up until he falls asleep. For what I have described in my “Occult Science” is not something that is merely painted on a surface, but is in perpetual motion, in perpetual activity. But from a certain moment on, images begin to appear in this world, which every person experiences in a quiet sleep – they just do not know about it. These images become clear, they increase their splendor, they reveal certain underlying essences. They subside again, these images. Once again, one has nothing in consciousness but a kind of feeling that the images have been dulled. Then the images appear again. But while the images become more active and then fade away, something occurs that can be called the harmony of the spheres, a kind of cosmic music occurs, but a cosmic music that does not merely live in melody and harmony, but that represents the deeds and actions of those beings that inhabit the spiritual world, the deeds of the angels, the archangels, the elemental forces, and so on. In a sense, you can see the beings moving on the surging sea of images, directing the world from the spirit. It is the world perceived through inspiration, the second world. I can call them the appearances of spiritual world beings. And this world, this world of manifestation of the spiritual beings of the spiritual world, is just as much the second element of sleeping as feeling is the second element of waking. So that during sleep man not only enters into the world which the thoughts of the world present, but within these surging world thoughts the deeds of the beings of the spiritual world are revealed. But now, in addition to these two states of sleep, there is a third one. Most of the time, people have no idea about this third state of sleep. They usually know that they have a light sleep, and they also know that dreams reveal themselves from this light sleep. That he has a dreamless sleep, he notices. But that there is a third kind of sleep, that is something that people become aware of at most when they feel when waking up: there was something very heavy in them during sleep, it is something that they must first overcome in the first hours when they are awake again. I am quite sure that a number of you are familiar with this state in the morning, when you know that you have not slept in the usual way, but that there was something within you that leaves you with a certain heaviness that you first have to overcome over a longer period of time when you are conscious in the morning. This points to a third kind of sleep, the content of which can only be grasped by intuitive consciousness. And this third kind of sleep has a great significance for the human being. When a person is in the lightest sleep, he actually experiences much of what he otherwise goes through when awake. He still participates, albeit in a different way, in his breathing. He still participates, if not from the inside, then from the outside, in his blood circulation and in the other bodily processes. When a person is in the second type of sleep, they no longer participate in physical life, but one could say that they participate in a world that is common to their body and soul. Something still passes over from the body into the soul. Something passes over, as light passes into the plant when the plant develops in the light during the day. But when a person is in the third phase of sleep, there is something in him that has become, if I may say so, like a mineral. The salts in his body are particularly strongly deposited. There are strong salt deposits in the physical body during this third phase of sleep. But in return, the human being is connected with his soul to the mineral world within. [IMAGE REMOVED FROM PREVIEW] Imagine you could do the following experiment: you go to bed, first fall into the light sleep, from which dreams can come out for the ordinary consciousness, then you fall into the deeper sleep, from which no dreams come, but which still leaves the soul of the person in a connection with the physical body. But now you are sleeping in a way that there are strong salt deposits in your body. You cannot have a relationship in your soul to what is going on in your body. But if you had placed a rock crystal on the nightstand next to you, you could be completely inside the rock crystal with your soul. You would slip into the rock crystal and perceive it from within. You cannot do that in the first or second kind of sleep. In the first kind of sleep, the content of which can enter into dreams, if you dream of the rock crystal, you would still experience it as a kind of rock crystal. You would experience something shadowy, but still something rock-crystal-like. If you sank down into the second kind of sleep, you would no longer experience the rock crystal in such a limited way. If you were still able to dream — you usually cannot, but let us assume that you could — then you would experience that the rock crystal becomes indistinct and forms into a kind of sphere or ellipsoid and then withdraws again. But if you could dream, that is, if you could access intuition from the deep sleep, from the third kind of sleep, then you would experience the rock crystal in such a way that you feel as if you are running along these lines inside, then running towards the tip, then running back again: you then experience the rock crystal within. You inhabit it. And so for other minerals. And not only do you experience the form, you also experience the inner forces. In short, the third type of sleep is something that brings the human being completely out of his body and completely into the spiritual world. During this third type of sleep, the human being stands in the third kind of world, in the essence of the spiritual world itself. That is to say, you are surrounded by the essence of the angels, the archangels, all those beings that one otherwise perceives only externally, that is, only in their revelations. You see, if you apply your sense consciousness from waking to sleeping, you see, so to speak, the external revelations of the gods in nature. During sleep, you enter either into the world of images in the lightest sleep, or in the second type of sleep into the world of appearances, into the world of revelations, or else, when you come to the third type of sleep, into the inner being of the divine spiritual entities themselves. Thus, just as man lives himself out during the day through thinking, feeling and willing, so he lives himself out during sleep, either by flowing into the thoughts of the world, or by the deeds of the divine spiritual beings being revealed to him out of the thoughts of the world, or but these entities themselves take up the human being, so that he, as it were, rests with his soul in them. Just as thinking or imagining is the brightest, clearest, most distinct for the day-consciousness, just as feeling is somewhat duller - because feeling is actually always a kind of dreaming - and how willing, the most dull state of consciousness during the day, is, in a sense, a sleeping, so we have three states of sleep: the sleeping state in which ordinary consciousness experiences dreams and higher consciousness, the seeing, clear-sighted consciousness experiences the thoughts of the world. We have the second kind of sleep, which remains unconscious even for ordinary consciousness, but which appears to the inspired consciousness in such a way that the deeds of the divine-spiritual entities reveal themselves everywhere. We have the third kind of sleep, which presents itself to the intuitive consciousness, in which it lives in the divine-spiritual entities themselves. As I said, this announces itself by, for example, submerging into the interior of minerals. But this third kind of sleep has a special meaning for man. If you take the second kind of sleep first, then you will find, as I said, the world beings of the angels, the archangels and so on, in the appearing, disappearing, surging images, but you will also find yourself. You find yourself in it as a soul, not as you are now, but as you were before your birth or before conception. You get to know yourself, how you have lived between death and a new birth. That belongs to this second world. And every time we sleep without dreaming, we live in the same world in which we lived before we descended and took on a physical body. But if you were to enter the third stage of sleep and were able to wake up there – the intuitive consciousness wakes up – so if you imagine entering the third stage of sleep and waking up there: then you experience your destiny, your karma. Then you know why you have special abilities in this life, from the nature of your previous lives. Then you will know why you are brought together with these or those personalities in this life. Then you will get to know karma, then you will get to know your destiny. This destiny can only be recognized if one - I am now approaching the matter from a different point of view - is able to penetrate into the interior of minerals. If you are able to see a rock crystal not only from the outside but also from the inside – of course you must not chop it up, because then what you see would always be on the outside, naturally – but you must, as I have described, be inside it; if you can do that, if you can see the crystal from the inside, then you can also understand why you are struck by this or that blow of fate in this life. Take any crystal, take an ordinary salt cube. [IMAGE REMOVED FROM PREVIEW] You see it from the outside: that is how you see it with ordinary consciousness. In this state, your life remains opaque to you. If you can penetrate into it - the spatial size does not matter - if you can see it from the inside out, then you are in the world in which you can also understand your destiny. But you are in this world every night when you enter the third stage of sleep. But this third stage of sleep still has something very special. You see, people before the Mystery of Golgotha – and we were all there ourselves in our earlier lives on earth – people in the development of time before the appearance of Christ on earth, they very often came into this third kind of sleep. But even before they sank, I might say, into this third kind of sleep, their angel appeared and brought them back up again. For that is the peculiar thing: one can always get oneself out of the first and second kinds of sleep as a human being, but not out of the third. In the third kind of sleep, a person would have had to die before the appearance of Christ on earth if he had not been brought out by angels or other entities. Since the appearance of the Christ, the power of the Christ, as I have often emphasized, is connected with the earth, and every time a person must awaken from this third kind of sleep, then the power of the Christ, which through the Mystery of Golgotha has united with the earth, must come to his aid. Without the power of the Christ, a person could no longer awaken from this third kind of sleep. He can slip into the crystals, but he cannot get out again without the power of the Christ. For when one looks behind the scenes of existence, one already realizes what significance this Christ impulse has for life on earth. I therefore emphasize it strongly: man could enter the crystals, but he could not get out again. These things were felt particularly strongly wherever, after the Mystery of Golgotha, after the appearance of Christ on Earth, a strong, ancient, pagan consciousness still existed and yet the Christ Revelation was already there, as for example in Central European regions. There were people known to have died as a result of falling into a deep sleep. They would not have needed to die if the Christ had come to their aid. So, for example, people felt - I do not want to say anything other than what people felt - with Charlemagne or with Frederick Barbarossa. Despite the fact that Frederick Barbarossa drowned in the physical world, that was how it was felt. But it was felt particularly clearly with Charlemagne. Where did this medieval consciousness believe such a soul went? Into the interior of crystals. That is why it was placed in mountains, where it was supposed to wait until the Christ came and awakened it from its deep sleep. This kind of myth formation is connected with this consciousness. The strong connection with the Christ impulse since the Mystery of Golgotha on Earth, that is what now causes the world of the Angeloi, the Archangeloi and so on, to get man out again, because otherwise he would not be able to be brought out again when he sinks into the third kind of sleep. This, then, is connected with the power of Christ, not with belief in the power of Christ; for whether one belongs to this or that religious denomination, what Christ did on earth is done in the objective sense, and what I am describing here as objective takes place for man quite independently of belief. We will discuss the significance of faith in the next few days. But what I am talking about now is an objective fact that has nothing to do with faith. But how did this happen? It happened because a different fate has entered the world of the gods than was previously in it, a fate that I would characterize by saying: People here in the physical world are born and die. It is the peculiarity of the divine spiritual beings that belong to the higher hierarchies that they do not die and are not born, but merely transform. The Christ, who lived with the other divine spiritual beings until the time of the Mystery of Calvary, decided to experience death, to descend to Earth, to become a human being, to go through death within human nature, and then to regain consciousness after death through the resurrection. This is a very significant event in the divine spiritual world, that a God has gone through death in order to be able to do all that we already know or that I have now described again. We can therefore say: there is the significant event in the history of the development of the earth that the God became man and thereby floods his power into such significant phenomena as those that I have now characterized for you. The God who became man has such power in earthly life that He can bring human souls out of the depths of the soul if they have descended there. So that when we speak of Christ we speak of a World Being, of whom we must say: He is the God who became man. What would be His counter-image? His counter-image would be the man who became God. It does not have to be an absolutely good God; but just as Christ descended into the human world and accepted death, that is, first accepted the human body in order to share in the fate of human beings, so we are led to the opposite pole, to the human being who frees himself from death, frees himself from the conditions of the human body and becomes a god within the earthly conditions. He would then cease to be a mortal man, but would walk on the earth, though not under the same conditions as an ordinary mortal man, who goes from birth to death and from death to a new birth, but such a man, having become a god, would be found as a god who had come to earth unlawfully. Just as Christ is a legitimately incarnate god, so we would have to look for his counter-image in the illegitimately god-become human, the no-longer-mortal-but-wandering-about human who has assumed the nature of god in an unlawful manner. And you are aware that just as the Christian tradition points to the rightly incarnated God, to Christ Jesus, so it points to Ahasver, to the man who has become God unlawfully, who has laid aside the mortality of the human nature. Thus we have in Ahasver the polar opposite of Christ Jesus. That is the deeper reason, the deeper meaning of the saga of Ahasver, the saga that speaks of something that must be spoken of because it is a reality: of a being that wanders the earth. This figure of Ahasver is there. He wanders the earth, he wanders from people to people. Among other things, he does not allow the Hebrew faith to die out. This figure is present, this Ahasver figure, the god who has become unlawful. Man has every reason, if he wants to get to know real history, to turn his attention to such ingredients of this history, to see how the forces and beings play down from the supersensible worlds into the sensual world, how Christ came out of the supersensible worlds into the sensible world, but also how the sensible world in turn plays a role in the supersensible world, and how we also have in Ahasver a real, actual world power, a world being. There has always been an awareness of this wandering of Ahasver, who of course cannot be seen with physical eyes, but only under the condition of a certain clairvoyance. And the legends that point to him have a good, objective basis. One does not understand human life if one looks at it only externally, as described in the history books, if one does not look at the special forms it takes. For it is true that just as Christ lives in our inner being since the Mystery of Golgotha, and can be perceived in our inner being when we first awaken our inner gaze, so when we look around us at human life, and since the seeing glance arises in us for most people, for those to whom the seeing glance arises, it is the case, then, as it happens unexpectedly to the person who crosses the threshold of consciousness, Ahasverus, the eternal Jew, will appear to us. Man will perhaps not always recognize him, he will mistake him for something else. But it is just as possible that the eternal Jew will appear to man as it is possible that the Christ will shine forth when man looks into his inner being. These things belong to the secrets of the world which must needs be revealed in our time, when many secrets should be revealed. [IMAGE REMOVED FROM PREVIEW] |
211. The Mysteries of the Sun and Death and Resurrection: Changes in the Experience of the Breathing Process in History
26 Mar 1922, Dornach |
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If one had told the Greeks about a science as it is taught today at our universities, it would have seemed to them as if someone had continually pierced their brains with small pins. They would not have understood that it could give a person satisfaction. If they had had to take in science as we have it today, they would have said: That makes the brain sore, that wounds the brain, that stings. --- Because they still wanted to perceive something of that pleasant spreading of the intoxicating breath, into which, flowing in, the heard and the seen pours. |
The unkindness between people that is developing today as a result of miserable social conditions, and which is spreading across the earth as a false socialism due to a misunderstanding of social interrelationships, also has a great significance for the supersensible worlds that people enter through the gateway of death. And when today, under the flag of the realization of socialism in the east of Europe, a terrible, destructive force is being developed, then what is experienced there is also carried into the beyond as a terrible result. |
The physical world is closely connected with the supersensible world, and one does not understand the one without understanding it in connection with the other. We must come to understand what is happening on earth by understanding the spiritual events of the universe. |
211. The Mysteries of the Sun and Death and Resurrection: Changes in the Experience of the Breathing Process in History
26 Mar 1922, Dornach |
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Much is said today about the difference between belief and knowledge. In particular, it is often asserted that anthroposophy, in view of what it has to say, must be regarded not as a science but as a matter of faith, as a religious belief. But basically, all the differences that are made in this way stem from the fact that people have very little insight into what has emerged as belief in the course of human development, and that they actually do not have much insight into what knowledge is. All belief, everything that is connected with the word belief, actually goes back to very early times in human development. It goes back to those times when the breathing process played a much greater role in the life of man himself than is the case now. Man, with his present state of soul, does not really pay attention to his breathing process. He breathes in and breathes out, but he does not perceive any special experience in doing so. The beliefs of older times have always pointed to the importance of breathing. One need only remember – as I pointed out a few days ago – that in the Old Testament the creation of man is associated with the breathing of breath, and one need only recall what I said about the striving that existed in ancient India, for example, to gain higher knowledge by regulating the breathing process in a certain way. This striving had meaning in that time when man paid more attention to his breathing. I have said that this striving took place in the time when man perceived around him not only the dead nature that we perceive today, but when man saw spiritual and soul activity in all things and facts of nature, when he perceived spiritual and soul activity in every spring, in every cloud, in the river and in the wind. During this time, the aim was to become more and more aware of one's breathing: to regulate inhaling, holding one's breath, and exhaling. And through this regulation of the breathing process, what one might call self-awareness was generated, the experience of the ego, of “I am”. But this was a time when the perception, the experience of breathing in general played a certain role in human life. From his ordinary consciousness, the person of the present cannot imagine much of what it was like. I would like to give you such an idea. The breathing process is divided into inhaling, holding the breath and exhaling. This breathing process is initially regulated by human nature. The yoga scholars I have spoken of regulated it differently. Just as today, when someone studies, they develop a way of thinking that is not the thinking of everyday life, so in the times when breathing played a special role in life, a different breathing was developed than in ordinary life. But let us now consider not yoga breathing, the developed breathing, but the ordinary. I can best show you this schematically. Let us assume that this is the human chest organism, then we can say: we distinguish the inhalation process, the breath-holding process – I will not draw that separately – and the exhalation process. When people in ancient times inhaled, they experienced it as if, with the inhalation, that is, with the inhaled air from the outside world, what was spiritual in the beings and facts of the outside world came in. So in what I have here color-coded red as the inhalation current, the person, let's say gnomes, nymphs, experienced everything that was spiritual and soulful in the surrounding nature. And as he exhaled (blue), as he sent the inhaled air outwards, these beings became invisible again in the exhalation. They were lost, so to speak, in the surrounding nature. You inhaled and knew: there is something spiritual-soul in nature outside, because you felt the effect of this spiritual-soul in the inhalation. You felt connected to the spiritual-soul of the outer nature. That had a certain intoxicating effect on people in those ancient times - but it is only comparatively speaking - in a certain way. He intoxicated himself with the spiritual soul of his surroundings. And by breathing out again, he sobered up. So that he lived in a state of intoxication and a state of sobering up. And in this intoxication and sobering up there was an interaction with the spiritual soul of the outside world. But there was something else as well. Man felt, by breathing in, by intoxicating himself, as it were, with the spiritual-soul, how the spiritual-soul beings quietly drew up into his head from the breathing current, how they filled him inwardly, how they united with his own physical being. So that what man felt there can be expressed something like this: I breathe in the spiritual and soul life of the environment. It fills my head. I feel it, I perceive it. Then the breath is held. And as he breathes out, the person would say: I give back my perception of the spiritual and soul life. [IMAGE REMOVED FROM PREVIEW] But this had an intimate connection with life. Take just one very simple thing: here is chalk. If you take this chalk today, you look at it, you reach out, take it up. The people of the ancient epoch did not do that. We have the thought of looking at the chalk and then picking it up. This was not the case with ancient man, who looked at it and inhaled what was spiritually radiating from the chalk, exhaled, and only in the exhalation did he grasp the chalk, so that for him inhaling meant observing, exhaling meant being active. This was at a time when man actually always lived in a kind of rhythmic interaction with the environment. This rhythmic interaction has been preserved for later times, but without the living, observing consciousness of ancient times. Just imagine how, in our youth, threshing was still done by hand in the countryside: looking, beating, looking, beating, in rhythmic activity. This rhythmic activity corresponded to a certain breathing process. Inhaling = observing Exhaling = doing As far as the later development of humanity is concerned, we can say that this experience of inhalation ceased to be perceived by the human being, and the human being perceived or perceives only that which goes up from breathing into his head. So in ancient times, the human being perceived how what was inhaled, which was intoxicating for him, continued into the head and connected there with the sense impressions. Later on, this was no longer the case. Later on, man loses consciousness of what is going on in his chest organism. He no longer perceives this upwelling of breathing because the sensory impressions become stronger. They extinguish what arises in the breath. When you see or hear today, the breathing process is included in the process of seeing and also in the process of hearing. In the ancient person breathing lived strongly in hearing and seeing, in the modern person seeing and hearing live so strongly that breathing is completely subdued. So that we can say, what was perceived by the ancient one in the breathing process in his inner being, no longer lives in the intoxicating, head-filling way that he said: Ah, the nymphs! Ah, the gnomes! Nymphs that whirl in the head, gnomes that hammer in the head, undines that surge in the head! Today, this hammering, surging, and whirling is drowned out by what comes from seeing and hearing and what fills the head today. There was once a time when man perceived more strongly this upwelling of breathing into his head. This passed over into the time when man still perceived confusedly, when he still perceived something of the after-effects of the gnome-like hammering, the Undine-like surging, the nymph-like tumbling, when he still perceived something of the connection of these after-effects with the perceptions of sound, light and color. But then all that he still perceived of the breathing process was lost. And of those people who still had a trace of consciousness that breathing once introduced the spiritual-soul of the world into man, what now remained, what was established from sensory perception in connection with breathing, was called “Sophia”. But breathing was no longer perceived. So the spiritual content of breathing was killed, or rather, paralyzed by sensory perception. This was particularly felt by the Greeks. The Greeks did not have the idea of such a science as we do today. If one had told the Greeks about a science as it is taught today at our universities, it would have seemed to them as if someone had continually pierced their brains with small pins. They would not have understood that it could give a person satisfaction. If they had had to take in science as we have it today, they would have said: That makes the brain sore, that wounds the brain, that stings. --- Because they still wanted to perceive something of that pleasant spreading of the intoxicating breath, into which, flowing in, the heard and the seen pours. So the Greeks did perceive an inner life in the head, an inner life such as I am describing to you now. And they called this inner life Sophia. And those who loved to develop this Sophia within themselves, who had a special inclination to devote themselves to this Sophia, called themselves philosophers. The word philosophy definitely points to an inner experience. The hideous, pedantic assimilation of philosophy, whereby one simply 'ochst' (as they say in student life) at philosophy, that familiarization with this science, was not known in Greece. But the inner experience of 'I love Sophia' is what is expressed in the word philosophy. But just as the process of breathing that enters the body is taken up in the head by the sense perceptions, so what emanates as exhaled air is taken up by the rest of the body. In the limb-metabolism organism, just as sensory perceptions flow into the head through what is heard, just as what is seen flows into the head through what intoxicates the inhaled air, so too do physical feelings and experiences flow together with the exhaled air. The sobering effect of the exhaled air, the extinguishing of perception, flowed together with the physical feelings that were aroused while walking and working. Being active, doing, was linked to exhaling. And as man was active, as he was doing something, he felt, as it were, how the spiritual-soul left him. So that he felt when he did something, when he worked at something, as if he allowed the spiritual-soul to flow into the things. I take in the spiritual-soul: it intoxicates my head, it connects with what I have seen, with what I have heard. I do something, I breathe out. The spiritual-soul aspect goes away. It goes into what I hammer, it goes into what I grasp, it goes into everything I work. I release the spiritual-soul aspect from me. I transfer it, for example, by fizzling the milk, by doing something externally, I let the spiritual-soul aspect flow into things. That was the feeling, that was the sensation. So it was in the old days. But this perception of the exhalation process, this perception of the sobering up, just stopped, and there was only a trace left in Greek times. In Greek times, people still felt something, as if, by being active, they were still giving something spiritual to things. But then everything that was there in the breathing process was dulled by the physical sensation, by the feeling of exertion, of fatigue in working. Just as the inhalation process was dulled in the head, so the exhalation process was dulled in the rest of the organism. This mental process of exhalation was paralyzed by the bodily sensation, that is, by the sensation of exertion, of becoming heated, and so on, by what lived in man so that he felt his own strength, which he applied by exerting himself, by doing something. He did not feel the breathing out process as fatigue in himself now, he felt a power effect in himself, he felt the body permeated with energy, with power. This power that lived inside the human being was Pistis, faith, the feeling of the divine, the divine power that makes one work: Pistis, faith. Sophia = the spiritual content of breathing, paralyzed by sensory perception Pistis (faith) = the spiritual process of exhalation, paralyzed by the bodily sensation. Thus wisdom and faith merged in man. Wisdom flowed to the head, faith lived in the whole of man. Wisdom was only the content of ideas. And faith was the power of this content of ideas. Both belonged together. Hence the only Gnostic writing that has survived from ancient times is the Pistis Sophia. So that in Sophia one had a rarefaction of inhalation, in faith a condensation of exhalation. Then wisdom became more rarefied still. And in the further rarefaction, wisdom became science. And then the inner power became more condensed. Man felt only his body: he lost consciousness of what faith, pistis, actually is. And so it came about that people, because they could no longer feel the connection, separated what was to arise subjectively from within as mere content of faith, so to speak, and what connects with external sense perception. First there was Sophia, then Scientia, which is a diluted Sophia. One could also say: originally Sophia was a real spiritual being that man felt as an inhabitant of his head. Today, all that is left of this spiritual being is the ghost. For science is the ghost of wisdom. This is something that should actually haunt the soul of today's human being like a kind of meditation, that science is the spectre of wisdom. And in the same way, on the other hand, faith — which is what it is usually called today; here one has not really grasped a particular difference in the words — faith as it is lived today is not the inwardly experienced faith of antiquity, pistis, but it is the subjective closely connected with egoism. It is the condensed faith of ancient times. In the faith that had not yet been condensed, people still sensed the objective divine within them. Today, faith only arises subjectively, as it were, rising like smoke from the body. So that one could say, just as science is the spectre of wisdom, so today's faith is the heavy residue of former faith, the lump of former faith. These things must be held together, then one will no longer judge as superficially as many people do today, who say that anthroposophy is only a matter of faith. Such people do not know what they are talking about because they have never brought themselves to consciously perceive the whole connection between faith and wisdom, this inner experience of faith and wisdom, from the real history of mankind. Where today do we speak of history as we have to here? Where do we talk today about what the breathing process once was for man, how it represented a completely different experience than it is today? Where do we realize how abstract on the one hand and robustly material on the other that has become what was once a real spiritual-soul-like on the one hand and a real soul-bodily on the other? When the development of faith had reached a certain point, it became necessary for humanity to include something very specific in this belief. In ancient times, man had the divine within the belief. He experienced the divine in the process of exhalation. But the process of exhalation was lost to his consciousness. He no longer had the consciousness that the divine passes out into things. Man needed a revival of the divine for his consciousness, and he received this revival through the fact that he now received an idea within himself that has no external reality on earth. It has no external reality on earth that the dead rise from the graves. But the Mystery of Golgotha has no real content for a person if he describes the course of Jesus' life until Jesus dies. After all, that is nothing special. That is why Jesus is no longer anything special for modern theology either. Because a person goes through some experiences and then dies, as modern theology presents the life of Jesus, that is nothing special. The mystery only begins with the resurrection, with the living life of the Christ being after the physical body has gone through death. And - that is also according to Paul's words - whoever does not take up this idea of the resurrection into his consciousness has not taken up anything of Christianity at all, which is why modern theology is actually only a Jesusology, actually no Christianity at all. Christianity needs such a concept that refers to a reality that does not take place on this earth as a direct perception of the senses, but that as a concept already lifts man up into the supersensible. Through an inner experience, the old human being was lifted up into the supersensible. I have shown you in these days how the yoga student was led to the inner experience of being a baby. They experienced the first impressions of being a baby, that which shapes the human being in a plastic way. What one otherwise knows nothing about became conscious through the yoga exercises I have spoken to you about, but with it, at the same time, the whole prenatal life, or the life that lies before conception, when the human being's soul was in the spiritual world above before descending and taking on a physical body. Only a notion of this remained. This notion is also contained in the Gospels: Unless you become like children, you will not enter the kingdom of heaven. This saying refers to it, but in those days it no longer had any direct effect on life. This saying was, so to speak, a reminder that one could once place oneself back into the time of childhood and experience the Kingdoms of Heaven from which one descended through birth into physical existence. It is hardly the case that a person today, when he hears about the Kingdoms of Heaven from the Gospels or from some other ancient language, imagines something significant by it. He may think: Well, I have seen that here on earth – France, England and so on, they are divided into kingdoms. Whatever there is of kingdoms on earth is also there above, the kingdoms of heaven are there too. – Otherwise, people cannot really get a concrete idea of the kingdoms of heaven if they cannot imagine what is down there as being up there. I believe that in English, if I am not mistaken, they even say: the kingdoms of heaven. Yes, you don't get the idea of what is meant by the term “the kingdoms of heaven”, which has been modernized today. The gospel even usually says it in such a way that you can't even see what it actually means, it even says: the kingdom of God. In doing so, people hardly think of anything, but simply let a word resound. But in ancient times the heavens were exactly that which, when the earth is here (center), spread out as the sphere of the world (white, blue). And “kingdom” — what was that? Let us disregard all philology and take the observation to help here, which can be given by anthroposophical method itself. “Reich” = that which reaches out, encompasses, surrounds, that is the reaching, the sounding, the speaking, so that one must soar to the imagination: Through these heavens, for the one who learns to perceive, the spiritual-soul sounds through. He perceives not only the heavens, but the world-word that resonates and reaches through the heavens. [IMAGE REMOVED FROM PREVIEW] Those who cannot become like little children cannot perceive the word of the heavens, the word that speaks from the heavens everywhere. If earthly realms are called “realms” and earthly rulers “rulers of these realms,” then one would have to have the secret idea that these rulers could speak or sing so loudly that their voice would resound throughout their entire realm. In older, legendary conceptions, there is also something like a resounding of the realm. And this was symbolically expressed by the fact that laws were given which were proclaimed with trumpets to the quarters of heaven, whereby the kingdom became a reality. The kingdom was not the plane on which men dwelt, but the kingdom was that which the trumpet-angels carried out into the wide spaces as the content of the laws. But it was a memory. Another concept had to come that was more related to the will – what preceded related to the idea, to the thought – to that which accompanies a person when he passes through the gate of death. The will remains as his energy development. This goes with him through the gate of death with the world thought content. The human will, filled with world thoughts, enters with him into the spiritual worlds when the human being dies. And it was to this will that the new idea of the resurrected Christ turned, of the one who lives even if he has died in an earthly way. This was the strong, powerful idea that did not merely recall childhood, that pointed to death, and that appealed to what passes through the portal of death with man. Thus we find the irruption of the Christ idea, the whole Christ impulse, thoroughly grounded in the evolution of mankind itself. Now, of course, one can say: Even today there are still many people on earth who know nothing of the Christ. Those people who know about him today usually know it badly, but they learn something about the Christ, even if, according to the sense of today's materialism, they do not have the correct idea of the Christ, the feeling for the Christ that they have within them. But there are many people on earth who live in other, older forms of religion. And that is where the big question arises, which I already hinted at yesterday. I said that the Mystery of Golgotha is a fact. The Christ died for all people. The Christ Impulse has become a power for the whole earth. In this objective sense, apart from consciousness, the Christ is there for Jews, pagans, Christians, Hindus, Buddhists, and so on. He is there. Since the Mystery of Golgotha, He has been alive in the forces of the evolution of humanity on Earth. But there is a difference between whether people live within a Christian sphere or a non-Christian one. The only way to study the difference that exists between the life that a person develops between death and a new birth and life on earth is to see the connection. If a person has passed through death and was a Buddhist or Hindu in life, say, if he has not absorbed any idea, any feeling of Christ, then he takes with him for the universe behind death what a person can experience here on earth from the external environment, from nature. One would know nothing of nature in the heavens if man did not take with him the knowledge of the earth when he enters the realms of the heavens through death. Man carries what he takes in here on earth over into the realm of the supersensible by passing through death, for it is only through this that the supersensible worlds have any knowledge at all of the mineral, the vegetable, and the animal on earth. But the one who knows something of Christ, who can have the idea that Christ lives in him, who experiences the Pauline word, “It is no longer I who live, but Christ lives in me,” now carries into the supersensible worlds not only the knowledge of the earth, but the knowledge of the earthly human being. Thus both are carried into them by the modern human being as well. Christians carry into the supersensible world the knowledge of the earthly human being, of the bodily earthly form of the human being. The Hindus, the Buddhists, and so on, carry into the heavens the knowledge of what is around the human being. Even today, human beings complement each other in what they contribute to the supersensible worlds by passing through death. Naturally it becomes more and more necessary that all secrets which man can experience in himself, through himself, are carried into the heavens, so that man is more and more permeated by Christianity. But above all it is important that what man experiences here on earth only as a human being with other human beings is carried through death by means of Christianity. Consider that this is actually an extraordinarily important truth, a very essential truth. Take, for example, the Hindu or the Buddhist. What he experiences in looking at the world, in feeling the world, in sensing the world, what he experiences in thoughts about minerals, in feelings about plants, in feelings about animals, he carries all this through the gate of death and enriches the knowledge of the gods in the supersensible world with what he experiences. What the Christian experiences by entering into a social relationship with his fellow human beings, by developing social connections, that is, what one can only experience as a human being among other human beings, what is experienced in human brotherhood on earth, that is what the Christian carries with him through the gate of death. One would like to say: The Buddhist carries the beauty of the world through the gate of death, the Christian carries kindness through the gate of death. They complement each other. But the progress of Christianity consists in the fact that precisely the social earthly conditions acquire a significance for the heavenly worlds. The Oriental tyrants might decapitate as many people as they liked, but it had little effect on the worlds beyond. It only affected them to the extent that the person received external impressions as a result: the external impressions of horror and so on were carried through the gate of death. The unkindness between people that is developing today as a result of miserable social conditions, and which is spreading across the earth as a false socialism due to a misunderstanding of social interrelationships, also has a great significance for the supersensible worlds that people enter through the gateway of death. And when today, under the flag of the realization of socialism in the east of Europe, a terrible, destructive force is being developed, then what is experienced there is also carried into the beyond as a terrible result. And when unloving conditions develop among people in the age of materialism, this is carried into the transcendental worlds through the portal of death, to the disgust of the divine spiritual worlds. Through Christianity, man should come to bear the results of the evolution of the earth, which arise through him, into the supersensible worlds as well. What man himself develops on earth, he becomes capable of carrying into the spiritual worlds through the thought of the Risen Christ, of a living being who has gone through death and yet lives. This is why even those people who do not want their social deeds to be carried by death today have such a horror of recognizing the Risen Christ. The physical world is closely connected with the supersensible world, and one does not understand the one without understanding it in connection with the other. We must come to understand what is happening on earth by understanding the spiritual events of the universe. We must learn not to speak abstractly of spirit and matter, but we must learn to look at man as he once felt a connection with the divine-spiritual-soul of the world in the breathing process, and must thereby come to experience the spiritual-soul of the world ourselves in the way we can experience it in our time. There can be no recovery of the social conditions of the earth in any other way. There will be cries for social improvement, but nothing will be achieved. On the contrary, everything will decline more and more unless this permeation of Christianity takes hold among people. This must be based on reality, not on the mere uttering of empty words that intoxicate people.The ancients were allowed to become intoxicated by the breath. The moderns are not allowed to become intoxicated by words. Words must not be intoxicating for them, but must be held in the sense of Sophia, penetrating man with wisdom. These are the things through which anthroposophy also points to what is important in social relationships today. And it wants to express something of this in its name, this anthroposophy, anthroposophia, which is also a wisdom. During the Greek period, the human being was taken for granted. Sophia was already a human wisdom because the human being was still full of light and wisdom. Today, when one says Sophia, people only think of the ghost of Sophia, of science. Therefore, one must appeal to the human being one is calling upon, to the Anthropos: Anthroposophia. One must point out that this is something that comes from the human being, that shines out of the human being, that blossoms out of the best forces of the human being. One must point this out. But it also makes anthroposophy something that enlivens human existence on earth. For it is something that is experienced by man in a more spiritual, but no less concrete way than the ancient Sophia was experienced, and which at the same time is meant to bring about that which was then in the whole human being, the content of faith, pistis. Anthroposophy is not a belief, but a real body of knowledge, but one that gives people a strength that in earlier times was contained only in faith. |