33. Biographies and Biographical Sketches: Jean Paul
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He calls this peculiarity of his a "foolish alliance between searching far and searching near - similar to binoculars, which double the proximity or the distance by merely turning around". The boy's attitude towards Christmas is particularly significant for Jean Paul's character. The joys that the near reality offered him could not fill his soul, however great the extent to which they materialized. "For when Paul stood before the tree of lights and the table of lights on Christmas morning and the new world full of splendor and gold and gifts lay uncovered before him and he found and received new things and new and rich things: so the first thing that arose in him was not a tear - namely of joy - but a sigh - namely about life - in a word, even to the boy the crossing or leap or flight from the surging, playful, immeasurable sea of the imagination to the limited and confining solid shore was characterized by a sigh for a greater, more beautiful land. |
33. Biographies and Biographical Sketches: Jean Paul
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Jean Paul's personality[ 1 ] There are works of the mind that lead such an independent existence that one can devote oneself to them without thinking for a moment of their author. One can follow the Iliad, Hamlet and Othello, Iphigenia from beginning to end without being reminded of the personality of Homer, Shakespeare or Goethe. These works stand before the viewer like beings with a life all their own, like developed human beings that we accept for themselves without asking about their father. In them, not only the spirit of creation but also that of the creator is constantly before us. Agamemnon, Achilles, Othello, Iago, Iphigenia appear before us as individuals who act and speak for themselves. Jean Paul's characters, these Siebenkäs and Leibgeber, these Albano and Schoppe, Walt and Vult always have a companion who speaks with them, who looks over their shoulders. It is Jean Paul himself. The poet himself also speaks in Goethe's Faust. But he does so in a completely different way to Jean Paul. What has flowed from Goethe's nature into the figure of Faust has completely detached itself from the poet; it has become Faust's own being and the poet steps off the stage after he has placed his double on it. Jean Paul always remains standing next to his figures. When immersing ourselves in one of his works, our feelings, our thoughts always jump away from the work and towards the creator. Something similar is also the case with his satirical, philosophical and pedagogical writings. Today we are no longer able to look at a philosophical doctrine in isolation, without reference to its author. We look through the philosophical thoughts to the philosophical personalities. In the writings of Plato, Aristotle and Leibniz, we no longer remain within the logical web of thought. We look for the image of the philosopher. Behind the works we look for the human being struggling with the highest tasks and watch how he has come to terms with the mysteries and riddles of the world in his own way. But this idiosyncrasy has been fully expressed in the works. A personality speaks to us through the works. Jean Paul, on the other hand, always presents himself to us in two forms in his philosophical writings. We believe that he speaks to us from the book; but there is also a person next to us who tells us something that we can never guess from the book. And this second person always has something to say to us that never falls short of the significance of his creations. [ 2 ] One may regard this peculiarity of Jean Paul's as a shortcoming of his nature. For those who are inclined to do so, I would like to counter Jean Paul's own words with some modification: Every nature is good as soon as it remains a solitary one and does not become a general one; for even the natures of a Homer, Plato, Goethe must not become general and unique and fill with their works "all the halls of books, from the old world down to the new, or we would starve and emaciate from oversaturation; as well as a human race, whose peoples and times consisted of nothing but pious Herrnhutters and Speners or Antonines or Lutherans, would at last present something of dull boredom and sluggish advancement." [ 3 ] It is true: Jean Paul's idiosyncrasy never allowed him to create works that have the character of perfection through the unity and roundness of their form, through the natural, objective development of the characters and the plot, through the idealistic representation of his views. He never found the perfect stylistic form for his great spiritual content. But he penetrated the depths and abysses of the human soul and scaled the heights of thought like few others. [ 4 ] Jean Paul was predisposed to a life of the greatest style. Nothing is inaccessible to his fine powers of observation, his high flight of thought. It is conceivable that he would have reached the pinnacle of mastery if he had studied the secrets of art forms like Goethe; or that he would have become one of the greatest philosophers of all time if he had developed his decisive ability to live in the realm of ideas to greater perfection. An unlimited urge for freedom in all his work prevents Jean Paul from submitting to any formal fetters. His bold imagination does not want to be determined in the continuation of a story by the art form it has created for itself at the beginning. Nor does it have the selflessness to suppress inflowing feelings and thoughts if they do not fit into the framework of the work to be created. Jean Paul appears as a sovereign ruler who plays freely with his imaginative creations, unconcerned about artistic principles, unconcerned about logical concerns. If the course of a narrative, a sequence of thoughts, flows on for a while, Jean Paul's creative genius always reclaims his freedom and leads the reader down side paths, occupying him with things that have nothing to do with the main thing, but only join it in the mind of the creator. At every moment, Jean Paul says what he wants to say, even if the objective course of events demands something completely different. Jean Paul's great style lies in this free play. But there is a difference between playing with complete mastery of the field in which one moves, or whether the whim of the player creates formations which give the impression to those who look at things according to their own laws that one part of the formation does not correspond to the other. With regard to the Greek works of art, Goethe bursts out with the words: "I have the suspicion that the Greeks proceeded according to the very laws according to which nature proceeds and which I am on the track of", and: "These high works of art are at the same time the highest works of nature, which have been produced by men according to true and natural laws. Everything arbitrary and imaginary collapses; there is necessity, there is God." One would like to say of Jean Paul's creations: here nature has created an isolated area in which it shows that it can defy its own laws and still be great. Goethe seeks to achieve freedom of creation by incorporating the laws of nature into his own being. He wants to create as nature itself creates. Jean Paul wants to preserve his freedom by not paying attention to the laws of things and imagining the laws of his own personality into his world. [ 5 ] If Jean Paul's nature were not very cozy, his free play with things and feelings would have a repulsive effect. But his interest in nature and people is no less than Goethe's and his love for all beings has no limits. And it is attractive to see how he immerses himself in things with his feelings, with his rapturous imagination, with his lofty flight of thought, without, however, seeing through the essence inherent in these things. essence itself. One would like to apply the saying "love is blind" to the sensuality with which Jean Paul describes nature and people. [ 6 ] And it is not because Jean Paul plays too little, but because he is too serious. The 'dream that his imagination dreams of the world is so majestic that what the senses really perceive seems small and insignificant compared to it. This tempts him to embody the contradiction between his dreams and reality. Reality does not seem serious enough for him to waste his seriousness on it. He makes fun of the smallness of reality, but he never does so without feeling the bitterness of not being able to enjoy this reality more. Jean Paul's humor springs from this basic mood of his character. It allowed him to see things and characters that he would not have seen in a different mood. There is a way to rise above the contradictions of reality and to feel the great harmony of all world events. Goethe sought to rise to this height. Jean Paul lived more in the regions in which nature contradicts itself and becomes unfaithful in detail to what speaks from its whole as truth and naturalness. Appear therefore [ 7 ] Jean Paul's creations, measured against the whole of nature, appear to be imaginary, arbitrary, one cannot say to them: "there is necessity, there is God"; to the individual, to the individual, his sensations appear to be quite true. He has not been able to describe the harmony of the whole, because he has never seen it in clear outline before his imagination; but he has dreamed of this harmony and wonderfully felt and described the contradiction of the individual with it. If his mind had been able to vividly shape the inner unity of all events, he would have become a pathetic poet. But since he only felt the contradictory, petty aspects of reality, he gave vent to them through humorous descriptions. [ 8 ] Jean Paul does not ask: what is reality capable of? He doesn't even get to that. For this question is immediately drowned out by the other: how little this reality corresponds to the ideal. But ideals that are so unable to tolerate the marriage with harsh reality have something soft about them. They lack the strength to live fully and freshly. Those who are dominated by them become sentimental. And sentimentality is one of Jean Paul's character traits. If he is of the opinion that true love dies with the first kiss, or at least with the second, this is proof that his sentimental ideal of love was not created to win flesh and blood. It always retains something ethereal. Thus Jean Paul hovers between a shadowy ideal world, to which his rapturous longing is attached, and a reality that seems foolish and foolish in comparison with that ideal world. Thinking of himself, he says of humor: "Humor, as the inverted sublime, does not destroy the individual, but the finite through the contrast with the idea. For it there is no single folly, no fools, but only folly and a great world; unlike the common joker with his side-swipes, it does not single out individual folly, but humiliates the great, but unlike parody - in order to elevate the small, and elevates the small, but unlike irony - in order to set the great alongside it and thus destroy both, because before infinity everything is equal and nothing is equal." Jean Paul was unable to reconcile the contradictions of the world, which is why he was also helpless in the face of those in his own personality. He could not find the harmony of the forces of the soul that were at work in him. But these forces of the soul have such a powerful effect that one must say that Jean Paul's imperfection is greater than many a perfection of a lower order. Jean Paul's ability may lag behind his will, but this will appears so clearly before one's soul that one feels one is looking into unknown realms when one reads his writings. Boyhood and grammar school[ 9 ] Jean Paul spent his childhood, from the age of two to twelve, in Joditz an der Saale, not far from Hof. He was born in Wunsiedel on March 21, 1763 as the son of the tertius and organist Johann Christian Christoph Richter, who had married Sophia Rosina Kuhn, the daughter of the cloth maker Johann Paul Kuhn in Hof, on October 16, 1761. Our poet was given the name Johann Paul Friedrich at his baptism. He later formed his literary name Jean Paul by Frenching his first two first names. On i. August 1765, the parents moved to Joditz. The father was appointed pastor there. The family had grown in Wunsiedel with the addition of a son, Adam. Two girls, who died young, and two sons, Gottlieb and Heinrich, were added in Joditz. A last son, Samuel, was born later, when the family was already in Schwarzenbach. Jean Paul describes his childhood in a captivating way in his autobiography, which unfortunately only goes up to 1779. All the traits that later emerged in the man were already evident in the boy. The rapturous fantasy, which is directed towards an ideal realm and which values reality less than this realm, manifested itself at an early age in the form of a fear of ghosts that often tormented him. He slept with his father in a parlor of the Joditz rectory, separated from the rest of the family. The children had to go to bed at nine o'clock. But the hard-working father only came to Jean Paul in the parlor two hours later, after he had finished his night's reading. Those were two difficult hours for the boy. "I lay with my head under the comforter in the sweat of ghostly fear and saw in the darkness the weather light of the cloudy ghostly sky, and I felt as if man himself were being spun by ghostly caterpillars. So I suffered helplessly for two hours at night, until finally my father came up and, like a morning sun, chased away ghosts like dreams." The autobiographer gives an excellent interpretation of this peculiarity of his childhood. "Many a child full of physical fear nevertheless shows courage of mind, but merely for lack of imagination; another, however - like me - trembles before the invisible world, because imagination makes it visible and shapes it, and is easily frightened by the visible, because it never reaches the depths and dimensions of the invisible. Thus, even a quick physical danger -- for example, a running horse, a clap of thunder, a war, the noise of a fire -- only makes me calm and composed, because I fear only with my imagination, not with my senses." And the other side of Jean Paul's nature can also be seen in the boy; that loving devotion to the little things of reality. He had "always had a predilection for the domestic, for still life, for making spiritual nests. He is a domestic shellfish that pushes itself quite comfortably back into the narrowest coils of the shell and falls in love, only that each time it wants to have the snail shell wide open so that it can then raise its four tentacles not as far as four butterfly wings into the air, but ten times further up to the sky; at least with each tentacle to one of the four satellites of Jupiter." He calls this peculiarity of his a "foolish alliance between searching far and searching near - similar to binoculars, which double the proximity or the distance by merely turning around". The boy's attitude towards Christmas is particularly significant for Jean Paul's character. The joys that the near reality offered him could not fill his soul, however great the extent to which they materialized. "For when Paul stood before the tree of lights and the table of lights on Christmas morning and the new world full of splendor and gold and gifts lay uncovered before him and he found and received new things and new and rich things: so the first thing that arose in him was not a tear - namely of joy - but a sigh - namely about life - in a word, even to the boy the crossing or leap or flight from the surging, playful, immeasurable sea of the imagination to the limited and confining solid shore was characterized by a sigh for a greater, more beautiful land. But before this sigh was breathed and before the happy reality showed its powers, Paul felt out of gratitude that he must show himself in the highest degree joyful before his mother; - and this glow he accepted at once, and for a short time too, because immediately afterwards the dawning rays of reality extinguished and removed the moonlight of imagination." Not as a child, nor in later life, could Jean Paul find the bridge between the land of his longing, which his imagination presented to him in unlimited perfection, and the reality that he loved, but which never satisfied him because he could not see it as a whole, but only in detail, in the individual, in the imperfect. [ 10 ] On behalf of his mother, Jean Paul often visited his grandparents in Hof. One summer's day on his way home, as he looked at the sunny, glistening mountain slopes and the drifting clouds at around two o'clock, he was overcome by an "objectless longing, which was a mixture of more pain and less pleasure and a desire without memory. Alas, it was the whole man who longed for the heavenly goods of life, which still lay unmarked and colorless in the deep darkness of the heart and which were fleetingly illuminated by the incident rays of the sun." This longing accompanied Jean Paul throughout his life; he was never granted the favor of seeing the objects of his longing in reality. [ 11 ] There were times when Jean Paul wavered as to whether he was born to be a philosopher or a poet. In any case, there is a distinctly philosophical streak in his personality. Above all else, the philosopher needs to reflect on himself. The philosophical fruits ripen in the most intimate inner being of man. The philosopher must be able to withdraw to this. From here he must be able to find the connection to world events, to the secrets of existence. The young Jean Paul also shows a budding tendency towards self-reflection. He tells us: "I have never forgotten the phenomenon within me, which I have never told anyone about, where I stood at the birth of my self-consciousness, of which I know exactly where and when. One morning, as a very young child, I was standing under the front door and looking to the left at the wood, when suddenly the inner face, I am an I, came before me like a flash of lightning from the sky, and remained shining ever since: then my I had seen itself for the first time and forever." All the peculiarities of Jean Paul's character and those of his creations are already to be found in the earliest traits of his nature. It would be wrong to look for the cause of the physiognomy of his spiritual personality in his growth out of the limited conditions of his upbringing. He himself considers it a happy coincidence that the poet spent his childhood not in a big city but in the village. This generalization is certainly daring. For Jean Paul, because of his individual nature, it was fortunate that he received his first impressions in the idyll of Jodice. For other natures, another is certainly the natural one. Jean Paul said: "Let no poet be born and educated in a capital, but where possible in a village, at most in a small town. The overabundance and overstimulation of a big city are for the excitable child's soul like eating dessert, drinking distilled water and bathing in mulled wine. Life exhausts itself in him in boyhood, and he now has nothing more to wish for than at most the smaller things, the villages. If I think of the most important thing for the poet, of love, he must see in the city, around the warm earthy belt of his parental friends and acquaintances, the larger cold turning and icy zones of unloved people, whom he encounters unknown to him and for whom he can kindle or warm himself as little as a ship's people sailing past another strange ship's people. But in the village they love the whole village, and no infant is buried there without everyone knowing its name and illness and sorrow; - and this glorious sympathy for everyone who looks like a human being, which therefore extends even to the stranger and the beggar, breeds a concentrated love of humanity and the right strength of heart." [ 12 ] There was a real rage for knowledge in the boy Jean Paul. "All learning was my life, and I would have been happy to be taught like a prince by half a dozen teachers at once, but I hardly had the right one." Of course, the father who provided the elementary lessons was not the right man to satisfy this desire. Johann Christoph Christian Richter was an outstanding personality. He inspired his small parish, whose members were connected to him like a large family, with his sermons. He was an excellent musician and even a popular composer of sacred music. Benevolence towards everyone was one of his outstanding character traits. He did some of the work in his field and garden with his own hands. The lessons he gave his son consisted of letting him "merely learn by heart, sayings, catechism, Latin words and Langen's grammar". This was of little avail to the boy, who was thirsting for real spiritual nourishment. Even then, he sought to acquire on his own what was not available to him from outside. He created a box for himself in which he set up a "case library" "made entirely of his own little sedes, which he sewed together and cut out of the wide paper cuttings from his father's octave sermons". [ 13 ] On January 9, 1776, Jean Paul moved to Schwarzenbach with his parents. His father was appointed pastor there by a patron, Baroness von Plotho. Jean Paul now went to a public school. The lessons there did not meet his intellectual needs any more than those of his father. The principal, Karl August Werner, taught the pupils to read in a way that lacked all thoroughness and immersion in the spirit of the writers. The chaplain Völkel, who gave him private lessons in geography and philosophy, provided a substitute for those in need of knowledge. Jean Paul received a great deal of inspiration from philosophy in particular. However, it was precisely this man to whom the young mind's firmly pronounced, rigid individuality came to the fore in a brusque manner. Völkel had promised to play a game of chess with him one day and then forgot about it. Jean Paul was so angry about this that he ignored his beloved philosophical lessons and never went to see his teacher again. At Easter 1779, Jean Paul came to Hof to attend grammar school. His entrance examination revealed an unusual maturity of mind. He was immediately placed in the middle section of the Prima. Soon afterwards, on April 135, his father died. Jean Paul had no real luck with his teachers in Hof either. Neither principal Kirsch nor deputy principal Remebaum, the primary school teachers, made any particular impression on Jean Paul. And once again he felt compelled to satisfy his mind on his own. Fortunately, his relationship with the enlightened Pastor Vogel in Rehau gave him the opportunity to do so. He placed his entire library at his disposal and Jean Paul was able to immerse himself in the works of Helvetius, Hippel, Goethe, Lavater and Lessing. He already felt the urge to assimilate what he had read and make it useful for his own life. He filled entire volumes with excerpts of what he had read. And a series of essays emerged from this reading. The grammar school pupil set about important things. What our concept of God is like; about the religions of the world; the comparison of the fool and the wise, the fool and the genius; about the value of studying philosophy at an early age; about the importance of inventing new truths: these were the tasks he set himself. And he already had a lot to say about these things. He was already dealing independently with the nature of God, with the questions of Christianity, with the spiritual progress of mankind. We encounter boldness and maturity of judgment in these works. He also ventured to write a poem, the novel "Abelard and Heloise". Here he appears in style and content as an imitator of Miller, the Sigwart poet. His longing for a perfect world that transcended all reality brought him into the path of this poet, for whom there were only tears on earth over broken hearts and dried up hopes and for whom happiness only lies beyond death. The motto of Jean Paul's novel already shows that he was seized by this mood: "The sensitive man is too good for this earth, where there are cold mockers - in that world only, which bears weeping angels, does he find reward for his tears." [ 14 ] In Hof, Jean Paul already found what his heart needed most, participating friends: Christian Otto, the son of a wealthy merchant, who later became the confidant of his literary works; Johann Richard Hermann, the son of a toolmaker, a brilliant man full of energy and knowledge, who unfortunately succumbed to the efforts of a life rich in deprivation and hardship as early as 1790. Furthermore, Adolf Lorenz von Oerthel, the eldest son of a wealthy merchant from Töpen near Hof. In contrast to Hermann, the latter was a soft, sentimentalist full of sentimentality and enthusiasm. Hermann was realistically inclined and combined practical wisdom with a scientific sense. In these two characters, Jean Paul already encountered the types that he later embodied in his poems in manifold variations, as the idealistic Siebenkäs compared to the realistic Leibgeber; as Walt compared to Vult. On May 19, 1781, Jean Paul was enrolled as a student of theology in Leipzig. University life[ 15 ] Conflicting thoughts and feelings waged a fierce battle in Jean Paul's soul when he entered the classrooms of the high school. He had absorbed opinions and views through avid reading; but neither his artistic nor his philosophical imagination wanted to unfold in such a way that what he had absorbed from outside would have taken on a fixed, individual structure. The basic forces of his personality were strong but indeterminate; the energy was great, the creative power sluggish. The impressions he received aroused powerful feelings in him, drove him to make decisive value judgments; but they did not want to form themselves into vivid images and thoughts in his imagination. [ 16 ] At university, Jean Paul only sought all-round stimulation. As the eldest son of a clergyman, it was part of the family tradition for him to study theology. If the intention of becoming a theologian ever played a role in his life, it did not last long. He wrote to his friend Vogel: "I have made it a rule in my studies to do only what is most pleasant to me, what I am least unskilled at and what I already find useful and consider useful. I have often deceived myself by following this rule, but I have never regretted this mistake. - To study what one does not love is to struggle with disgust, boredom and weariness in order to obtain a good that one does not desire; it is to waste one's powers, which one feels are made for something else, in vain on a thing where one can make no progress, and to withdraw them from the thing in which one would make progress." He lives at the university as a man of spiritual enjoyment who seeks only that which develops his dormant powers. He listens to lectures on St. John by Magister Weber, on the Acts of the Apostles by Morus; on logic, metaphysics and aesthetics by Platner, on morals by Wieland, on mathematics by Gehler; on Latin philology by Rogler. He also read Voltaire, Rousseau, Helvetius, Pope, Swift, Young, Cicero, Horace, Ovid and Seneca. The diary pages and studies in which he collects and processes what he has heard and read grow into thick volumes. He developed an almost superhuman capacity for work and a desire to work. He set down his views in essays that reflect his struggle for a free world view, independent of religious and scholarly prejudices. [ 17 ] The insecurity of his mind, which prevented Jean Paul from finding his own way in the face of the contemplation and appropriation of the foreign, would probably have held him back for a long time from appearing before the public with his attempts at writing if the bitterest poverty had not driven him to the decision: "To write books in order to be able to buy books." Jean Paul did not have time to wait until the bitterness he felt as a Leipzig student about the deplorable state of life and culture had turned into a cheerful, superior sense of humor. Early mature works emerged, satires in which the grumbling, criticizing man and not the poet and philosopher speaks out of Jean Paul. Inspired by Erasmus' "Encomium moriae", he wrote his "Praise of Stupidity" in 1782, for which he was unable to find a publisher, and in the same year the "Greenland Trials", with which he first appeared in public in 1783. When one reads these writings, one has the feeling that here is a man who not only vents his resentment on what he encounters that is wrong, but who painstakingly collects all the weaknesses and dark sides, all the stupidities and foolishness, all the mendacity and cowardice of life in order to pursue them with his wit. The roots through which Jean Paul connected with reality were short and thin. Once he had gained a foothold somewhere, he could easily loosen it again and transplant his roots into other soil. His life was broad, but not deep. This is most evident in his relationship with women. He did not love with the full elemental force of his heart. His love was a game with the sensations of love. He did not love women. He loved love. In 1783 he had a love affair with a beautiful country girl, Sophie Ellrodt in Helmbrechts. One day he wrote to her that her love made him happy; he assured her that her kisses had satisfied the longing that his eyes had aroused in him. But he also writes soon afterwards that he only stayed a little longer in Hof because he wanted to be happy in this place for some time before he would be happy in Leipzig (cf. Paul Nerrlich, Jean Paul, p. 138 £.). As soon as he is in Leipzig, the whole love dream has faded. His later relationships with women were just as playful with the feelings of love, including those with his wife. His love had something ghostly about it; the addition of sensuality and passion had too little elective affinity to the ideal element of his love. [ 18 ] The insecurity of the mind, the little connection of his being with the real conditions of life made Jean Paul a self-tormentor at times. He just flitted about reality; that is why he often had to go astray and reflect on his own personality. We read of a self-torture that went as far as asceticism in Jean Paul's devotional booklet, which he wrote in 1784. But even this asceticism has something playful about it. It remains stuck in ideal reverie. However profound the individual remarks he writes down about pain, virtue, glory-seeking, anger: one always has the impression that Jean Paul merely wanted to intoxicate himself with the beauty of his rules of life. It was refreshing for him to write down thoughts such as the following: "Hatred is not based on moral ugliness, but on your mood, sensitivity, health; but is it the other's fault that you are ill? ... The offending man, not the offending stone, annoys you; so think of every evil as the effect of a physical cause or as coming from the Creator, who also allowed this concatenation." Who can believe that he is serious about such thoughts, who almost at the same time wrote the "Greenland Trials", in which he wielded his scourge against writing, against clericalism, against ancestral pride in a way that does not betray the fact that he regards the wrongs of life as the effect of a physical cause? [ 19 ] The bitterest need caused Jean Paul to leave Leipzig like a fugitive on October 27, 1784. He had to secretly evade his creditors. On November 16, he arrived in Hof with his mother, who was also completely impoverished. Educator and years of travel[ 20 ] Jean Paul spent two years in Hof surrounded by a housebound mother and the most oppressive family circumstances. Alongside the noisy bustle of his mother, the washing and scrubbing, the cooking and flattening, the whirring of the spinning wheel, he dreamed of his ideals. Only the New Year of 1787 brought partial redemption. He became a tutor to the younger brother of his friend Oerthel in Töpen near Hof. There was at least one person in Chamber Councillor Oerthel's house who was sympathetic to the idealistic dreamer, who had a slight tendency towards sentimentality. It was the woman of the house. Jean Paul remembered her with gratitude throughout his life. Her loving nature made up for some of the things that her husband's rigidity and roughness spoiled for Jean Paul. And even if the boy he had to educate caused the teacher many a worry due to his suspicious character, the latter seems to have clung to his pupil with a certain love, for he later said of the early departed that he had had the most beautiful heart and that the best seeds of virtue and knowledge lay in his head and heart. After two years, Jean Paul left Oerthel's house. We are not informed of the reasons for this departure. Necessity soon forced him to exchange the old schoolmaster's office for a new one. He moved to Schwarzenbach to give elementary lessons to the children of his old friends, the pastor Völkel, the district administrator Clöter and the commissioner Vogel. [ 21 ] During his time in Hof and Töpen, Jean Paul's need for friendship bore the most beautiful fruit. If Jean Paul lacked the endurance of passion for devoted love, he was made for friendship that lived more in the spiritual element. His friendship with Oerthel and Hermann deepened during this time. And when they were taken from him by death in quick succession, in 1789 and 1790, he erected monuments to them in his soul, the sight of which spurred him on to ever new work throughout his life. The deep glimpses that Jean Paul was granted into the souls of his friends were a powerful stimulus for his poetic creativity. Jean Paul needed to lean on people who were attached to him with all their soul. The urge to transfer his feelings and ideas directly into another human soul was great. He could consider it fortunate that shortly after Oerthel and Hermann had passed away, another friend surrendered to him in loyal love. It was Christian Otto who, from 1790 until Jean Paul's death, lived through his intellectual life with selfless sympathy. [ 22 ] Jean Paul himself describes how he spent the period from 1783 to 1790. "I enjoyed the most beautiful things in life, autumn, summer and spring with their landscapes on earth and in the sky, but I had nothing to eat or wear and remained anemic and little respected in Hof im Voigtlande." It was during this time that his "Auswahl aus des Teufels Papieren nebst einem notwendigen Aviso vom Juden Mendel" was written. In this book, the creative satirist appears alongside the polemicist. The criticism has partly been transformed into narrative. People appear instead of the earlier abstract ideas. But what is still laboriously struggling for embodiment here emerges in a more perfect form in the three stories written in 1790: "Des Amtsvogts Freudel Klaglibell gegen seinen verfluchten Dämon"; "Des Rektors Fälbel und seiner Primaner Reise nach dem Fichtelberg" and in the "Leben des vergnügten Schulmeisterleins Maria Wuz in Auenthal". In these three poems, Jean Paul succeeds in drawing characters in which humanity becomes caricature. Freudel, Fälbel and Wuz appear as if Jean Paul were looking at his ideal image of man in mirrors, which make all the features appear diminished and distorted. But in doing so, he creates afterimages of reality. Freudel depicts the t'ypus of man, who at moments when he needs the greatest seriousness and solemn dignity becomes ridiculous through the trickery of his absent-mindedness or chance. Another kind of human caricature, which judges the whole world from the narrowest perspective of its own profession, is characterized in Fälbel. A schoolmaster who believes that the great French social upheaval would have been impossible if the revolutionary heroes had commented on the old classics instead of reading the evil philosophers. The Auenthal schoolmaster Maria Wuz is a wonderful picture of stunted humanity. In his village idyll, he lives human life on a microscopic scale, but he is as happy and content as none of the greatest sages can be. [ 23 ] It is difficult to decide whether Jean Paul was a good schoolmaster. If he was able to follow the principles he wrote in his diaries, then he certainly turned his pupils into what they were capable of becoming. But schoolmastering was certainly more fruitful for him than for his pupils. For he gained deep insights into young human nature, which led him to the great pedagogical ideas that he later developed in his "Levana". However, he would hardly have been able to endure the confines of the office for three years if he had not found in his visits to Hof a conductor that was entirely in keeping with his nature. He was a connoisseur of the intellectual pleasures that arise from relationships with talented and excitable people. In Hof, he was always surrounded by a crowd of young girls who swarmed around him and stimulated his imagination. He regarded them as his "erotic academy". He fell in love, as far as he could love, with each of the academy girls, and the intoxication of one love affair had not yet faded when another began. [ 24 ] This mood gave rise to the two novels "The Invisible Lodge" and "Hesperus". Gustav, the main character of the "Invisible Lodge", is a nature like Wuz, who only outgrows Wuz's existence and is forced to allow his tender heart, which could be content in a narrowly defined circle, to be tortured by harsh reality. The contrast between ideal sensuality and what is really valid in life forms the basic motif of the novel. And this motif becomes Jean Paul's great problem in life. It appears in ever new forms in his creations. In "The Invisible Lodge", the ideal sensuality has the character of a deep emotionalism that tends towards sentimentalism; in "Hesperus" it takes on a more rational form. The protagonist, Viktor, no longer merely raves with his heart like Gustav, but also with his mind and reason. Viktor actively intervenes in the circumstances of life, while Gustav passively allows them to affect him. The feeling that runs through both novels is this: the world is not made for good and great people. They have to retreat to an ideal island within themselves and lead an existence outside and above the world in order to make do with its wretchedness. The great man with a noble nature, a brilliant mind and an energetic will, who weeps or laughs at the world, but never draws a sense of satisfaction from it, is one of the extremes between which all Jean Paul's characters are to be placed. The other is the small, narrow-minded person with a subaltern attitude, who is content with the world because his empty mind does not conjure up dreams of a greater one. The figure of Quintus Fixlein in the 1794 story "Life of Quintus Fixlein drawn from fifteen boxes of notes" approaches the latter extreme; the following poem "Jean Paul's biographical amusements under the brainpan of a giantess", written in the same year, approaches the former. Fixlein is happy with modest plans for the future and the most petty scholarly work; Lismore, the main character of the "Amusements", suffers from the disharmony of his energetic will and weaker ability and from the other between his idealistically lofty ideas of human nature and those of his fellow human beings. The struggle that arises when a strong will that transcends the boundaries of reality and a human attitude that grows out of the limited conditions of a petty existence collide was depicted by Jean Paul in the book "Blumen-, Frucht- und Dornenstücke oder Ehestand, Tod und Hochzeit des Armenadvokaten F. St. Siebenkäs im Reichsmarktflecken Kuhschnappel" (Pieces of Flowers, Fruit and Thorns or the Marriage, Death and Wedding of the Poor Lawyer F. St. Siebenkäs in the Imperial Market Town of Kuhschnappel), published at Easter 1795. There are two people here who, because of their higher nature, do not know how to come to terms with the world. One, Siebenkäs, believes in a higher existence and suffers from the fact that this cannot be found in the world; the other, Leibgeber, sees through the nothingness of the world, but does not believe in the possibility of any kind of better. He is a humorist who thinks nothing of life and laughs at reality; but at the same time he is a cynic who cares nothing for higher things and considers all idealistic dreams to be bubbles of foam that rise from the muck of vulgarity as a haze to the scorn of humanity. Siebenkäs suffers at the hands of his wife Lenette, in whom philistine, narrow-minded reality is embodied; and Leibgeber suffers from his faithlessness and hopelessness. But he always rises above it with humor. He demands nothing extraordinary from life; that is why his disappointments are not great and why he does not consider it necessary to make higher demands of himself. [ 25 ] Even before finishing "Hesperus", Jean Paul had swapped his teaching and educational work in Schwarzenbach for one in Hof. In the summer of 1796, he undertook a trip to Weimar. Like the heroes of his novels in the midst of a reality that did not satisfy them, Jean Paul felt at home in the city of muses. In his opinion, everything that reality could contain in terms of grandeur and sublimity should have been crowded together in this small town. He had hoped to meet giants and titans of spirit and imagination, as he had imagined them in his dreams to the point of superhumanity. And he did find geniuses, but only human beings. He was not attracted to either Goethe or Schiller. Both had already made their peace with the world at that time; both had realized the great world harmony that allows man to make peace with reality after a long struggle. Jean Paul was not allowed to find this peace. His soul was made for the lust of the struggle between ideal and reality. Goethe seemed to him stiff, cold, proud, frozen against all men; Schiller rock-faced and hard, so that foreign enthusiasm bounced off him. Only with Herder did a beautiful bond of friendship develop. The theologian, who sought salvation beyond the real world, could be a comrade to Jean Paul, but not the worldlings Goethe and Schiller, the idolizers of the real. Jean Paul felt the same way about Jacobi, the philosophical fisherman in the murky waters, as he did about Herder. Understanding and reason penetrate reality and illuminate it with the light of the idea; feeling clings to the dark, the unrecognizable, to the world of faith. And Jacobi reveled in the world of faith, as did Jean Paul. This trait of his spirit won him the hearts of women. Karoline Herder raved about the poet of sentimentality, and Charlotte von Kalb admired in him the ideal of a man. [ 26 ] After his return from Weimar, Jean Paul's poetry lost itself completely in the vagueness of emotional indulgence and in an unworldly way of thinking and attitude in "Jubelsenior" and "Kampanerthal oder über die Unsterblichkeit der Seele" (1797). If the journey to Weimar had not strengthened his eyes for an unbiased contemplation of life, the varied wanderings that lasted from 1797 to 1804 did even less. He now lived successively in Leipzig, Weimar, Berlin, Meiningen and Koburg. Everywhere he established relationships with people, especially with women; everywhere he was welcomed with open arms. People were intoxicated by his ideas, which flowed from the depths of the emotional world. But the attraction they exerted on him soon wore off. He wrapped thick tentacles around the people he got to know, but soon drew these arms in again. In Weimar, Jean Paul spent happy days in the company of Frau von Kalb, Duchess Amalia, Knebel, Böttiger and others; in Hildburghausen, he carried his love game so far that he became engaged to Caroline von Feuchtersleben, only to part with her again soon afterwards. From Berlin he fetched the woman who really became his wife, Karoline, the second daughter of the senior tribunal councillor Maier. He entered into a marriage with her, which initially lifted him to the highest heights of happiness that a man can climb, and from which all happiness then disappeared to such an extent that Jean Paul only held on to her out of duty and Karoline endured it with submission and self-emptying. On her union with Jean Paul, this woman wrote to her father: "I never thought I would be as happy as I am. It will sound strange to you when I tell you that the high enthusiasm which carried me away when I met Richter, but which subsequently faded away as I descended into a more real life, is revived anew every day." And in July 1820, she confessed that she no longer had any right to his heart, that she felt poor and miserable in comparison to him. [ 27 ] In Meiningen and Koburg, Jean Paul was able to get to know the peaks from which the world is ruled. The dukes in both places were on the most friendly terms with him. He was not to be missed at any court festival. Anyone seeking intellectual entertainment and stimulation joined him. [ 28 ] Jean Paul's two most important poems, "Titan" and "Flegeljahre", were written during his years of wandering. His poetic power appears heightened, his imagination works in sharper outlines in these works. The characters are similar to those we encounter in his earlier works, but the artist has gained greater confidence in drawing and more vivid colors. He has also descended from depicting the outside of people into the depths of their souls. While Siebenkäs, Wuz and Fälbel appear like silhouettes, the Albano and Schoppe of the "Titan", the Walt and Vult of the "Flegeljahre" appear as perfectly painted figures. Albano is the man of strong will. He wants great things without asking where the strength to achieve them will come from. He has an addiction to breaking all the shackles of humanity. Unfortunately, it is precisely this humanity that is confined within narrow limits. A soft heart, an over-sensitive sensibility blunt the power of his imagination. He is unable to truly love either the rapturous Liana, with her fine nerves and boundless selflessness, or the ingenious, free-spirited Linda. He cannot love at all because his ideals make him demand more from love than it can offer. Linda wants devotion and nothing but devotion from Albano; but he thinks that he must first win her love through great deeds, through participation in the great war of freedom. He first wants to acquire what he could easily have. Reality in itself is nothing to him; only when he can combine an ideal with it does it become something to him. In view of the great works of art in Rome, it is not the secrets of art that open up to him, but his thirst for action awakens. "How in Rome a person can only enjoy and melt softly in the fire of art, instead of being ashamed and struggling for strength and action," he does not understand. But in the end this 'thirst for action only finds nourishment in the fact that it turns out that Albano is a prince's son and that the throne is his by inheritance. And his need for love is satisfied by the narrow-minded Idoine, who is devoid of any higher impetus. Opposite Albano is Schoppe, who is a body giver in a heightened form. He gives no thought to the nothingness of the world, for he knows that it cannot be otherwise. Life seems worthless to him; nothing has value for him but personal freedom and boundless independence. Only one struggle could have value for him, that for the unconditional freedom of the individual. He derides all other activities. Nothing frightens him more than his own ego. Everything else does not seem worth thinking about to him, not worth enthusiasm and not worth hatred; but he fears his ego. It is the only great mystery that haunts him. In the end, it drives him mad because it haunts him as a single being in the midst of an eerie void. [ 29 ] Something of this fear of the ego lived in Jean Paul himself. It was an uncanny thought for him to descend into the depths of the mind and see how the human ego is at work to produce all that springs forth from the personality. That is why he hated the philosopher who had shown this ego in its nakedness, Fichte. He mocked him in his "Clavis Fichtiana seu Leibgeberiana" (1801). [ 30 ] And Jean Paul had reason to shy away from looking into his innermost self. For in it, two egos engaged in a dialog that sometimes drove him to despair. There was the ego with the golden dreams of a higher world order, which mourned over the mean reality and consumed itself in sentimental devotion to an indefinite beyond; and there was the second ego, which mocked the first for its rapture, knowing full well that the indefinite ideal world could never be reached by any reality. The first ego lifted Jean Paul above reality into the world of his ideals; the second was his practical advisor, reminding him again and again that he who wants to live must come to terms with the conditions of life. He divided these two natures in his own personality between two people, the twin brothers Walt and Vult, and portrayed their mutual relationship in the "Flegeljahre". How little Jean Paul's idealism is rooted in reality is best shown in the introduction to the novel. It is not the concatenations of life that are supposed to make the enthusiast Walt a useful person for reality, but the arbitrariness of an eccentric who has bequeathed his entire fortune to the imaginative youth, but on condition that various practical obligations are imposed on him. Any failure to fulfill these practical obligations immediately results in the loss of part of the inheritance. Walt is only able to find his way through life's tasks with the help of his brother Vult. Vult attacks everything he starts with rough hands and a strong sense of reality. The two brothers' natures first complement each other for a while in a beautifully harmonious endeavor, only to separate later on. This conclusion again points to Jean Paul's own nature. Only temporarily did his two natures create a harmonious whole; time and again he suffered from their divergence, from their irreconcilable opposition. [ 31 ] Never again did Jean Paul succeed in expressing with such perfection what moved him most deeply in poetry as in the "Flegeljahre". In 1803, he began to record the philosophical thoughts he had formed about art over the course of his life. This gave rise to his "Preliminary School of Aesthetics". These thoughts are bold and shed a bright light on the nature of art and artistic creation. They are the intuitions of a man who had experienced all the secrets of this creation in his own production. What the enjoyer draws from the work of art, what the creator puts into it: it is said here with infinite beauty. The psychology of humor is revealed in the most profound way: the hovering of the humorist in the spheres of the sublime, his laughter at reality, which has so little of this sublime, and the seriousness of this laughter, which only does not weep at the imperfections of life because it stems from human greatness. [ 32 ] Jean Paul's ideas on education, which he set down in his "Levana" (1806), are no less significant. His sense of the ideal benefits this work more than any other. Only the educator really deserves to be an idealist. He is all the more fruitful the more he believes in the unknown in human nature. Every pupil should be a riddle for the educator to solve. The real, the educated should only serve him to discover the possible, the yet-to-be-formed. What we often feel to be a shortcoming in Jean Paul the poet, that he does not succeed in finding harmony between what he wants with his characters and what they really are: in Jean Paul, the teacher of the art of education, this is a great trait. And the sense for human weaknesses, which made him a satirist and humorist, enabled him to give the educator significant hints to counteract these weaknesses. Bayreuth[ 33 ] In 1804, Jean Paul moved to Bayreuth to make this town his permanent residence until the end of his life. He felt happy again to see the mountains of his homeland around him and to pursue his poetic dreams in quiet, small circumstances. He no longer created anything as perfect as the "Titan", the "Flegeljahre", the "Vorschule" and the "Levana", although his 'urge to be active took on a feverish character. Upsets about contemporary events, about the miserable state of the German Reich, an inner nervous restlessness that drove him to travel again and again, interrupted the regular course of his life. Half an hour away from Bayreuth, he had made himself a quiet home for a while in the house of Mrs. Rollwenzel, who cared for him like a mother and had made him famous. He needed the change of location in order to be able to create. While it was initially enough for him to leave his family home for hours every day and make the "Rollwenzelei" the scene of his work, this also changed later on. He traveled to various places: Erlangen (1811), Nuremberg (1812), Regensburg (1816), Heidelberg (1817), Frankfurt (1818), Stuttgart, Löbichau (1819), Munich (1820). In Nuremberg he had the pleasure of getting to know his beloved Jacobi, with whom he had previously only written, in person. In Heidelberg, his genius was celebrated by young and old alike. In Stuttgart, he became close to Duke Wilhelm von Württemberg and his talented wife. In Löbichau, he spent the most beautiful days in the house of Duchess Dorothea of Courland. He was surrounded by a society of exquisite women, so that he felt as if he were on a romantic island. [ 34 ] The fascinating influence that Jean Paul exerted on women, which was evident in Karoline Herder and Charlotte von Kalb and many others, led to a tragedy in 1813. Maria Lux, the daughter of a republican from Mainz who had played a role in the Charlotte Corday catastrophe, fell passionately in love with Jean Paul's writings, which soon turned into an ardent love for the poet she did not know personally. The unhappy girl was dismayed when she saw that her feeling of admiration for the genius was turning more and more stormily into a passionate affection for the man, and gave herself up to death. Sophie Paulus' affection in Heidelberg made a deeply moving impression, if not an equally shattering one. In constant vacillation between moods of fiery love and admirable renunciation and self-control, this girl consumes herself until, at the age of twenty-five and unsure of herself, she offers her hand to the old A. W. Schlegel in a union that is soon shattered by the conflicting natures. [ 35 ] The cheerful superiority that enabled him to create humorous images of life left Jean Paul completely in Bayreuth. What he still produces has a more serious tone. He is still unable to create characters who lead an existence appropriate to the ideal human nature he has in mind, but he does create characters who have made their peace with reality. Self-satisfied characters are Katzenberger in "Katzenbergers Badereise" (1808) and Fibel in "Leben Fibels" (1811). Fibel is happy, despite the fact that he only manages to write a modest book, and Katzenberger is happy in his study of abortions. Both are distorted images of humanity, but there is no reason to mock them, nor, as with Wuz, to look at their limited happiness with emotion. Schmelzle's "Des Feldprediger Schmelzles Reise nach Flätz", which was written before them (1807), differs from them. Fibel and Katzenberger are content in their indifferent, meaningless existence; Schmelzle is a discontented hare's foot who is afraid of imaginary dangers. But even in this poem there is nothing more of Jean Paul's great problem, of the clash between the ideal, fantastic dream world and actual reality. Nor is there any sense of a struggle between the two worlds in Jean Paul's last great poem, the "Comet", on which he worked for many years (1815 to 1820). Nikolaus Marggraf wants to make the world happy. His plans are indeed fantastic. But he never felt that they were just a dream. He believes in himself and his ideals and is happy in this belief. Essays written with reference to the political situation in Germany and those in which Jean Paul discusses general questions of science and life were written between the larger works. Some of them are collected in "Herbstblumine" (1810, 1815, 1820) and in his "Museum" (1812). The poet appears as a patriot in his "Freiheitsbüchlein" (1805), in the "Friedenspredigt" (1808) and in the "Dämmerungen für Deutschland" (1809). [ 36 ] During his time in Bayreuth, Jean Paul's humorous mood increasingly gave way to one that took the world and people as they were, even though he only saw imperfections and small things everywhere. He is disgruntled about reality, but he bears the disgruntlement. [ 37 ] The great humorist was not granted a cheerful old age. Three years before his end, he had to watch his son Max die, with whom he laid to rest a wealth of hopes for the future and most of his personal happiness. An eye ailment that afflicted the poet worsened in his last years until he became completely blind. The old man, who could no longer see the outside world, now immersed himself completely within himself. He now lived the life he thought no longer belonged to this world, even before death, and from the treasure trove of these inner experiences he drew the thoughts for his "Selina" or "On the Immortality of the Soul", in which he speaks like a transfigured person and believes he really sees what he has dreamed of all his life. Jean Paul died on November 14, 1825. "Selina" was not published until after his death. |
283. The Essence of Music: Questions and Answers: Question and Answer Session II
30 Sep 1920, Dornach |
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It was in Hermannstadt in 1889, and I was traveling from Vienna to Hermannstadt on Christmas Eve. And I had the misfortune of missing the connecting train in Budapest. So I had to take a train that went via Szegedin instead of Debrecen, and I arrived at the Hungarian-Transylvanian border on that Christmas Eve. |
283. The Essence of Music: Questions and Answers: Question and Answer Session II
30 Sep 1920, Dornach |
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I would like to touch again today on some of the things I noted yesterday, which could no longer be properly discussed, with a few aphoristic remarks. First, I would like to say a few words about the relationship between major and minor. If you want to get right into the intimacies of musical life, you have to be absolutely aware of how, in essence, musical life corresponds to a fine organization of our human nature. One could say that what appears in musical facts corresponds in a certain way to the finer inner constitution of the human being. Yesterday I already hinted at a certain direction, how rhythm, which we experience musically, answers an inner rhythm in the rise and fall of the cerebral fluid and the connection that the cerebral fluid has on the one hand with the processes in the brain, and on the other hand with the processes in the metabolic system through the mediation of the blood system. But one can also point to, I would say, individually graded forms of the human constitution in this respect. Our most important rhythmic system is the respiratory system, and it is basically not difficult for most people, if they pay just a little attention, to experience how the course of thought, both the more logical course of thought and the more emotional, feeling-based course of thought, influence the breathing process. The breathing process is directly or indirectly connected with everything that a person experiences musically. Therefore, the particular breathing pattern of one or the other type of person sheds some light on the musical experience. You see, there are people who are, so to speak, oxygen voluptuaries. They are constituted in such a way that they assimilate oxygen with a certain greed, absorb oxygen into themselves. Of course, all this takes place more or less in the subconscious, but one can certainly use the expressions borrowed from conscious life for the subconscious. People who absorb oxygen with a certain greed, who, if I may say so, enjoy absorbing oxygen, who are voluptuous in absorbing oxygen, have a very active, strongly vibrating astral life. Their astral body is inwardly active. And because their astral body is inwardly active, it also digs into the physical body with great desire, as it were. Such people live very much in their physical body. Other people do not have this craving for oxygen. But they feel something, not like a lust now, but like a relief when they give up, exhale the carbonic acid. They are tuned to, as it were, removing the breathing air from themselves and finding a favor in the process that gives them a certain relief. One can, by speaking the truth, say something that I would like to say, that makes a person feel a little uncomfortable. But that is one of the reasons why people reject the deeper truths, because they do not want to hear them. They then invent logical reasons for themselves. In reality, the reason is that people are subconsciously repulsed by certain truths. So they push these truths aside. And that is why they then find logical reasons for their evasion. It is certainly not so easy, for example, if you are a respected scholar and are opposed to this or that philosophical system because of an unhealthy gall-bladder, to simply say to your students: My gall-bladder does not tolerate this philosophical system! — So you then invent logical reasons, sometimes of an extraordinarily astute nature, and you console yourself with these logical reasons. For those who know life, for those who look deeper into the secrets of existence, sometimes logical reasons that come from this or that side are not quite so valuable. And so, for example, sometimes the melancholic temperament is based merely on the fact that the person concerned is a voluptuary of oxygen. And life more in the sanguine, life that is turned to the outer world, that likes to change with the impressions of the outer world, that is based on a certain love of exhaling, on a certain love of pushing the carbonic acid away from oneself. However, these are only the external manifestations of the matter. For the rhythm, which we basically perceive only as the physical-secondary in the organism, is actually always a rhythm that takes place in the deeper sense between the astral body and the ether body. And ultimately one can say: we inhale with the astral body and with the etheric body we exhale again, so that in truth there is a rhythmic interaction between the astral body and the etheric body. And so now the individual types of people live, so to speak, in such a way that when one type of person's astral body strikes the ether body, a kind of lust occurs; when the ether body strikes back at the astral body, a kind of relief occurs in the other person, a kind of transition into the sanguine, experiencing the sanguine. And you see, the origin of the major and minor scales is connected with this contrast between types of people, in that everything that can be experienced in minor keys belongs, or corresponds, to the constitution of the person who is based on the lustfulness of oxygen, which is based on the fact that the astral body, when it strikes the etheric body is felt with a certain voluptuousness, while conversely the major scales are based on the fact that there is a feeling of well-being when the aetheric body strikes back at the astral body, or there is a certain feeling of elevation, a feeling of relief, a feeling of momentum when the aetheric body strikes back at the astral body. It is interesting that in the outer world things are often designated in the opposite direction. For example, one says: the melancholic person is the deeper person. Seen from the other side, he is not the deeper person, but the greater voluptuary for oxygen. Since the musical in its intimacies essentially draws on the subconscious, we can associate such things with the very subconscious, semi-conscious, and conscious aspects of the musical experience, without indulging in an inartistic, theoretical approach. You will notice in general that a truly spiritual-scientific consideration of art does not need to become inartistic itself, for one does not arrive at bloodless abstractions and a theoretical web of aestheticizing kind. If we want to understand things spiritually, we come to realities in a certain way, the mutual interaction of which is presented pictorially or even musically in such a way that we, with our description, are ourselves in it in a kind of musical experience. And I believe that this will be precisely the significant aspect in the further development of spiritual science: that in seeking to comprehend art, it itself seeks to create an art of comprehension, that it seeks to imbue its work and activity in ideas with pictoriality, with reality, and that in so doing, what we have today as such a dry, abstract science will be able to approach the artistic. But if we take something that has been approached purely and simply from a scientific point of view, such as education, and make it relevant to the tasks of our time, as we do in the Waldorf school , then we are in any case leading what used to be scientific pedagogy to the level of pedagogical art and talking about pedagogy in the sense that we actually understand it as an art of educating. If you read what I wrote in the last issue of “Social Future” about the art of education, you will see how there is an effort to transform the sober science of education into the art of education. Another thing I noted refers to the interesting comments Mr. Baumann made in his lecture about the relationship between vowels and tones and colors. He described, as you recall, the dark vowels U, O, as those that have the clearest effect in terms of tone. In the middle stands A, and at the other pole, so to speak, stand E and I, the light vowels, which appear the least tonal, which carry something noisy in them. But then the astonishment was expressed as to how it comes about that precisely the dark vowels also correspond to the dark colors, and the light vowels, I, E, correspond to light colors, but do not actually have the tonal in their characteristic, but rather the noisy. - If I understood correctly, that was the case, wasn't it? [IMAGE REMOVED FROM PREVIEW] Now I would like to make the following comment. If we do not write down the color scale in the abstract linearity that we are accustomed to in today's physics, but if we write down the color scale in a circle, as it must also be done in accordance with Goethe's color theory, so that we say: red, orange, yellow, green, blue, indigo, violet — if we proceed in this direction (see drawing), if we write down the color scale in this way, then we will naturally be compelled, by bringing to mind the experiential relationships between tone and color, to write U and O towards the blue side. But if we continue in Mr. Baumann's spirit, we will come to A and from this side enter the red and yellow, the light. So when we move away from the blue in the sense of the accompanying colors of the individual tones, we are actually moving away from the color element and now touching it from behind. And therein lies the reason why we can no longer establish parallelism here in the same way as in the area where the tonal coincides with the color in a very evident way, because on the side of the color scale where the blue, the violet is, we are dealing, so to speak, with a going out of ourselves with the color. There is a sense of immersion in the external world. With sound, however, it is essentially also an outward movement. But when we come over here, we experience an onslaught of color: red and yellow colors rush at us. In this sense, behind this curtain, there is also painting here: it is the ability to paint from within the color. We live ourselves into the color. This is how we actually come out of the nature of the tones. This is the reason for the apparent incongruity that I pointed out to you yesterday. Then I would also like to make a few comments about something that has been mentioned, that has been found – and it has not only been found by the one person mentioned yesterday, but similar things are being said and spread by a great many people – that one can feel the vowels, the tones, in the organism: I in the head, E more in the larynx, A in the chest, O in the abdomen, U very low down. Now, these things are indeed correct, and you will no longer be surprised that these things have a certain correctness if you bear in mind that everything that exists in the outside world in the form of sound corresponds to very specific arrangements in our organism. But on the other hand, we must not forget: If such things are proclaimed without proper instruction – and proper in this case means only instruction that can speak from a certain spiritual-scientific experience – if such things are proclaimed without precise knowledge of the very interconnections that I have pointed out in a specific case today, that is, the interrelations between the astral body, the etheric body and so on, if they are trumpeted out into the world without reasonable guidance in the spiritual-scientific sense and people then do all kinds of exercises in this sense, then, indeed, quite embarrassing things can come about. If, for example, someone does breathing exercises of some kind and – as was hinted at yesterday – strongly visualizes the vowel when breathing and in doing so gets the feeling: the I sits in the head, the E in the larynx, and so on – this can certainly be right. But if he is not instructed in a sensible way, it can happen that the I remains in the head and sings continuously at the top of the head, and the E remains in the larynx and rumbles there. And if the A in the chest and abdomen also do their thing, then something similar to what Dr. Husemann has described in an excellent way for Staudenmaier in Munich, who also came up with very strange things because, as a person who has no experience at all in how to use such things, , he has actually gradually accumulated a whole legion of fools in his own organism, so many fools that these fools have simply suggested to him that this breeding of fools should now also be cultivated, that universities and schools should be founded so that all this folly can be taken even further. And you can really imagine that a naive mind has the answer for this: Now I'm supposed to pay taxes for him to live in his monkey cage with his magic, aren't I! But today there are actually a great many things that simply boil down to the fact that the people who devote themselves to such things – and there is a certain greed even for such things – that these people are really driven crazy, you could say they are actually driven crazy. So such things are not entirely harmless, and it is good when attention is drawn to them. You see, if you, as was the case with me before the war - now it is just no longer possible - if you had to travel, so to speak, through half of Europe more often, you really found a perpetual phenomenon throughout this half of Europe. I don't know how many people have noticed it, but those who live in spiritual science also acquire a certain talent for observation for external things, they simply see certain things. For example, they cannot simply stay in a hotel and not see all the letters in the porter's lodge for people who have arrived or who have not arrived. Letters are there from people who may have just skipped the city or this hotel due to the necessity of the trip and so on. Now, however, there was one recurring phenomenon in such porter's lodges, also in other places, again and again: these were the postings of a certain, as they were called, psychological-occult center. They sent such announcements to all possible addresses they could get hold of, about an “occult system” through which one could train oneself for all kinds of things. For example, one could train oneself to make a favorable impression on other people. In particular, one could train oneself as a commercial agent to easily persuade people to buy one's goods. Or one could also train oneself to do other interesting things, for example, to make the opposite sex fall in love with you easily and the like. Well, these things were sent out, and these things actually found a great deal of interest in the world. Then the war, didn't it, threw a bit of a wrench into these calculations for the simple reason that it had gradually become unpleasant that these things were being censored. And since censorship has not been abolished today either, at least in most areas, but on the contrary is still in effect in a very strange way, efforts to advocate occultism in this way have not yet been rewarded, and one notices less of these stories today. But I think they are being passed more and more from person to person, without using the postal system and similar things. So I just wanted to say that this vocal breathing game is not without significance and does have an embarrassing side. Now yesterday various questions were asked that obviously relate to the statements I made in the first recitation lesson, which were only a few remarks for the time being, and that were linked to what Mr. Baumann said about the musical aspect. Well, with regard to the most important thing, of course, I must refer to the following lessons on declamation, but perhaps I can also make some aphoristic remarks there. For example, the question was asked what changes in the way of speaking, in the art of acting, could be brought about by spiritual science. A term was used, if I understood it correctly – because it is possible that I did not understand it – that was supposed to replace physical eloquence. I think I remember this term, but I have absolutely no idea what is meant by “physical eloquence”!
Oh, facial expressions as physical eloquence? Well, if that is meant, it is a rather occult expression. But perhaps we can also make a few comments on the matter by anticipating some of what still needs to be said in the lessons in context, and which perhaps can only be presented here in somewhat aphoristic form. I would like to say something about the way of speaking and acting in the art of acting, which has also undergone a rich history. One need only recall that Goethe also rehearsed his plays, for example, “Iphigenia,” with his actors in such a way that he had a baton, that he placed the greatest value on meter. And people in the second half of the 19th century would probably have described what Goethe called the beauty of his acting as a kind of chanting or something similar. There was indeed a great emphasis on meter. And one should not imagine that when Goethe himself played Orestes, for example, he went wild in the way that I have seen some Orestes actors go wild in on stages that are not even modern. When a certain Krastel played Orestes, yes, sometimes you felt the need to get a cage to contain his wildness. So one should not imagine that Goethe himself might have played the role of Orestes. On the contrary: he softened and smoothed out the very thing that was present in the content as strength and intense inner life by carefully observing the meter. So that there was moderation and balance in the manner of delivery that Goethe used for his Orestes. As for facial expressions, it may be said that in earlier times – and these times are not so far back – these facial expressions were much more subject to the laws of theatrical art than they were in the last third of the 19th century. To a certain extent, stereotypical movements were used for certain types of feelings, and these were adhered to. So that it was less important, for example, to see in detail how some hand movement expresses some wild passion, but rather to see how some hand movement is, how it runs, how it has to connect to a previous hand movement, creating a beautiful form, and how it transitions to the next hand movement. So it was the inner shaping that was most important in facial expressions. And to the same extent that this artistry in both speech and facial expressions declined, to the same extent did the naturalistic immersion in the individual gesture and the individual word come about, and what then ultimately became the demand of naturalism for the entire drama was that which cannot actually be followed in the serious sense. Because, if it came down to only showing a front or back room in the stage set, where the same things happened that would naturally happen in a front or back room in three hours, , then one would actually have to say: the stage space would be designed in a completely naturalistic way if the side with the curtain were also closed – and the last naturalistic thing that one has striven for on the stage would actually have been achieved with something like that. It would have been quite interesting if, for example, the aesthetic wishes of Arno Holz had also led to the demand that the stage area be closed off at the front by a wall, so that it would now quite naturally depict a back room. One could have seen what impression such naturalism, such complete naturalism, would have made on the audience. I know that when you take things to such grotesque extremes, it is very easy to find fault with them. But in the end, extreme naturalism really comes down to the fact that you can't really say anything other than that it is the last consequence. And so it is with this pushing of the actor into the ordinary naturalistic way of speaking and into the naturalistic gesture. In more artistic times, the other tendency prevailed. There the gesture strove for the beautiful, plastic form, for the moving plastic form. And the spoken word strived more back to the musical. So that in fact the theatrical presentation was also lifted out of the ordinary naturalism, in that the actors moved as they did on stage for the older among us, with those tragedians and tragic actresses whom the younger ones no longer knew, like Klara Ziegler and others. There you could still see the last echoes of decadence. They couldn't do the things anymore, but they still did them with the last remnants of plastic stagecraft, and they still had in their manner of speaking what sound and even tone and even melos had in speaking. It was interesting: those who, on the one hand, went wild, went wild naturalistically, like Krastel, on the other hand, did not want to become naturalistic – their temperament got the better of them – they did not want to become naturalistic. Therefore, however, they also took their path to the musical in speaking in such a way as the others did to the plastic in movement. I don't know if any of you still remember such things; but if you have seen and heard Krastel on the Viennese stage more than once, you may still have the sound of Krastel's singing in your ears. So, by returning to earlier forms of acting and mime, we are dealing with a convergence of theatrical performance with the musical and the plastic. And basically, all art is based on the fact that certain archetypes of this art, I would say, split, that the individual forms, the differentiated forms of art emerged from what was a kind of singing art in prehistoric times. And when someone like Richard Wagner came along and directed his whole heart and soul back to the archetypes of artistry, then this striving for the Gesamtkunstwerk emerged from him. But the further we go back in the development of the human spirit, the more we find that what is separate today flows together. For example, at least for the older times of Greek civilization, we can assume that there was only a slight difference between recitation and song. Recitation was very much sung. And song approached recitation. What later became differentiated into recitation and song was thoroughly unified. And it was probably the same with the northern peoples. What the northern peoples had was not one-sided singing and one-sided saying, that is, declaiming; but it was the art of declamation that arose from the Nordic way— just as the art of recitation arose from the southern type. It was the art of declamation and the song of the north, which was based on quite different foundations than Greek song, which in turn were a kind of unity. So we are dealing with a differentiation of the arts. And it must be assumed that in the old form, singing, i.e. music, recitation or declamation and rhythmic movement, the art of dance, were connected in a unified way. They sounded together as a unified whole. This art of dance was then the older form of eurythmy. And it is absolutely — although this can only be recognized with spiritual scientific research methods — it is absolutely, albeit in a somewhat different form, because everything is of course subject to development, as a eurythmic part in the Greek unity of singing and recitation art, this eurythmy. So that this eurythmy is definitely something that was part of musical life in older times. And basically we are not doing anything different today than going back to earlier forms of artistic expression in eurythmy. Except that we naturally have to take into account the fact that the arts have now advanced so much. So that the close connection between singing, recitation and eurythmy, as it certainly still existed in Greece in the time of Aeschylus, cannot exist. We have to take more account of the fact that we have come to a differentiation. Therefore, the forms of eurythmy today must be sought through real inspiration, intuition and imagination. They are. I have always mentioned this in a certain way before eurythmic performances, in a kind of introduction: one must not imagine that something has simply been taken over from the old eurythmic forms; but what was previously done more instinctively has been raised into consciousness in the sense in which it must be done in our time. And this visible language of eurythmy is directly sensed and received from the spiritual world. For basically all human beings eurhythmy! All of you eurhythmy, namely your ether body. Then, when you speak, you eurhythmy. The secret of speaking consists in the fact that the entire ether body follows the impulses of the vowel and the consonant, the entire arrangement of the sentence formation. Everything that is presented in eurythmy is mirrored in the movements of the etheric body when people speak. And speaking is based only on the fact that what is spread throughout the entire etheric body in movements is concentrated in the physical through the larynx and its neighboring organs. So that he who can see the etheric body of the person speaking perceives speech twice: in the movements of the larynx and its neighboring organs and in the etheric body as a whole. And when we practise eurythmy, we do nothing other than cause the physical body to perform the movements that the etheric body performs when a person speaks. The only difference is that we naturally have to round off, shape and transform everything that the ordinary human etheric body does into art, into beauty and the like. [IMAGE REMOVED FROM PREVIEW] If every person were to practise eurythmy continually, I can assure you that not everyone would be able to do so artistically! The results are not always beautiful, although the process itself can be extremely interesting. And I once saw an extremely interesting group doing eurythmy. It was in Hermannstadt in 1889, and I was traveling from Vienna to Hermannstadt on Christmas Eve. And I had the misfortune of missing the connecting train in Budapest. So I had to take a train that went via Szegedin instead of Debrecen, and I arrived at the Hungarian-Transylvanian border on that Christmas Eve. There, where I had to wait for twelve hours, I met a group of people playing cards. It was, as they say, a motley crew from all the different nationalities that can be found in this corner of the world. Well, I took up the position of an observer. It was not a pleasant position, because the table at which I was to eat my supper looked so tempting that one would have liked to take out one's pocket knife and scrape off the dirt. And similar things could be observed. But I watched. The first player dealt the cards. Now you should have seen the eurythmy that sprang from the eyes of the others! The second played the cards – there were already two of the company lying on the table. Then the third played the cards, and then two more were lying under the table. And when the other cards were played, there was a colorful jumble: a wonderful but not beautiful eurythmy performed by these etheric bodies! But there is so much to be learned about the human being and human nature by observing such scenes, where the human being's astral body comes into such a terribly angry movement, expressing all passions and then dominating the etheric body. And then there is the screeching of the etheric body when it screams! You can imagine that they shouted in confusion. And it was precisely this shouting that was then expressed in eurythmy. A lot can be studied from this. But when it comes to beautiful eurythmy, these movements must first be rounded off a little, translated into beauty. But I am drawing your attention to certain processes that must precede the establishment of eurythmy if this eurythmy is not to be something fantastically contrived, but if it is to be what I have always presented in the introductions to the eurythmic performances. And I say such things in particular because it is very often imagined that everything that is presented in spiritual science and the art that is built up out of it is just pulled out of a hat. It is not pulled out of a hat, but is based on very thorough work. Now this is, at least in essence, what I noted yesterday in relation to these matters. There is still something about the Chinese scale. What was mentioned yesterday about the Chinese scale is not uninteresting when considered in connection with what I have just spoken about today. I said: the musical fact that takes place in the outer world corresponds to something in the human constitution. And if it is said today that the human being consists of these and these limbs, which interact in this and that way – physical body, etheric body, astral body and so on – then one can say in a certain way: there is also inner music in it, and this inner music corresponds to our outer musical reality. But things are constantly changing as humanity develops. And a Chinese person is a different kind of human being from a European. A Chinese still has many connections between the physical body and the etheric body, the etheric body and the sentient soul, the sentient soul and the mind or emotional soul, and so on, which have already completely disappeared in European man. This constitution of the Chinese person now corresponds to the Chinese scale. And if one studies music history in such a way, for example, by taking a sensible approach to the development of the scale system, and if one has an understanding of the connection between the inner human organization and the outer musical facts, one can look back from the scales and from many other musical facts to the constitution of the respective human group or race, and so on. Now, just a moment ago, I was also made aware of a difference of opinion regarding what I meant by delving into the sound yesterday. I did not mean that tones are still present in the sequence of time, which might resonate together and then be perceived as one tone. This is not meant. Rather, what is meant is that today, in relation to the evolution of humanity, one begins to speak of an organization within the tone, to split the tone within oneself, so that one is, as it were, heading towards going deeper into the tone, going down below the tone and going beyond the tone above, in contrast to what was experienced by many people until our world time simply as one tone. to speak of a division, to split the tone within oneself, so that one is, as it were, heading towards going deeper into the tone, going down below the tone and, as it were, going beyond the tone above it to another tone. And then, I thought, when you have the actual tones that have been modified by the two neighboring tones that you have actually developed, when you have these three tones, you can express the varied main tone. It is then a slightly different tone. And you will notice that you have to shift one of the newly emerging tones downwards and the other upwards. But when you do that, you don't come across our usual tones, but tones that our current tone systems don't have. And in this way, I believe, an expansion of our tone system will indeed have to come about. And it is also the case that, in a sense, an opposite process to our present-day tone system has led to it again. Our present-day tone system has also only come about through all kinds of superimpositions of tone sensations. Our tones would not have been immediately understood in certain ages. I believe that a change is currently taking place in the way we experience sound, and that just as a very specific kind of music is emerging from the sometimes quite grotesque forms of experimentation, something is also announcing itself that wants to get out. For example, I have to say: either I don't understand Debussy at all, or I can only understand him in such a way that he foresaw something of this living into the sound. It is a completely different kind of musical feeling through Debussy than, for example, even in Wagner. Isn't it, you can say that. So that is what I actually meant, that you find a kind of melody from the individual tone, which you then just spread out in time. But you only get this melody if you have a different tone system. That is what I meant. There is still another question about Goethe's relationship to the theory of tone. This is, I would say, a somewhat complicated chapter, for Goethe's relationship to the theory of tone has not only one, but two sources, two starting points. From his correspondence with Zelter, we learn a great deal about the way in which Goethe, at his most mature point of view, thought about tone and music. But that actually had two sources. One source was that he had a certain naive musical understanding. He was not exactly diligent in music lessons. This may well be related to the fact that he was not exactly diligent in other subjects either, where the teachers were quite foolish. And, isn't it true that if we are familiar with Goethe's spelling at a certain age of his life, then we know that if someone were to get their hands on a Goethe manuscript from Goethe's archive today, say from around 1775 – so he was well into his twenties – a modern high school teacher would say of such a manuscript: “quite careless,” it would be full of red lines and “quite insufficient” would be written underneath. And so the one source actually shows more of his naive understanding of music than of what he had learned. But then there is another source of Goethe's theory of sound: his attempt to gain a view, which could be called a general physical view, from his theory of colors. And, isn't it true, this theory of colors is very original and formed with enormous inner diligence and entirely from the matter at hand. But he could not conduct original research in all fields of physics. And so he formed many of his views on the theory of sound by creating analogies to the theory of colors. He sketched out – he only presented everything schematically – and provided schematics for the theory of sound in which he tried to bring the phenomena of music into an analogy with what he experienced in color, in the phenomena of light. That is the second source. Now, as a third point — which is not a source but a way of looking at the matter — Goethe adds something else, namely that Goethe already had an instinctive feeling for those paths that we are uncovering today as spiritual-scientific paths. In many of Goethe's writings, one finds a remarkable experience that he then expresses in the most diverse ways, sometimes as theoretically as he did in his theory of colors, sometimes analogously theoretically as in his theory of sound, but also in poetry. What was instinctively present in Goethe's subconscious soul in this way lives its way into his works in a remarkable way. In this connection, those of his poems that remained unfinished, such as 'Pandora', are particularly interesting. Had this 'Pandora' been completed, it would have been something written entirely out of the spiritual world. It would have to be truly observed in the spiritual world. Now, Goethe did not arrive at spiritual insight, but he was completely true inwardly. Therefore, he did not finish the matter, which remained stuck in this way, out of an inner weighing back and forth. And to study this, how Goethe always got stuck in such things, and because he was a true personality, a true nature, then left the matter alone, is one of the most interesting things in Goethe's poetry. It shows how Goethe had a feeling that, I would say, was of a spiritual-scientific, anthroposophical nature. And that was the third thing. So that in fact he saw more in the world of sounds in an ingenious way than would actually have corresponded to his learned understanding of music. But it was precisely this that helped him to overcome his prejudices. Therefore, a certain spiritual-scientific trait also comes into the schematic representation of Goethe's theory of sound. And what is found in these sound theory schemas, for example, about the relationships, the polar relationships between major and minor, can of course be interpreted in the most diverse ways. There is only a scheme, and there is one parallelized with the other, the other parallelized with the one. So of course you have to know Goethe very well if you want to understand how he thought of it himself. But you can see from it that there are ways to be found to get very favorable results. And Goethe's theory of sound could also be inspiring for a physicist in spiritual scientific terms, just as it would be for a musician. For there is certainly an artistic element at work in Goethe's scientific work. And in his scheme for the theory of sound, there is really something that gives a kind of, I would even say score-like impression. There is something musical in it. Just as you can also find something truly musical in the way Goethe's theory of colors is presented. Finally, read Goethe's theory of colors with regard to its composition, to the sequence of results, to the sequence in the description of the experiments! I recommend that you do so. And then read any standard physics book, that is, the optical chapter of a contemporary physics book, and you will perceive a huge difference. This difference also has a meaning, because the time will come when one will already feel towards the scientific presentation: That which considers, considers more the how. — It is actually only in the way something is presented that the way it is understood is expressed. And it is also one of the saddest achievements of modern times that, in a sense, the less artistically one can write, the worse the style, the better lecturer one becomes, and the more artistically one writes, the worse the lecturer one is. Of course, this is not stated, but the system is set up accordingly. And what has been achieved in terms of barbarisms in scientific stylization in recent times will no doubt be the subject of interesting cultural-historical chapters in the future, the likes of which present-day humanity can hardly imagine. “Scientific barbarism of style in the 19th and 20th centuries” will probably one day fill many pages of future literary works, if there are still oddballs around who write as much about things as the current oddballs write about some things. But now I believe that I have essentially exhausted the questions. I don't know if this or that has been left out, but you see, not everything can be exhausted at once. These things are only intended to stimulate here. These lectures and exercises are only intended to provide suggestions! I hope that you will not leave here without the feeling of having received such suggestions, after what I hope will be quite some time.
The question is posed in an extraordinarily abstract way and, in my opinion, in an extraordinarily inartistic way, for the simple reason that a statuary of a relationship to art and art science that boils down to a distinction cannot be properly felt in spiritual science. You see, if you want to understand how the spiritual scientific stimulates artistic comprehension, then you have to have a sense for the difference between the way some aestheticians have written about architecture, sculpture, music and the like. After all, Moriz Carriere was regarded by many people, not only in Munich, as a great esthete, perhaps not for an art historian in your sense, but that does not matter, one could also bring examples from this region. But when Carriere, the esthete, lived in Munich, there also lived a painter. I met one of those, and on a particular occasion, when I had all sorts of things to show him, we also talked about Carriere. And he said: Oh yes, I still remember quite well how we, when we were young painters, young badgers, were completely absorbed in the artistic, talked about Carriere and called him the “aesthetic grunt of delight”. Now, one may indeed have great respect for the abstract expression of one's thoughts on the artistic; but to demand - after speaking of an artistic conception of art that one must simply feel - that one should now in turn give a definition of the essence of art, I think that is something that does not go quite well. Of course it would be terribly easy to define the essence of art, because it has truly been defined many dozen times in the course of the 19th century and at the beginning of the 20th century. And if necessary, one can still imagine what someone who does not think that the artistic can be grasped through the approach of the humanities means by art science. But the point is not to get stuck with certain prejudices that one has once adopted, but to be able to place oneself in the living movement of intellectual life and go along with what is really demanded today from the depths of humanity: a coming together of science, art and religion, not a furthering of the splitting of these three currents of human spiritual life. Of course, you can still cause offence today if the way you look at art has to take a completely different form from the traditional, conventional approach of some art scholars. But today we are at the point where we have to move forward in the direction that has been indicated here. And that also means that questions such as What is the essence of art? What is the essence of man? - which, according to the definition, will eventually cease altogether. It is a matter of our having to understand more and more what people like Goethe meant when he says in his introduction to the theory of colors: One cannot really speak about the essence of light; colors are the acts of light. And anyone who gives a complete description of the color phenomena also says something about the essence of light. So anyone who addresses the facts of any field, any field of art, in a form that comes close to the experience of that field of art, gradually provides a kind of consideration of the essence of the field of art in question. But this will be overcome altogether, that definitions are placed at the top or somehow without context, that questions are raised: What is the essence of man, what is the essence of art and the like? We had such a strange case here yesterday; someone said: Wagner - thesis, Bruckner - antithesis, and spiritual science should now be the synthesis. Yes, you see, something like that, placed in a certain place, if, for example, I said something sensible about Wagner, then said something sensible about Bruckner, and then knew how to say something sensible about something traditional, then, so to speak, summarizing the many, I could use the abstract, bloodless concepts: thesis, antithesis, synthesis, to summarize. Then it would make sense. But as a single dictum it is impossible. So you have to have a feeling for something when something is an organism, I will give you an example from another area: Hegel's Encyclopedia of Philosophical Sciences. The last chapter is about philosophy itself. Yes, what is said there about philosophy itself is said in addition to everything that has gone before. So that one has absorbed everything that has gone before. It is magnificent, a tremendous architectural conclusion. Please, take this last chapter away and take it for yourself, as something like a definition of philosophy – it is pure nonsense. It is pure nonsense! This is what draws attention to the fact that we must again enter into the experience of the whole from the understanding of the individual, how we must gradually rise from the stick we have been trained in, in terms of individual characteristics, to grasping the whole, to overlooking the whole. And in this sense, I think that it does lead to a kind of understanding when one shows what is happening externally as a musical fact in its other pole in inner experience; and when one then empathizes with what is going on in the person, then I believe that this is indeed a more artistic conception than that of some musicology! And I would like to add that today, for easily understandable reasons, we cannot go far enough. If we had already progressed so far that we could take it all the way to the imaginations and the description of the imaginations, then we might also be able to create something similar to what the Greeks created when they spoke of Apollo's lyre, actually meaning this inner part of the human being as a living musical instrument that reproduces the harmonies and the melos in the cosmos. We are not even yet so far advanced that we can feel what the Greeks felt when they heard the word Cosmos. This word is not connected with some abstraction of a modern scientist, with a certain description of the universe, but with the beauty of the universe, with the harmony of that in the cosmos which is actually connected with the beauty of the universe. Humanity once proceeded from a kind of interaction of that which is differentiated today. We must indeed be able to experience these differentiations, but we must in turn have the opportunity to see this differentiation together, to hear it resound together, to work ourselves into a living whole, so that what is the result of knowledge also becomes the content of an artistic work and the revelation of a religious experience. That is what we must strive for again. That which is wisdom can certainly appear in the form of beauty and reveal itself in the form of a religious impulse. Then we will experience something that still belongs to a more distant future: that we ourselves find a synthesis between an altar and a laboratory bench. When we can stand with the reverence for nature with which we should actually stand before it, then science becomes a form of worship for us. And when we as human beings imbibe those skills, that manual dexterity that corresponds to such an understanding of nature and of the spirit and the soul, then all our dealings with science will also flow into beautiful forms. Today this still seems like a fantasy. But it is a reality! For it is something that must be striven for and realized, lest humanity descend ever deeper into decadence.
That is not the reason, my dear Mr. Büttner, but I would like to say the following about it: I once said some things in Berlin and also gave some examples of the way in which spiritual science can be used to understand fairy tales, and I actually had to apply quite a lot of research effort to get to the bottom of fairy tales. Because, you see, I really don't want to be one of those people who live by the saying:
That was never my principle. Rather, it always took me a great deal of effort to get to the heart of a fairy tale, sometimes in all possible regions of research. And so I have to say: even if I were even more tired than I am today, it would give me the greatest pleasure to be able to make you happy with an interpretation, an explanation of the fairy tale of the Bremen Town Musicians. But I have never studied it and therefore have nothing to say about it. And so I ask you to wait until an opportunity presents itself in this or in a next life, after the matter has been researched.
There doesn't seem to be much homeopathy in the question today! First, yes, that's right, after all, there is not much to be connected or connected to it, other than what is present in any other human ability. It is quite reasonable to assume, although I can only express this with caution here because it is a question that I have not yet dealt with in a truly research-based way, but it is reasonable to assume that this instinctive presence of an absolute sense of tone consciousness in a number of people – I believe in fewer people than one would usually think – is based on some peculiarity of the etheric or astral body, which is then somehow reflected in the physical body. But it would be necessary to conduct very specific research. It is only very likely to me that this absolute sound consciousness is based on the fact that a very specific configuration of the three semi-circular canals is also present in this case. So that is probable – but as I said, I would only like to express myself with caution here – this organ, which has many functions, including, among other things, an organ of equilibrium for certain equilibrium conditions, that this organ probably also has something to do with an absolute sense of tone. Now to what was said in connection with Dr. Steiner's declamation. I can assure you, the question is indeed asked, but not actually asked in such a way that one finds out something that the questioner actually wants when he asks: What should be taught in singing, how should it be taught, so that what one has in mind in the spiritual-scientific sense by good vocal art can be achieved as quickly as possible? – Yes, I must say that, in my feeling, there is a great deal of philistinism mixed up in this question. Because it is true that one must seriously admit that spiritual science has a certain influence on people, that it has a certain effect on people and that people are not remodeled by spiritual science – they are not worked on from the outside — but that they come into a position to bring out of themselves certain forces that have so far remained latent in the development of humanity and to reveal a deeper human nature through them. In this way the most diverse branches of human spiritual life will also be further developed. And among the many things that could be said about such a question, one thing can be said by pointing out that, above all, we should get away from talking about all the many methods of teaching singing. I do not like to say this at all, because the localities where these methods are hatched are so terribly populated that one does not know where to stop when expressing one's opinion about present-day methods of teaching singing! I do not want to dwell on this, but I would like to draw attention to one thing. I believe that one must begin to understand what it means not to work according to a method, not to ask: How must this and that be placed, how must breathing be arranged, how must the many preparations be made before one even gets around to singing anything? Most of today's methods are actually preparation methods, methods of attitudes, methods of breathing and so on. One must disregard all of this, which actually amounts to regarding the human organism a bit like a machine and oiling it in the right way, bringing the wheels to the right axis height and the like. It is a bit of an exaggeration, of course, but you get what I mean. Instead of this, one should see that especially in art lessons an enormous amount depends on the personal, imponderable relationship between teacher and pupil, and one should come to associate with it an idea of what it means to actually lift one's consciousness out of the larynx and everything that produces the sound, and to be more consciously in touch with the surrounding air, to sing more with the environment of the larynx than with the larynx itself. I know that many people today cannot yet connect with what is said, but one must just gain these concepts. More emphasis must be placed on how one experiences, I might say, listening back, by singing but hearing, by learning to listen to oneself, but in such a way that one does not do something while listening, as if one were walking and constantly stepping on one's feet; that would, of course, disturb the singing. So when you come to live less in the physiological and more in the artistic as such, and when the teaching also proceeds more in the intervention of the artistic, then you will come upon the path to which the questioner may have been pointed. However, I do believe that a pedagogy such as we cultivate through the Waldorf School will also gradually achieve success for art and singing lessons if we are given the external means to do so. What Mr. Baumann meant yesterday with regard to the Waldorf School is also present in eurythmy and in singing, in the musical element. If it is not yet possible to do with the musical and the vocal as it should be according to his ideal, it is truly not due to our education, not at all to our education, at least not to the education of our teachers , but rather it is more a matter of the education of those who, from completely different backgrounds, could perhaps provide appropriately large rooms in which musical instruments can also be properly accommodated, and well-ventilated rooms for eurythmy and the like. I would like to make a point of mentioning this. And I believe that what could already be achieved in Waldorf schools today, including in the field of music and eurythmy teaching, could be quite different if we only had to deal with the pedagogy of our teachers and not with the pedagogy of other things that are necessary when a school is to be founded. I was asked today – I don't know if the gentleman is here – whether he has a feeling that schools should also be founded in other places. I said that you just have to start at the beginning. If you have money, then we'll talk further! Well, that is perhaps also something that hits the nail on the head. Or did you mean it differently? I don't want to ascribe to you, Mr. Baumann, that you couldn't have meant it differently.
Dr. Steiner: Perhaps it would be a disappointment if I left it out altogether: Can a woman also work as a creator for a male voice? Since I have already said that it essentially depends on the personal imponderable, I would naturally like to extend this to answering this question, and I do believe that under certain circumstances this could even be a very favorable relationship, that this man could even learn a great deal, much more than if he were to be taught by a man – especially if the woman is still beautiful or otherwise intact! |
217a. The Task of Today's Youth: The Three Main Questions for the Anthroposophical Youth Movement
14 Feb 1923, Stuttgart |
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In the course of natural science which I gave at Christmas in Dornach, I pointed out the fact that where atoms arise, there is death. Atomism is the science of what is dead. |
217a. The Task of Today's Youth: The Three Main Questions for the Anthroposophical Youth Movement
14 Feb 1923, Stuttgart |
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My dear friends! I think I can assume that the present appeal to the members of the Anthroposophical Society in Germany has become known to you all. You have seen from it that it is recognized in the circles of the Anthroposophical Society that, to a certain extent, the rudder, as it has been steered from Stuttgart in particular, must now be turned, and that there is an awareness that such a change in direction is necessary. The details that come into consideration will naturally be discussed at the delegates' meeting. I believe you will be particularly interested in all that will be going on there. You found society in a particular state when you yourself were seeking the path to anthroposophy from the external circumstances of your life. You imagined that what a young person seeks from the depths of their soul but cannot find in the institutions of today's world must be found somewhere. They were placed in these institutions and found that what has emerged from recent history does not correspond to what is actually demanded from the human soul as humanity. Perhaps you were looking for where this demand for true humanity would be fulfilled, and finally you believed you could find it in the Anthroposophical Society. Now, however, many things are not in accordance with the facts as they are. At first it was not all of you who somehow made this discord a conflict. You found many things unsatisfactory, but at first you remained at the stage of merely stating this dissatisfaction. In the face of the past and present facts within the Anthroposophical Society, however, the fact must be faced that the Anthroposophical Society has simply not fulfilled the development of anthroposophy, and that the extent to which something completely new must be created or the old Anthroposophical Society must be continued with a completely new impulse must be faced. This has been considered by the personalities who have been involved in the leadership to a greater or lesser extent, and the conclusion has been reached that some old sins, which mostly consisted of omissions and bureaucratic forms, should be abandoned and an attempt should be made, in agreement with the representatives of the Anthroposophical Society in Germany, to create the basis on which the Society can be continued. In Stuttgart, it must be said that the developments of recent years have brought together a large number of excellent workers. As individuals, they are excellent people, but when brought together in a group, they are a truly great movement in their own right. But as one of the leading personalities here has already said, each one stands in the way of the other. This has actually been the cause of much unproductivity here. Each individual has filled his post quite well. One can be highly satisfied with the Waldorf School. But the actual Anthroposophical Society, despite the fact that the anthroposophists were there, has basically disappeared bit by bit, began to dissolve, one cannot even say, into favor, but into displeasure. An end must be put to this state of affairs if the society is not to disintegrate completely. You have obviously noticed this very clearly and then formed your views. But it was necessary for the Anthroposophical Society to give itself a form again out of its old supports. After all, the work of twenty-three years has been done in the main body of the Anthroposophical Society. Many of its members are in a completely different situation and find something that exists: even if the branch decays, the individual anthroposophists remain, and anthroposophy will find its way; for example, Mrs. Wolfram, who led the branch in Leipzig for many years and then resigned from the leadership, recently founded a local group of the “Bund für freies Geistesleben” (Federation for Free Spiritual Life), in deliberate contrast to the local anthroposophical circle. The fact that replacing old forces with young ones is not enough is evident in Leipzig, where the local chairman emerged from the student body. A balance must therefore be struck between what has been created over two decades and what is coming in from young people. The appeal should also represent this in the right way. Many members of the Anthroposophical Society have sought a calming element in this society; they were always very uncomfortable when something had to be said against external opposition. Sometimes harsh words had to be used. But this will not be avoidable in the future either, because the opposition is taking on ever more savage forms. A strange defensive position must therefore be adopted. We must not lose sight of this. It is difficult for the elderly to be good anthroposophists after the calming element has become a habit in them. As soon as one lives in anthroposophy in such a way that one experiences things as if out of habit, this is something very bad. Anthroposophy is something that actually has to be acquired anew every day; otherwise one cannot have anthroposophy. One cannot just remember what one once thought up. And the difficulties of the old Anthroposophical Society are due to the fact that human beings are creatures of habit, as we used to say when I was very young. For Anthroposophy must not become a habit. You will in turn find difficulties because Anthroposophy demands that we go beyond everything that is merely egoistic in an intellectual sense. Of course, a person can be selfish like other living beings. But anthroposophy and selfishness are not compatible. You can be a tolerable philistine if you are an egoist, even a tolerable human being. If you are selfish as an anthroposophist, then you get caught up in perpetual contradictions. This is because man does not really live on earth with his whole being. When he comes down to earth from a pre-earthly existence, a part of him still remains in the astral, so that when man wakes up in the morning, it is not the whole man that goes into him; it is precisely what goes down from the supersensible man that comes from the supersensible man. Man is not completely on earth; he leaves a certain part of his existence in the supersensible. And this is connected with the fact that there cannot actually be a completely satisfactory social order. Such a social order can only come from earthly conditions. Within such a social order, human beings cannot find complete happiness. I have said it again and again: threefolding is not paradise on earth, but it shows a possible organism; otherwise it would be a deception, because man is not only an earthly being. This is the fact that one must actually hold to in order to truly feel one's whole humanity; and that is why one can never be satisfied with a merely materialistic world view when one feels one's full humanity within oneself. Only when we really feel this, are we truly ready for anthroposophy, when we feel that we cannot come down completely to earth, we need something for our supersensible human being. You have evidently felt something of the kind quite instinctively, and that is why you have come to the Anthroposophical Society. You will have to realize that this fact makes your difficulty more or less clear to you. For if, on the one hand, Anthroposophy can never become a habit, on the other hand it is necessary that Anthroposophy does not merge with a nature that really comes from a merely earthly one. For that which arises from egoism is connected with the earthly. A person becomes as bad as he is as a human being when he is supersensible and at the same time egoistic: a supersensible being is completely shaped by the character of a sensual being. Spiritual feeling and perception do not go together with egoism. That is where the obstacle begins. But this is also the point where the anthroposophical movement coincides with what today's youth is really seeking, due to the fact that all connection with the spiritual world has been lost. And now the external institutions are there. The youth flees from them and seeks a consciousness of their humanity. Based on this feeling, you must try to come to terms with what is already there and feel with your own inner being. You must hold together the difficulties you encounter with those of others, and then the way will be found to actually create a strong Anthroposophical Society for the near future, one that is strong even in the circles seeking internalization, a strong Anthroposophical movement. If you follow this path, you will have to go through many a privation and many a difficulty, because humanity does not want such a movement. There is still much to be faced before you are truly ready to be firmly connected to the cause with your whole being. Then anthroposophy will assert itself under all circumstances. The disintegration of the civilized world is so strong that Europe will not have much time left if it does not turn to the spirit. Only from the spirit can an ascent come! Therefore, the spiritual must be sought without fail, and in this striving you have done the right thing, you have taken the right path. Now it is a matter of taking up the work for the near future. And in order to hear something about how you will shape your intentions, we have come together today. A participant asks how scientific work should be organized today. Rudolf Steiner: When it comes to science, nothing of what will be needed in the future is actually there. This is not to say that absolutely nothing is there. In all fields of science, there is a body of knowledge of external facts that can be used to penetrate into those areas that must really be there in the future if uncorrupted human souls are to arise in the future. There are already a number of scientific fields with significant results, from the smallest collections up to the London Museum. But those who are currently doing research cannot use them in the sense of a science of the future, because the people who have come into positions today through the world order or in the social order are inwardly dead. They do not know what to do with the factual material because they have come to it through a kind of automatic development. The difficulty for anthroposophists is not that anthroposophical work cannot be done – the summarizing ideas and spiritual insights already exist – but that what is needed for science today, namely the factual material, is preserved by those who cannot do anything with the facts. So it happens that those who should actually establish the cultural content come away empty-handed, and that the factual material is the monopoly of people who cannot do anything with it. At the universities, the factual material is not presented to the academic youth in such a way that they learn to look at it with the right eye. Instead, when they are shown a skeleton in zoology, or a plant in botany, and so on, they actually learn nothing from it. What she does learn is: there is the skull bone, here is the shoulder bone, there the shin bone, and so on. This is also how one could describe a table or a machine. A skeleton, for example, is not shown to academic youth in such a way that they should have the feeling that it has grown, but it is shown to them as a machine that can be taken apart into its individual parts. If you first sharpen your soul-imbued gaze in the right way, you will immediately see, for example, if you look at a dog's skeleton along the backbone from back to front: there, in the back part, moon power is at work, while if you now move on to the skull, you see that solar power is at work there; and in addition, earth power is at work in the flow of the legs. This is something that can be seen directly, if only people are not prevented from seeing it by the fact that they are not taught to recognize it at all. What I have just said, one should be able to see it as one would immediately see a sculpture that is supposed to represent a human being and also reminds one of him: that is a human being. In the same way, one should be able to see in a dog skeleton what is solar and lunar about it. One must only have the antecedents for it. Those who have received the means with regard to the facts cannot do anything with them. That is just how it is. But those who actually needed the scientific means do not have them. This is the reason for the statement: there is nothing there. The other parallel is also possible: there is everything there. That is the tremendous difficulty of finding one's way. Unless the present-day student, through a particularly favorable karma, through the whole way his soul is directed, comes to the realization that there is a spiritual world, he is dissuaded from it, and the fact that there is a spiritual world seems simply ridiculous to him. So today's student is quite clear, for example, that he has to look for the germ in the mother's body, but he does not realize that a human germ or an animal germ should be seen as it emerges from the elements of reality, namely that germination is based on the fact that at one point in the maternal organism the albumen breaks down, but this disintegration is immediately arrested by the cosmic forces beginning to work in it, and the whole macrocosm expresses itself in miniature in the disintegrating but immediately reassembling albumen, so that the form of the universe is actually expressed in the development of the embryo. The motherly organism only provides the material that must first disintegrate so that the macrocosm can rebuild it. If you look at germination through today's scientific eyes, it is exactly the same as taking a paper rose and claiming that you have just plucked it from a rose bush. In these matters, it is evident that a thorough reversal is necessary in all areas of science, as well as in the arts and in religion. Even in the religious field, the most extreme materialism prevails. In Germany, the circumstances are particularly difficult. Over time, people lose all courage to live. But this courage to live can only come from the supersensible world. Doubt is entirely possible; it comes from the sense world. The courage to overcome doubt comes from the supersensible world. And it takes courage to look at things in the right way. In the course of natural science which I gave at Christmas in Dornach, I pointed out the fact that where atoms arise, there is death. Atomism is the science of what is dead. Modern science is approaching the anthroposophical-scientific view by stating many facts. Everywhere one can find facts that point to the spiritual-scientific. Radium, for example, is the most striking case of disintegrating matter, producing atomized atoms. Facts are everywhere to be found that lead to the spiritual, but the external science rejects this lead to the spiritual for lack of courage. In the economy, too, it is the case today that since the 19th century we have had a world economy instead of many national economies. The world economy is already much faster than the national economy; this slow pace of the national economy can be seen even in the smallest of its reaches. The trains that run through the national economy travel slower than those that arrive in Stuttgart today, that is, those that run through the world economy. And if you now want to go back from the world economy to the national economy, this can only mean destroying what has already been achieved and what exists. A participant then asks how one could develop a relationship to architecture and sculpture. Rudolf Steiner: It depends very much on the world view. Today's world view, which is based only on pure logic and sensory observation, must necessarily imagine that the world is nailed down somewhere with boards. We have set ourselves external natural boundaries that we cannot get beyond. In logic, we have the inner legislation that human beings give themselves, quite apart from nature. All knowledge, even purely scientific knowledge, must lead to the purely artistic. One must educate oneself to be an artist, so that one shapes forms as they are shaped in nature. But this can be learned as soon as one finds one's way to the point where nature itself becomes an artist. One must also deepen one's knowledge of nature to such an extent that it is only possible to regard plants, animals and humans as artists. Only then can one begin to recognize the infinitely interesting static and dynamic relationships that the human body alone encompasses. Then one will see how each bone, so to speak, represents a system of beams; how there is a difference between standing with legs apart at the front or bringing one leg forward and standing with a step. Every human being is a finely wrought structure in and of himself. The older religions taught their students, who were to be initiated, about the wonderful position of a person in the world through their own dynamic and static relationships. When you look at a statue of Buddha, you see the dynamics and statics of the human being. The fact that the legs are placed wide under the upper body, the structure and the statics of the upper body are recognized and particularly emphasized. As far as one studies the human being in motion and standing, one gets the form of architecture. A perfect building is nothing other than the perfect standing and walking of the human being. Every culture has conceived and represented this static and dynamic in the human being through its architecture in a different way. The Assyrian-Babylonian culture represented the proclamation of the Logos more through the leaning forward of the human being, the Greek culture through the calm standing. One need only be familiar with the way in which the human being stands in the world in order to recognize all forms of construction in a lively way. Today, of course, the architectural imagination is very limited. And yet today's architectural style must be one that is born out of the human experience of self, that flows from the “know thyself”. This has been attempted at the Goetheanum. If we move from the human being's movement to the human being's form, we come from architecture to sculpture. Sculpture is the experience of the human being's form. To move from architecture to sculpture means to move from the human being's equilibrium to his form. The more knowledge of the human being advances, the more art, the more differentiated architecture and sculpture will be possible, art that is close to the human being. But in order to be able to move on to the form of the human being, an independently built social life, built on selflessness and love, is necessary in today's world. The Greeks could still feel their own form by being in the world. Today's man must find the sculpture that is necessary in today's world by looking at the other man in a synthetically constructive way. The Greeks had no need to look at other people; they found the plasticity they needed by experiencing their own bodies. Art is based on revealing the secret forces of nature. We need art to understand people and nature. So what we need to bring into today's sculpture is a living artistic view of the human being. We must look at the human being in such a way that we see how, on the one hand, in the form of the head, as I tried to shape it in the group at the Goetheanum, the Luciferic life is expressed, and how, on the other hand, as a counterpoint, Ahriman is active in the hardening of the bone skeleton, and how the interaction of the two then forms the ideal human being. We must regain the human form. Hebrew culture has deeply embodied the moral impulses inherent in its religion. But it did not dare to make an image of its God. Gradually, through evolution, it came to the logical-empirical conception of human nature and then lost the artistic. So it came about that there is no longer a convergence of world view and art. On the one hand, there is the logical-empirical world view, on the other, artistic imagination. No connection has yet been created between the view of the laws of nature detached from the human being on the one hand and artistic arbitrariness on the other. The architecture and sculpture of the future will have to be created from the knowledge of the human being in his full form. A participant: About the difficulties students face in asserting themselves with anthroposophical works. Rudolf Steiner: The Anthroposophical Society must learn to recognize how important it is that the work done within its framework is not ignored; it must come to recognize the achievements. It must learn to appreciate work such as that of Dr. von Baravalle or the brochure by Caroline von Heydebrand, “Against Experimental Psychology and Pedagogy”. Little by little, even if our research institutes have already solved the tasks that lie in the natural science courses and cycles, it must come to pass that even our opponents will say that there is something to be respected in the work being done in the Anthroposophical Society. We need to train ourselves to recognize human achievements. Today, a student who writes an anthroposophical dissertation is rejected! The Society must become a place where such things become “conscience”, so that it can no longer happen that a professor rejects an anthroposophically oriented work for these reasons. The research institutes, in which people are involved in practice, must stand behind it so that the student who works in a seminar or does a doctoral thesis also gets it developed. The Anthroposophical Society must become such that the professor must accept an anthroposophically oriented seminar paper or dissertation, provided it is substantial enough, because he is concerned that otherwise he will get the Anthroposophical Society on his hands. Rudolf Steiner asks whether representatives of the youth will come to the delegates' meeting. A youth representative says a few words about the delegates' meeting. Rudolf Steiner: It would be good if something could be presented in as comprehensive a form as possible and taken completely seriously on the three main questions that must be addressed here: Firstly: What is the situation regarding the student and youth movement? Secondly: What experiences do people have at university who feel their full humanity through anthroposophy? Thirdly: What do academics and younger people expect from the Anthroposophical Society? These things must, of course, be brought to bear by grasping them in a penetrating way. Nietzsche showed in a penetrating way what the situation was at our educational institutions at the turn of the 1960s. He brilliantly described how the educational institutions should be and what he expected of them. Unfortunately, Nietzsche has almost been forgotten. Today, what Nietzsche described at the time would have to be surpassed. These three questions, which have just been characterized, are the most important. And if we succeed in bringing personalities into the center of the Anthroposophical Society who not only have the highest interest in their field, but also attention to everything that is going on in the Society and everywhere, then everything will be fine. What has been lacking is interest and attention. This is shown by the fact that the emergence of the religious movement went unnoticed until it occurred. Attention and interest must be paid to everything in the Anthroposophical Society. For it is the case that thoughts do not grow, they remain unchanged, but that attention and interest grow and can bear fruit. Above all, one must seek and follow the path into the supersensible worlds with clarity and determination. Then one will also find the right relationship with people. And the other way around: if one has found the right relationship with people, then one is no longer far from entering the supersensible worlds. Ill From the Youth Section of the Free University |
183. Occult Psychology: Lecture II
18 Aug 1918, Dornach Translator Unknown |
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Mysterien Wahrheiten und Weihnachtsimpulse. 6 Lectures 24-31, December 1917. (Mystery Truths and the Christmas Impulse), 4 lectures in Magazine, 24-29) |
183. Occult Psychology: Lecture II
18 Aug 1918, Dornach Translator Unknown |
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Today I should like to start by giving a kind of sketch of the human soul, as this human soul stands in relation to the world and to itself. I should like to give this sketch in such a way that it can be said: we are looking at the profile of man as a soul being. So that we understand ourselves just as if we were to look at the physical man—not the soul-being (see Head in diagram 1)—not perhaps seeing him full-face but, let us say, from the right in profile. Let us observe him thus. If we try to sketch in outline anything like this we must naturally always keep in mind that we have to do with imaginative knowledge, that the reality behind the matter therefore is being given in picture form. The picture refers to the matter and is given, too, in such a way that it correctly indicates the matter. Naturally, however, we may not have the same idea of a drawing, a sketch, meant to represent something of a soul and spirit nature as we do of anything that in a naturalistic way is copied from an external perceptible reality. One must be conscious all the time of what I am now saying. I shall therefore omit all that concerns the physical and lower etheric organism of man and try to sketch only what is soul—soul-and-spirit (see diagram 2). As you know from the various descriptions that have been given, the soul-and-spirit stands in a more direct connection with the world of soul-and-spirit than physical man stands in connection with his physical environment. Towards his physical perceptible environment physical man is rather an isolated being; one might even say that physical man of the senses is really shut up within his actual skin. It is not so where what can be called the men of soul-and-spirit is concerned. There we have to think of a continual crossing of the currents pulsating in the inner depths of man's soul-and-spirit—of all the movements and currents existing in the general, universal world of soul-and-spirit. If I want first of all to describe from the one side the kind of relation the human soul-and-spirit has to what is of soul-and-spirit in the cosmic environment, I should have perhaps to do it in this way. I should, first of all, have to paint what enters in a soul-spiritual way from the universal, from the infinity of space, like this. Naturally I should have to paint the whole space in a way... but that is not really necessary. I shall only paint man's immediate environment. Thus it is now what we may understand as the surrounding world. (see blue in diagram 2). Now imagine in this picture form of the soul-spiritual that into which man is placed. Man indeed is not yet there, but indicated in this blue is only the edge of the environment. Imagine this like a surging blue sea filling space. (When I say ‘blue’ sea this must naturally be taken as I have often described it in books available to you, namely, colours are to be grasped in the description of the aura, of the soul-spiritual.) Borne like a wave, swimming, I might say, or hovering, so nothing else is borne up which is of soul-and-spirit. This is what I should now have to represent perhaps in the following way. Thus, if we pass from the cosmic environment to man, we may be able to think of ourselves and what belongs to the human spirit-and-soul as perhaps hovering in this red. [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] There we should have first of all part of the soul-spiritual; and if we would make the sketch in accordance with reality it is only the upper part we should have to give in a kind of violet, in lilac graduating into red. This could only be given correctly by toning down the red into violet. Thus, you see, with this I have given you first what might be called the one pole of man's spirit-and-soul nature. We get the other pole when we can perhaps incorporate in the following way what, adjoining the universal soul-spiritual here, is swimming and hovering towards the human physical face: yellow, green, orange; green running into the blue. [IMAGE REMOVED FROM PREVIEW] Here you get from the right side what I might call the side view of the normal aura of man. I say expressly a normal aura seen from the right side. What is presented to the view in this figure shows how man is placed into his environment of soul-and-spirit. But t also describes where man, the soul-and-spirit in man, stands in relation to itself. When everything represented by this figure is studied, it can clearly be seen how man is a being bounded an two sides. These two sides where man has his limits are always observed in life; but they are not indicated correctly nor considered in the right way—at least they are not understood. You know how in external science it is said that when man observes the world, when with his science he wishes to gain knowledge of the world, he comes to definite limits. We have often spoken of these limits, of the famous ignorabimus (“we shall never know”) which holds good with scientists and many philosophers. It is said that man comes indeed to certain limits in his cognition, in his conception, of the external world. I have certainly already quoted to you du Bois-Reymond's famous statement that in his seventieth year he made to the Scientific Congress in Leipzig; Human cognition will never penetrate into the regions haunted by matter—this is roughly what he said at the time. Perhaps the more correct way of speaking about the limits to human knowledge would be the following. In observing the world it is necessary for man to hold fast certain concepts which he penetrates neither with his scientific cognition nor with his ordinary philosophical cognition, we need only consider such concepts as that of the atom. The atom, however naturally has meaning only when we cannot actually speak of it, when we cannot say what it is. For the moment we were to begin describing the atom, it would no—longer be an atom. It is simply something unapproachable. And it is thus already matter, actual substance. Certain concepts have to be maintained that can never be approached. It is the same with knowledge of the external world; inaccessible concepts like matter, force and so on, must be maintained. That they should have to be maintained, depends here simply upon the inner light of man's soul-and-spirit stretching out into the darkness. What is stated to be the limit of knowledge can, I might say, actually be seen clearly in the aura. Here lies a boundary in front of man. His being, what he himself is, is here represented in the aura by what I nave made run from bright green into blue violet (see diagram 2). But by passing over into blue-violet it leaves off being man and becomes the encircling cosmos. There with his being, which is the inner force of his world outlook, man comes to a boundary; there in a sense he reaches nothingness and he has to hold fast to concepts having no content—concepts such as matter, atom, substance, force. This lies in the human organization, it lies in man's connection with the whole cosmos. Man's connection with the whole cosmos actually stands out in front of him. If we describe this boundary in accordance with the ideas of spiritual science, we can do so by saying (diagram 3): this boundary allows man with his soul to come into contact with the universe. If we indicate the direction of the universe in one loop of a lemniscate we can with the other loop show what belongs to man, only what proceeds from man goes out into the universe, into the infinite. Therefore we must make the line of the loop, the lemniscate, open on one side, closed on the other, and draw it like this—here the line of the loop is closed and here it goes out into infinity. It is the same line that I drew there, only here the arm goes out at this end into infinity (see diagram 4 of lemniscate open to the outside). What I have here drawn as an open lemniscate, as an open loop, is not just something thought out, but something you can actually look upon as flashing in and out of a gentle, very slow movement as the expression of man's relation to the universe. The currents of the universe continually approach man; he draws them towards him, they become intermingled in his vicinity and proceed outward again. Thus this kind of thing streams towards man, interweaves and then goes out again; man is permeated by these currents belonging to the universe, which stop short in front of him. [IMAGE REMOVED FROM PREVIEW] As you may imagine, through this man is surrounded by a kind of wave-like aura; these currents enter from the universe, form a whirlpool here, and by making this whirlpool in front of him, as it were, salute man. So that here he is surrounded by a kind of auric stream. This is essentially an expression of man's relation to the cosmos, to the surrounding world of soul-and-spirit. You can, however, find all that you actually experience as lying in your consciousness represented here as a mixture of blue, green and yellow running into orange towards the inside. But that pushes up against here; within the soul part of man this yellow-orange collides with what waves on the blue sea as the soul-and-spirit of the lower man, of the man below. What I have shown here in red passing into orange, belongs to the subconscious part of man, and corresponds to those processes in the physical that take place principally in the activity of the digestion and so forth, where consciousness plays no part. What is connected with the consciousness would be described, where the aura is concerned, in the bright parts that I have applied here. (see diagram 2) Just as here the soul-spiritual of man meets the soul-spiritual of the surrounding world, so what is within man as his soul and spirit meets his subconscious—that actually also belongs to the universe. I shall have to draw this meeting of the currents so that one of the streams goes out into the infinite; within man I must draw this meeting differently. Here I must also draw a loop line but this must be done so that it runs towards the inside. Now please notice that I am keeping entirely to a looped line but I take the under loop and turn it around so that it goes thus (diagram 6). [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] Thus, I turn the lower loop around. In contrast to the above diagram 5, where I have made one loop run out to infinity, widen out into the infinite, I now turn back the lower loop; with this I have shown diagrammatically the obstacles, dams, that arise where the spirit and soul here in the inside enter the subconscious spirit-and-soul and therefore also that of the cosmos. I must therefore describe these obstacles if I draw them as corresponding to what arises in man, in the following way; seven lemniscates with turned back loops—those are the obstacles that correspond to an inner wave in man (diagram 7). If you wish actually to follow up this inner wave, its main direction—but only its main direction—would perhaps take the course of running along beside the junction of man's wrongly named but so-called sensory and motor nerves. This is only said by the way for today I am going to describe the matter chiefly in its soul-spiritual aspect. By this you can see the strong contrast existing in man's relation to the spirit and soul environment and to himself, namely, to that bit he takes in out of the spirit-soul environment as his subconscious, and what I have had to sketch as the red wave swimming on the universal blue sea of the spirit-soul universe. We said that this wave here (see right of diagram 2) corresponds to the barrier against which man pushes if he wishes to know about the external world. But there is a limit here too (see left of diagram 2); within men himself there is a barrier. Did this limit, this barrier, not exist you would always be looking down into what is within you, my dear friends. Everyone would look within himself. In the same way that man would look into the external world were the barrier (on the right) not there, if the boundary on the left were not present he would look into himself. If man looked into himself in this present cycle of evolution this would indeed give him little joy, because what he would see there would be a most imperfect, chaotic seething upheaval in man's inner nature—something that certainly could not arouse joy in him. It is, however, that into which imaginative mystics believe they are able to link when they speak of the mysticism that is full of fantasy. All that the mystics of fantasy very largely look upon as a goal worthy of their striving, what, particularly in the case of many such mystics who really believe that in looking within themselves they are able to learn about the universe, what figures with them as mysticism—all that is concealed, entirely concealed, from men by just this dam.1 Man cannot look into himself. what is formed inside this region (left) is dammed up and reflected, it can t be reflected back into itself; and the expression of this, reflection is memory—remembrance. Every time a thought or an impression that you have received comes back in memory it does so because this damming process begins to work. If you had not this stemming wave, every impression received from outside, every thought you grasp and which permeates you, would be unable to remain with you and would go out into the rest of the soul-spiritual universe. It is only because you have this obstructing wave that you can preserve the impressions you receive. Through certain processes still to be described you are in a position to call back your impressions. And this is expressed in the functioning of recollection, of memory. You can therefore picture to yourself that you have in you something that here in this diagram is drawn in profile (for so it is drawn; there is in you just such a flat surface); There we find thrown back what should not penetrate. When you are awake you remain united with the external world, otherwise in the waking condition everything would go through you. You would actually know nothing of impressions; you would nave impressions but be unable to keep them. This is what memory signifies. And the surface of this dam that brings about our memory conceals what the imaginative mystic would like to look at, within himself. One could say of what is underneath that for those who really know these things, the saying holds good that man should never be curious to see what the beneficent Godhead has covered with night and obscurity, but the mystics are fantastic and wish to look down into it. All the same, they cannot do so, however, for they would so bore into and destroy the normal consciousness that the waves of memory would not be thrown back. All that produces our memory, all that is so necessary for external life, conceals from us what the fantastic mystic would like to see but men should not look upon. Beneath recollection, beneath what causes recollection, beneath the surface of recollection, lies an essential part of man. Just like the back of a mirror, the mercury being a mirror, what is in front, what is thus in your consciousness works; it does not go inside but is thrown back and is therefore able to continue there as memory. In this way our whole life is reflected as a memory. And what we call the life of our ego is essentially reflection in memory. Thus you see that we actually live our conscious life between this wave (right of Diagram 2) and this other wave (left). We should be mere funnels, therefore, letting everything flow through us; had we not this dam as the basis of memory, and we should see into the secrets beyond our boundary of knowledge were we not obliged to place ourselves outside the sphere of perceptible concepts for which we have no content. We should be funnels were we not so organised that we could not produce this dam, organised so that we should not be obliged to set up before us concepts as it were without a content, obscure concepts, we should become loveless beings, empty of love, with dry, stony natures. Nothing, in the world would please us and we should be so many Mephistopheles. Because we are organised so that we are unable to approach what is of soul-and-spirit in our environment with our abstract concepts, with our intellectual powers—to this we owe our capacity to love. For we are not meant to approach what we should love by analysing it in the ordinary sense of the term, nor by tearing it to pieces and treating it as chemicals are treated by the chemist in a laboratory. We do not love when we analyse like a chemist or synthesise chemically. The power of memory, the capacity to love—these are two capacities that correspond at the same time to two boundaries of human nature. The boundary towards within, corresponds to the power of memory; what lies beyond the memory zone is the subconscious within man. The other zone corresponds to the power of love, and whet lies beyond this zone corresponds to what is of the nature of soul-and-spirit in the universe. The unconscious part of man's nature lies beyond this zone as far as what is within man reaches; the soul-spiritual of the universe goes out boundlessly from the other zone into the wide space. We can therefore speak of the zone of love and the zone of memory and can include man's soul-and-spirit in these zones. We must however seek beyond the one zone above (see right of diagram 2) whet is unconscious, and because it remains unconscious is on that account very closely connected with the bodily nature of man, with his bodily organisation. Naturally things are not in reality so simple as they must be in any representation, because everything is interwoven. What is red here (diagram 2) runs into things and is changed; again, what is green and blue is also changed. Actually, things all intermix with one another: in spite of this, however, the sketch is correct in the main and corresponds with the facts. But from this we see that for physical life here on earth the spiritual is both strong and conscious. Here (left) the spiritual that actually merges into the universe is unconscious. These two parts of man are very clearly differentiated. The spiritual here (in the middle) is for this reason above all for earthly life a very finely woven spiritual element. Everything here (yellow) is what might be called finely woven light. Were I obliged to show where this finely woven light is in man, I should have to go to what I have been so minutely describing—the human head. What I have thus described, what I have sketched in yellow, yellow-green, yellow-orange, on the other side, is what I might cell the finely woven spirit light. This has no very strong connection with earthly matter; it has as little connection with earthly matter as is possible. And because it has so little connection it cannot well unite with matter, and thus, for the greater part, remains unconnected with it; to this part matter is given that actually always comes from time to time from man's previous incarnation, and there is but a loose connection between this finely woven soul-spiritual element and what belongs to the body, what has actually been held together out of the foregoing incarnation. Your physiognomy, in its arrangement and characteristics, you carry over, my dear friends, from your previous incarnation. And those who are thoroughly able to explain man actually look through the physiognomy of the head; not through what has its origin in the luciferic within men, but more through the manner in which he adapts himself to the universe. The physiognomy must be looked upon as though it were stamped into man, not to the extent of being the product of this stamping, but rather one has to see in it the negative of the soul; it is this that is seen in the negative of the face. If you were to make an impression of any face you would actually see there the physiognomy that relentlessly betrays what has been made of the last incarnation. On the other hand, all that I have sketched down there as being only connected with the surging sea of the world of soul and spirit, all that is to be understood as corresponding to man's subconscious or unconscious, is closely related to the bodily nature; it permeates the bodily nature. The bodily nature is united with the spiritual in such a way that the spiritual is wholly incapable of appearing as such. For this reason were we to look down we should see this seething and merging of the spiritual and the bodily behind the threshold of memory. It is this that pares the head of the next incarnation and seeks to transform what will take definite material form only in the future and will not become head until the next incarnation. For man's head is something that outstrips his stage of development. The head in its development therefore—as you may remember from lectures previously held here—has actually come to an end by man's twenty-seventh, twenty-eighth year. (See NSL 122-123 Historical Necessity and Free Will and R-LII Ancient Myths and Their Meaning). In the form of the head there is already our development of man. But, strange as it may seem, the rest of man is also a head only it is not so far advanced as the other head. If you picture to yourself a decapitated man, what remains is another head but at a more primitive stage. When further developed it become head, whereas what you have as the human head is the rest of the organism of a previous incarnation. If you picture what in your present organism is discarnated, free of the body, if you think away the head of your present organism, the organism that will become head in the next incarnation (and this organism is but an image, everything physical being an image of something spiritual), if you imagine the spiritual element of what in its external form has not yet appeared in man, then you see this in the Group in our luciferic figure—there you have it! Now imagine compressed into the human head all the soul-spiritual that is merged into man, and held back in you from the head, all that forms a barrier, that is to say, which man cannot penetrate (see right in diagram 2); then man will not have the old dignified head that he ordinarily has; he will have a bony head, and will be altogether bony, like the figure of Ahriman in our Group. (see Der Baugedanke des Goetheanum.) What I have here been explaining to you has not only great significance for understanding man, but also great significance for understanding what is going on spiritually in mankind's evolution. If we have not a fundamental comprehension of these things we shall never understand how Christianity and the Christ-impulse have entered human evolution. Neither shall we understand what part is played by the Catholic Church, what part is played by the Jesuits and similar currents, what functions belong to the East, what to the West, if all this cannot be considered in connection with these things. I shall take upon myself to tell you something of these currents tomorrow, currents such as those of East and West, Jesuitism, and the tendency to put everything into terms of mathematics, which really can only be rightly understood if we take into consideration what lies at the basis of soul-spiritual man.
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209. Nordic and Central European Spiritual Impulses: New Year's Eve Lecture
31 Dec 1921, Dornach |
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A new world year must begin. We could say that at Christmas, we would also like to feel such a symbolic festival, as it approaches us at this moment, in the same way, we would like to feel symbolized by such a festival, the turn of an era, which we must already feel today as a world turning point. |
209. Nordic and Central European Spiritual Impulses: New Year's Eve Lecture
31 Dec 1921, Dornach |
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I think that on a day marking the turn of the year, it is appropriate to speak about a turning point in the developmental history of humanity. Today, I will speak about the transformation of human knowledge in general in the time between the oldest period that humanity can look back on historically and our time. In the most ancient times, people were well aware that knowledge of the actual deeper essence of man can only be attained when hidden powers of knowledge in man are brought to the surface. People have always spoken of the fact that outer experience of the world can only bring the outer aspects of the human being to realization. Within the special processes of the mysteries, those people who sought such were offered the opportunity to attain such higher knowledge about the actual human being through powers otherwise hidden in the depths of the human being. It was perfectly clear, especially in those times when a certain instinctive primeval wisdom prevailed, that man's true nature is different from that which can be found within the sphere experienced by man in ordinary everyday life. Therefore, one has always spoken of an initiation or an initiation through which the deeper secrets of life, with which the human being is connected, can only become accessible to man. Today, too, anthroposophical spiritual science shows that one must speak of such an initiation or initiation. But one can say: Today's human consciousness, which has been formed under very specific, strongly egoistic conditions, resists the fact that real human and world knowledge can only be found through such special preparations and developments within the human soul. Modern man wants to decide the highest questions of existence without applying such developmental principles, through what is given to him in ordinary life. And when he gets the feeling that he cannot decide such highest questions of existence with the ordinary powers of knowledge, then he asserts that human cognitive ability is limited in general, and that it would be absurd to go beyond the ordinary human limits of knowledge. There is also the prejudice against the principle of initiation or initiation that one says: Does what is to be said from the science of initiation have any value for those who cannot yet achieve such initiation in their present incarnation? How can such people be convinced of the truth of what comes from a specially prepared knowledge? But this is not the case. And this last objection is as unjustified as possible. For how does that which approaches man through the science of initiation or initiation actually behave? Imagine that the human being first goes into a dark room. He distinguishes, walking around, the objects by their forms through his feeling. Now suppose that this room is suddenly illuminated by a lamp, which is placed somewhere so that it is not noticeable in the room itself. All objects will appear different to the ordinary faculties of the person who has previously walked around in the dark room, touching everything, and thus gaining an insight into the forms of the objects in the dark room. All objects are now, under the influence of the light, without anything having been added, without anything now being inaccessible to the person standing in the illuminated room, different, will reveal their essence and at the same time the essence of light. When the science of initiation approaches man, he needs nothing more than to accept in a critical spirit what this science gives, and to consider it in such a way that he allows the science to throw light on what he knows, on the world that is accessible to him. This initiatory science does not want to bring anything other than what this world already is. But just as one cannot recognize what is in a dark room in the darkness, but can immediately recognize it in the light, so what is spread around man for the ordinary consciousness cannot reveal its own nature if it is not illuminated by what comes from the science of initiation. Man himself stands before man in the ordinary world. Man carries an immortal soul within him, just as the picture hanging on the wall in the dark room perhaps represents something that cannot be seen in the dark room. If the room is illuminated, it can be seen immediately. The initiate does not add the immortal soul to the human being; when the human being is illuminated by the science of initiation, it becomes visible to everyone. And only a prejudiced science can deny that the world in which man is continually in the earth-consciousness between birth and death, that this world itself, which can be reached by the ordinary healthy human understanding, verifies everything that the science of initiation says. But the Science of Initiation itself has undergone a transformation. It was different in the early days of humanity, and now it appears before man in a transformed form. Between these two periods, however, there is a world development for man that begins around the 15th century, which is now coming to an end, and which, in relation to the spiritual light that the science of initiation seeks to be, was dark, was gloomy, but whose darkness is also deeply rooted in the nature of the whole evolution of the earth and of mankind. When we look back into ancient times, of which traditions still survived into the post-Christian era, but which also faded away in the 15th century, having become incomprehensible in this period, when we look back back into ancient times, we find that when man looked out into the world with his instinctive powers of knowledge, he saw not only what can be seen today by man with his senses and with his mind. Man saw spiritual things everywhere in the things of sense, and not abstract spiritual things, he saw concrete spiritual things, he saw real spiritual beings. Even in ancient Greece, man saw such concrete spiritual entities. And one can follow it right up to the transformation of sensory perception itself, how it was that man could see such spiritual entities. Today one thinks that the tapestry of the senses that spreads out before us has always been as it is today. But external science can show man that this is not the case. The Greeks, for example, did not see the blue sky as blue as we see it today. They had no concept of the blueness of the sky. For them, it was shaded. Instead, they saw the so-called bright colors even more vividly, even more brightly, than we see them. This can already be gathered from literature. But for a sensory perception, for which it is so, the spiritual is spread out directly over the sensory carpet itself. First, I would like to say, the blue coloration of the world, the blue tinge, makes the outer spiritual recede. And at the same time that the instinctive consciousness of people outside perceived something elementary everywhere, man also perceived something elementary in his inner soul. Today we speak of conscience, which tells us this or that. The Greeks spoke of the Furies. It was only in a particularly blatant case that the Greeks became aware that something like spiritual elemental powers approached them as something objective. But in ancient times, everything that we today assume simply comes from the human being was felt to be caused by an alien spiritual power approaching man. What is quite normal in one period of human development may not occur in the same way in another period. If a person today became aware of the moral voice in the same way as it was in the older days of Greek development, in the time when Aeschylus was still writing poetry, it would mean a mental illness today, and one would say, perhaps with an expression that is no longer felt to be quite right today: This person is possessed by an alien power. In ancient Greece, this kind of possession was quite normal. Today, we must feel that what was then perceived as coming from an alien power comes from within ourselves, from our conscience. When the person who, from his instinctive consciousness, had the intuition that spiritual-elemental beings were at work in the outer world, and who also had the intuition that spiritual-elemental beings were at work within him, was accepted as a disciple in the mysteries, then these elemental spiritual beings were, as it were, illuminated by higher spiritual beings through a new insight. With instinctive awareness, one perceived nature spirits and certain demonic powers at work in human nature. Through initiation, one descended deeper into nature, one descended deeper into one's own human being. And the particularly significant, the highly important thing about someone who underwent the first stage of initiation in ancient times was that it was precisely through initiation that he ceased to perceive the elemental spirits within external nature and the demonic within his own being. We can say that what is ordinary for us today, what we carry around with us as our natural view of the outer and inner world, was something that the ancient mystery school student first had to acquire. This is how humanity advances: certain things that are natural later had to be acquired in earlier times through the science of initiation. And then, when through initiation man had come to an outlook on nature and man, which at that time was only there for the mystery school student, then in his own way he penetrated to the spiritual beings that direct both the inner being of man and the nature of outer nature. That is why the older principle of initiation was expressed in such a way that one said: one ascended from the ordinary view of life to the elements of earth, water, fire, air. In the ordinary view, one actually had elemental-air-spiritual, elemental-fire-spiritual, elemental-water-spiritual, elemental-earth-spiritual. Earth, water, fire and air were only perceived in their pure form through the first step of the science of initiation. What is essential now is that in the progress of humanity, what we can call the soulless nature today, what we can call, if I may use the expression, the human being who is transparent to introspection, has taken the place of this vision of spiritual-soul elemental beings in the external world and also within the human being. When we look within today, we see only reminiscences of the outer world in the form of memory images. Everything else remains as invisible to man as a completely transparent body remains invisible. When the ancient man looked within, it was not so spiritually transparent to him. He saw spiritual and soul entities within himself. If it had remained so, man would never have been able to gain full consciousness of freedom. For it is only since the old instinctive view of the spirit began to recede that full consciousness of freedom has begun to penetrate the sum of human spiritual and soul forces. Necessity rules in the world of the spirits. There is the activity of the spiritual beings, and that which arises from the activity of these spiritual beings determines the course of events. When one is in this world of spiritual beings, one's soul is interwoven in a realm of necessity. One only has the longing to explore the intentions and thoughts of the spiritual beings in whose realm one is interwoven, and to carry out that which is in line with the intentions and impulses of these spiritual beings. One has no intention of realizing one's own impulses. There is no cause for freedom at all. Only when one encounters inanimate nature, when one does not find the traces of spiritual entities in nature, then one comes to a realization about the outside world that no longer contains any reality, that only contains thought images. And thought images is everything that has been handed down to us since the 15th century by newer knowledge. And just as mirror images have no compelling power over us, just as, for example, the mirror image of a person standing behind me, whom I then do not see, cannot get me into a fight, so too can thoughts show no real activity, no real forces. The thoughts that we carry within us – and humanity has only just begun to grasp such pure image-thoughts, which are reality-free, in the course of its development, and only from the 15th century onwards – these thought-images cannot therefore exert any compulsion or determination on a person. Even though they permeate human knowledge, people are not obliged to act in accordance with them. Just as a mirror image cannot offend me, so a thought cannot determine me. But just as I can determine myself through the sight of a mirror image, so too can pure mental images determine me. Therefore, thinking, which only since the 15th century has become a good of humanity, is the basis for the human experience of freedom. This is what I wanted to discuss in my “Philosophy of Freedom” in the early 1990s: that thinking is the basis of freedom. And spiritual science shows the position of this pure thinking in the overall development, in the overall being of the human being, how this pure thinking has entered into the historical becoming of humanity. This impulse of freedom entered humanity for the first time in the mid-15th century. It is here now. It had to be won through the contemplation of a soulless nature, of a human inwardness that is free of spirit. It had to be won at a time when the supersensible worlds were spoken of only in the traditional religious creeds and in the traditional philosophical world views, which no longer offered anything that could be directly experienced. If man had remained longer in this view of dead nature, of the spirit-free human self, he would have had to lose his connection with his own origin. The time has been fulfilled and the days must come when people will again turn their attention to their spiritual and soul origin, that is to say that they will again become aware that in the world in which they find themselves there is not only soulless nature, and that man not only participates in soulless nature, but that man lives in a world that is filled with concrete spiritual beings. With the attained consciousness of freedom, man can again immerse himself in the world of necessity. For he will then be precisely the being within this world that is called to freedom, having once gone through the state in his physical embodiments in which he was left to himself with his physical body. But we can go back to exploring the divine origin of the voice of conscience after we have learned the sense of responsibility under the influence of the consciousness of freedom through that time when conscience appeared to man only as an inner voice, that is, in the image. The development of humanity was not intended, as many a haughty modern mind believes, for people to remain in a state of childlike comprehension of the external world for the longest time, and now they have finally come so far that all the knowledge that exists, even with its limitations, must remain as it is. No, it is not like that. The person who looks into the development of mankind with an unbiased mind finds that this development of mankind has progressed from stage to stage, that the kind of knowledge we have at present also represents a stage, and that in the future, man will face nature differently than he does today. Just as we look back today to Thales, and if we are arrogant, say: Thales childishly sought the origin of everything in water; we know better today - and some people believe, precisely in this arrogance, that we know today from our results in the chemical laboratory, as one always must— if one stands on this haughty point of view, then one could actually be aware that one day people in future centuries, if they have the same attitudes, would look back on us and say: What childish ideas did these people of the 20th century still have from their laboratories, from their physics cabinets! But it is not so. These ideas, which seem so childish to today's arrogant man, and which he believes he has at most to take into account historically, represent important developmental impulses that humanity had to go through just as it had to go through the developmental impulse of today. And just as humanity has progressed beyond Thales, it will progress beyond Lavoisier, it will progress beyond Newton, it will progress beyond what is regarded as authoritative today, even beyond Einstein. The world must be thought of as a flowing entity in its spiritual and soul aspects as well, and the human being must be thought of as existing within this living river. But it remains the case that in the outer world we do not find that which leads man to his own origin, but that at all times the awakening of hidden forces in man is necessary in order to find the way to the world of man's origin. If we simply look out into the external world with our ordinary consciousness and faculties, we do not automatically find elemental beings, and by looking into our own inner being, we do not automatically find demonic beings. Outside we find the laws of nature, and within we find something like conscience and the like. But if we really develop that which we can develop in our ability to comprehend and think in relation to the outside world, if we bring our thinking power to the point where it seems alive, as otherwise only sensory perceptions seem alive, then we find the possibility of perceiving spiritual essence in external nature again. What was present in a kind of ancient, instinctive consciousness, which we can no longer use, becomes visible to us again, supersensibly visible, as we condense our thinking. With our thinking, which has become thin and pictorial, we no longer penetrate to the spirit of nature. But when we concentrate our thinking, when we make it strong, as the senses are otherwise, then we penetrate through the outer sensory carpet to what underlies the outer world as spirituality, and we go beyond the limits of knowledge rightly assumed for ordinary consciousness. And we must carry self-education so far that we learn, as it were, to look at ourselves in our will impulses as we look at another person. And if we not only learn to look at ourselves, but if we can shape will impulses out of consciousness in the way that these will impulses are otherwise only passively shaped in life, if we, in other words, not only out of an inner necessity, but out of insight into the world, which condenses into love , to love for this or that impulse, which is not only given to us by our freedom, but by the world order, the wisdom-filled world order, when we make ourselves the executors of the impulses necessary in the world for the orientation of the world. We attain a loving devotion to purely spiritual impulses. And when this has received the necessary training, then we also find the spiritual within, then we find harmony between the spiritual in outer nature and the spiritual within. For wherever the search for the spirit has been pursued far enough, the same results have been found. When the initiates of the ancient mysteries sought outwards and, as they said, found the upper gods, they then turned their gaze back into the human interior and there they found, as they said, the lower gods. But finally they arrived at a stage of development where the world of the upper gods and the world of the lower gods were one, where the above became the below and the below became the above, where it no longer mattered to them, since they only came from the spatial. This is also the case for the newer initiation, for the newer initiation. We penetrate into the spiritual and soul life of nature. It is not a world of atoms with their pushing that reveals itself to us, but the spiritual powers of spiritual beings behind sense perception reveal themselves to us, and with introspection, beyond the limits of memory, the spiritual and soul beings within the human being reveal themselves to us. But the two worlds, the outer world of spirituality and the inner world of spirituality, ultimately flow into one another. We can already look pictorially at this one spiritual world. Take a person with his ordinary consciousness. He looks out into the outer nature. He perceives color, light, and directs the other senses out into the outer nature. He perceives sounds, differences in warmth, and other sensory qualities in external nature. He then looks at his own body. He perceives his own body in its sensory qualities. He looks at nature; it reveals itself to him in sensory qualities. He looks at his own body; it reveals itself in sense qualities. If the human being begins to set his will in motion, he walks through the world, then he becomes aware that this willpower influences the movements of his eye, that the same thing that guides the movements of his legs already flows into the being of his eye for sense perception. When a person immerses himself deeply enough in the sensory world, he becomes aware of the same thing that he relates to the external world through the expressions of his will. The world of the senses already flows together into a unified world for him. This unified confluence of the sensory world is superficial, but it is nevertheless a reflection of the confluence of the world of external spirituality and internal spirituality. By discovering these two worlds, which are one world, man becomes aware again of his spiritual and soul origin. And so today we stand as if at the end of an old era, which shows us for earlier epochs a looking into spiritual worlds by humanity, a looking in which man looks outwards into nature, a looking in when man looks within himself. Then came a period of time when it became dark, when the greatest triumphs were celebrated in the realm of darkness without the science of initiation. But the world year is complete, the world's New Year has arrived. A new world year must begin. We could say that at Christmas, we would also like to feel such a symbolic festival, as it approaches us at this moment, in the same way, we would like to feel symbolized by such a festival, the turn of an era, which we must already feel today as a world turning point. Times have become serious, so serious that today we must look up from the narrowly limited events within the horizon, which today the majority of humanity would like to recognize as the only legitimate one, to the world at large, and also to the world of human soul and spiritual experience. But there we experience a world turning point. When we become aware of this world turning point, we realize that a world new year of the spirit must begin for humanity. If we learn to recognize such a turning point, then we alone can experience true humanity in our present epoch. For true humanity is only felt when the human being, who goes through repeated lives on earth, finds the possibility in each individual life on earth not only to feel generally as a human being, but as a human being with specific tasks in the specific period of time in which one of his lives on earth falls. A person can only live with eternity if they find the possibility to live in the right way in time. For the eternal should not only reveal itself to a person in time, but through time a person should be able to experience the eternal. The eternal reigns in timeless duration, and also reigns in timeless duration through the human being. But its pulsation is the events of the individual epochs, as they strike into human experience. Only by experiencing these pulsations and uniting them into a comprehensive rhythm do we experience the eternal through time. Duration belongs to our true human nature. We can only experience duration if we lovingly and with strength allow the individual pulsations of the eternal world-being to become our own experience. This is what I wanted to place on your hearts, on your souls today at the turn of the year. May the coming time bring us all the opportunity to apply in this sense, in the smallest and, if we are granted it, also in the larger, those impulses in our thinking, feeling and willing, of which we can become capable in our inner being. |
299. The Genius of Language: The Evolution of Language from an Organic Point of View
28 Dec 1919, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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5. A.C. Harwood, Christmas Plays from Oberufer (Bristol, England: Rudolf Steiner Press, 1993).6. |
299. The Genius of Language: The Evolution of Language from an Organic Point of View
28 Dec 1919, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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I would like to repeat what I told you yesterday: Please don't expect too much content from this very brief language study. I will make only a few remarks about the development of language in this improvised course. However, it is certainly worthwhile to stir up some thoughts on the subject, and perhaps from the way I present things, you will discover guidelines. I won't go into the usual facts, but I will try to show you a number of important ways to look at the life of language with a view to its organic evolving. In my first lecture I referred to the development of our German language through “invasions” into its word-stock. We pointed to the significant one, which coincided with the streaming in of Christianity into northern cultures, and its consequences. Christianity did not simply bring in its own content; it brought this content in the form of word images. Considered outwardly, the folk religions of the northern and central European peoples were not at all similar to what came to them as a new religion; nor was it possible for them to grasp the content of Christianity with the words and sounds of northern and central Europe. Therefore, those who brought Christian concepts and Christian perceptions also brought their “word clothing.” We have cited a group of such words that were carried northward, we can say, on the wings of Christianity. In the same way, everything connected with schooling streamed northward, too, words like Schule ‘school' itself, Tafel ‘blackboard’, and so forth, with the exception of a few like Lesen, Buchstabe, Lehrer (see Lecture 1, pages 19-20). The former are of Latin origin, but have been integrated into the German language organization so thoroughly that no one today would recognize them as loan-words. I also described how later, beginning in the twelfth century, a new invasion arrived from the West, bringing in many language elements. After that came a Spanish wave and finally one from England, as late as the nineteenth century. These examples will be elaborated on later, but they indicate that during the time Christianity and everything related to it were making their way northward, the genius of the language was still able to accept and transform it inwardly by means of the folk sensitivity in that region. I illustrated this unique fact not by a word pertaining to Christianity but by the connection of the word Schuster ‘shoemaker’, which seems so truly Germanic, with sutor: it is one and the same word (page 22-23). There was still so much speech-forming strength in the genius of the Germanic folk that it was possible to transform a word like sutor that belongs to the earliest invasion. The further we proceed from this to the next invasion, which was concerned with education, the more we find the sound of the word in German closer to the sound in Latin. And so it continued. Languages flowing in later found the German language spirit ever less capable of transforming whatever came toward it. Let us keep this in mind. It remains to be seen whether, in due time, such phrases as five o'clock tea will be changed; that is, whether the German language genius can develop over a relatively long span of time the power of more rapid transformation it possessed in early times. We will have to wait and see. At the moment, it is not important. We must ask ourselves what significance it has for a people that its language-forming power is decreasing, at least temporarily; that in fact it no longer exists as it once was. You do find it more strongly today in dialects. For instance, we could search for the origin of a very strange word in the Austrian dialect: pakschierli or bakschierli. The Austrians sitting here certainly know it. You can quickly sense what pakschierli means: ‘a cunning little girl who bobs and curtseys when presented to strangers, a ‘charming little girl—that’s pakschierli—or a ‘funny little thing made of marzipan' that doesn't exactly make you laugh, but causes an inward state of being ready, if the impression you get grows a little, to burst out in a loud laugh. ‘A funny little thing made of marzipan'—that’s pakschierli Now what is this word? It is not really connected with the rest of the Austrian dialect, for it is none other than the German word possierlich ‘funny, cunning, cute’, a word that has been transformed. In a way, then, this language-forming power can be studied in the dialects. It is also a good approach to the active, creative folk soul, and an understanding of the folk soul would contribute immeasurably toward an understanding of the cultural life of a country. It would lead back to what I referred to in The Spiritual Guidance of the Individual and Humanity,1 which was ridiculed by such minds as the all-too well-known Professor Dessoir.2 Spiritual science makes it possible to determine clearly what I described there: that the formation of consonant sounds in language is connected to an imitation of something externally perceptible. Consonants express for us what we have experienced inwardly of outside events. To put it more graphically: If you are setting in a fence post, you can feel this action inwardly by bearing down (aufstemmen, as ‘stem’ for skiers) on your foot. This is the perception of your own act of will. We no longer feel this inner act of will in the sound [št, pronounced sht] of aufstemmen, but in the early age of language development, you did feel in your acts of will an imitation of what was happening outside yourself. The consonant element has thus become the imitation of events outside the human being, while the vowel element expresses what is truly an inner feeling. ‘Ah!" is our astonishment, a standing back, in a sense. The relationship of the human being to the outer world is expressed in the vowels. It is necessary to go back a long way in time if one wants to penetrate to these things, but it is possible to do so; then one arrives at the insight that such theories as the “bow-wow” or “ding-dong” theories are horribly wrong. They are incorrect and superficial. An understanding of the human being, however, can lead us toward discovering inwardly how a speech sound is connected with whatever we want to reveal of soul and spirit. Let us consider this as a question to ask ourselves, in order to find answers during the course of this study. In order to look rightly at the many and varied links in the chain of language, I will try to find characteristic examples to help us reach what we are trying to understand. Today I should like to take some examples to show how language proceeds slowly from the concrete to the abstract. If we really want to study actual facts, turning to dialect again will be helpful. Let me mention one small example: When Austrian peasants get up in the morning, they will say something about their Nachtschlaf ‘night sleep’ but not at all as you are apt to speak about it. You think of it basically as something quite abstract, for you are educated people. Austrian peasants are close to nature. To them, all that surrounds them partakes of spirit and soul, and they have a strong awareness of it. Even for them this is dying out now, but in the seventies and eighties of the last century, it was still very much present for anyone who, like me, wished to observe it. Even though peasants may still perceive the elemental forces in everything around them, they will never express it in abstractions but always concretely. A peasant will say, ‘I have to wipe the night sleep (Nachtschlaf) out of my eyes To peasants the substance excreted from the eyes during the night that can be washed away, is the visible expression of sleep; they call it Nachtschlaf To understand language that was still quite alive a short time ago, there is this secret: a factual understanding is not at all hindered by finding spiritual elements linked up with it. Austrian peasants are in fact thinking of an elemental being, but they express this by describing its action, that it put an excretion into their eyes. Never would they take this word as the abstraction arrived at by an educated person. However, if peasants have gone to school a little while or have been exposed to the city, they have a way of addressing themselves to an invisible, concrete fact. They will still say, ‘T must wipe the night sleep out of my eyes,” but at the same time they will make a sort of gesture to imply that for them it is something really superficial and yet concrete. We should be aware that such an observation leads us to realize that an abstract term always points back to something more concrete. Take the following example. In the Scandinavian countries you still find the word barn for ‘child’ [Scotland and northern England, bairn]; we no longer have it in German. What is its history? On one hand, it leads us back to the Gothic; we will find it in Ulfilas’s Bible translation,3 where we find the expression bairan, meaning ‘to bear’. If we know the law of consonant shift, discovered by Jakob Grimm,4 for the Germanic languages and for all those related to them [see lecture 3, page 41-42], we will go back from the Gothic bairan to pherō in Greek and fero in Latin, both meaning ‘to carry’ or ‘to bear’. A /b/ in Germanic appears in Greek and Latin as /f/ or /ph/. Bairan is simply a Germanic sound-shift from fero; the word widens out into a different direction. There exists the Old High German word beran, ‘to carry’ [beran is also the Anglo-Saxon forerunner of English ‘to bear’. The barrow of ‘wheelbarrow’ goes back to beran.]. Gradually the verbal aspect of the word receded; in modern German we no longer have the possibility of thinking back to the original, strongly felt, active meaning. Why is the child called barn in Scandinavia? Because it is being borne or carried before it comes into the world. A child is something that is carried: we look back at our origin. The only word left over from all this in modern German is gebären ‘to bear, give birth'. But we do have something else—we have retained the suffix -bar. You will find that in fruchtbar ‘fertile’, kostbar ‘costly’, ‘precious’ and other words. What is kostbar?—that which carries a cost. What is fruchtbar?—that which bears fruit. It was expressed very graphically, not as an abstraction as it would be today, for the actual carrying, bearing was visualized. You can imagine this quite vividly when you say something is becoming ruchbar ‘known’, ‘notorious’, not always in the most positive sense; literally, ‘smell bearing’. When a smell is being carried toward you, a matter is becoming ruchbar. For many words like this we should be able to find the clear, direct imagery that in ancient times characterized the language-forming genius. I will write down for you a phrase from Ulfilas’s Bible translation:
This means approximately, ‘And Jesus, knowing their thoughts, spoke thus.” [Note qath = Anglo-Saxon, cwaeth/ quoth.] The word mitonins means ‘thoughts’ and this takes us to miton, meaning roughly ‘to think’. In Old High German it grew into something different: mezzôn; related to this is the word mezzan which means messen ‘to measure’. Measuring, the outer visible act of measuring, experienced inwardly, simply becomes thinking. Thus an action carried out outside ourselves has provided the foundation for the word thinking ‘I am thinking’ actually means: ‘T am measuring something in my soul’. This in turn is related to the Latin word meditor and the Greek medomai, which have given us ‘meditate’. Whenever we go back in time and observe the genius of language at work, we find this presence of imagery, but we must also try to observe it with inner understanding. You all know the term Hagesfolz ‘a confirmed bachelor’; you know its approximate meaning today. However, the connection of this word with what it meant formerly is very interesting. It goes back to the word Hagestalt, in which the word Stalt is embedded [modern German retained only the word Gestalt: ‘figure, form, stature’]. What is Stalt? It is a person who has been put, placed, or ‘stood’ somewhere. According to medieval custom, the oldest son inherited the farm; the younger son got only the hedged-in field, the Hag. The younger son, therefore, who only owned the Hag was placed or ‘stood’ in this fenced-in field, and was often not able to marry. The stalt is the owner. The ‘hedge’ owner is the Hagestalt. As awareness of the word stalt gradually disappeared, people turned stalt into stolz (proud). It has no connection with the modern word stolz (proud); there is simply a resemblance of sounds. But an awareness of this stalt ‘placed or stood’ can be found in other, older examples still in existence, for instance in the Oberufer Nativity Play.5 One of the innkeepers says I als ein Wirt von meiner G'stalt, hab in mei’ Haus und Losament G'walt [I, an innkeeper of my stature—or an innkeeper placed here—take full charge in my house]. People think he means physical stature, but what he really means is ‘Placed in this respected house, stood here...." With the words that follow, “Take full charge,” he means that he attracts his guests. There is still the consciousness in G'stalt of what originally was in Hagestalt. We should follow with our whole inner being the development of words and sounds in this way, in order to ponder inwardly the unusual and delicate effects of the genius of language. In the New Testament, describing how the disciples were astonished at Christ’s healing of the man sick of the palsy, Ulfilas uses a word in his translation related to silda-leik = selt-sam-leich ‘seldom-like’. Considering the way Ulfilas uses this word in the context of his Bible translation, we discover that he means here—for what has been accomplished by Christ—das Seltsamgestaltete ‘that which has been formed miraculously'. It is the bodily-physical element that arouses astonishment at this point. This is expressed more objectively in silda-leik. In the word leik we must sense: it is the gestalt, the form, but as an image. If the word gestalt were used in the earlier sense, it would be to express ‘being placed’. The form (Gestalt today), as it earlier was felt, described the image of a thing and was expressed by leik. We have this word in leichnam ‘corpse’. A corpse is the image of what was once there. It is a subtle expression when you sense what lies in this Leich, how the Leich is not a human being but the ‘likeness’ of one. There are further examples I can bring you for the development of terms springing from visual imagery to express a quality of soul. We learn from Ulfilas that in the Gothic language ‘bride’ is brûths. This bruths in the Bible translation is closely related to ‘brood’ (Brut), so that when a marriage is entered upon, the brood is being provided. The “bride” is the one who ensures the ‘brood’. Well then, what is the Bräutigam (the ‘bridegroom’)? Something is added to the bride; this is in Gothic guma, in Old High German gomo [in Anglo-Saxon, guma), derived by consonant shift from the Latin word homo, ‘man’, ‘the man of the bride’, the man who for his part provides for the brood [the addition of /r/ in the English groom is due to confusion with, or substitution of groom, servant]. You see, we have to look at the unassuming syllables sometimes if we really wish to follow the genius of language in its active forming of language. Now it is remarkable that in Ulfilas’s translation the Gothic sa dumba ‘der Dumpfe’, ‘the dull one’, appears, denoting the man unable to speak, the dumb man whom the Christ heals (Matthew 9:32). With this, I would like to remind you that Goethe has told us how in his youth he existed in a certain kind of Dumpfheit ‘dullness’. “Dullness” is a state of being unable to see clearly through one’s surroundings, to live in shadows, in fogginess; this hinders, for one thing, the capacity for speech, renders mute. Later this word became dumm, took the meaning of ‘dumb’ or ‘stupid’, so that this dumb means nothing more than ‘not able to look about freely’ or ‘to live in dullness’ or ‘in a fog.” It is truly extraordinary, my dear friends, how many changes and transformations of a word can exist.6 These changes and recastings show how the conscious and the unconscious are interwoven in the marvelous being called the genius of language that expresses itself through the totality of a folk, tribe, or people. There is, for instance, the name of the Nordic god Fjögyn. This name appears in a clarifying light through Ulfilas’s use of the word fairguni as Gothic for ‘mountain’, in telling of Christ’s “going up into the mountain” with his disciples. Its meaning shifted a little but we still find the word in Old High German as forha, meaning ‘fir tree’ or ‘fir mountain’. Fjögyn is the elemental god or goddess who resides on the fir mountain. This in turn (and we can sense it in fairguni) is related to the Latin word quercus ‘oak tree’, which also names the tree. I should like to point out how in earlier ages of languageforming there prevailed—though somewhat subconsciously—a connection between sound and meaning. Nowadays it is almost impossible for us with our abstract thinking to reach down to the speech sounds. We no longer have a feeling for the sound quality of words. People who know many languages are downright annoyed if they are expected to consider anything about speech sounds. Words in general have the most varied transitions of form and meaning, of course; translations following only the dictionary are artificial and pedantic. First of all, we should follow the genius of language, which really has something other in mind than what seems obvious at first glance. In German we say Kopf ‘head’; in the Romance languages it is testa, tête. Why do we say Kopf? Simply because in German we have a sculptural language genius and we want to express the roundness of the head. Kopf is related to kugelig ‘spherical’, and whether we speak of Kohlkopf ‘cabbage head’ or human Kopf it has originated from the same language-molding process. Kopf expresses what is round. Testa, however, ‘head’ in Latin, denotes something in our inner being: testifying, ascertaining, determining. We always have to consider that things may be named from various points of view. One can still feel this—though it’s possible to miss the details—if we try to trace our way back to older forms from which the present word originated. Finally we arrive far back in time when the genius of language was able to sense the spiritual life within the sounds themselves. Who can still sense that meinen ‘to mean’ and Gemeinde ‘community, parish’ belong together? Nowadays this is difficult to perceive. In Old High German Gemeinde is gimeinida. 1f you look at a further metamorphosis to mean as an English cognate [Anglo-Saxon, maenan, ‘to recite, to tell' and AngloSaxon, gemaene, ‘common, general’], it is evident that gemeinida expresses what is ‘meant’ or ‘arrived at’ by several people in common; it derives strength from the fact that several people are involved. And this act of receiving strength is expressed by adding such a prefix as gi- [related to Anglo-Saxon be-, in bedazzle, behold, and so forth. In modern German ge- is the prefix of most past participles.]. We have to reach back and try to find the element of feeling in the forming of speech. Today when we say taufen, an ancient German word, ‘to baptize’, we no longer have a feeling for what it really is. We get more of a picture when we go back to Old and Middle High German, where we find toufan, toufen, töufen and find this related to diups [who can resist finding a connection to dip, Anglo-Saxon, dyppan?], and in Ulfilass daupjan related to daupjands, the Baptist. We have in Old High German the close cognate tiof in Modern German tief ‘deep’'—so there we have the relationship taufen ... hineintiefen ... tauchen ‘dip in, dive in’. It is simply a dipping into the water. These things should help us to look carefully at the language-forming genius. Observing changes of meaning is especially important. In the following example there is an interesting shift of meaning. ‘Bread” was in Gothic hlaifs Old High German leiba, Middle High German leip, Anglo-Saxon, hlaf modern German das Brot. Hlaifs/hlaf has not retained the meaning ‘bread’; it has changed into laib/loaf. It means now only the form in which bread is made; earlier it was the bread itself. You can observe this change of meaning in the metamorphosis from Old English hlaford from the earlier hlafweard, ‘bread keeper or guard.” The hlaford was the person who wards or guards the bread, the one you had to ask if you wanted bread, who watched over the bread, had the right to plant the field, make the bread, give the bread to those who were not freemen. And by means of a gradual transformation—the /h/ is lost—the word lord developed; ‘lord’ is the old hlafweard. The companion word is equally interesting. Whereas hlaifs becomes ‘loaf of bread’, another word appeared through metamorphosis: hlaefdige in Old English. The first part of the word is again ‘loaf of bread’; dige developed from an activity. If dough (Anglo-Saxon dag Modern German Teig is being kneaded, this activity is expressed in the word dige, digan, to knead dough. If you seek the person who carries out this activity, you will arrive at the wife of the lord. The lord was the bread-warden; his wife was the bread-kneader, bread-giver. The word ‘lady’ grew out of hlaefdjge. In a mysterious way, ‘lord’ and ‘lady’ are related to the loaf of bread and show their origin as ‘bread-warden’ and ‘bread-kneader’. We must really try to grasp the difference between our modern abstract attitude toward language and one that was truly alive in earlier times. People felt then that speech-sounds carried in themselves the spirit qualities, the soul qualities, that human beings wanted to communicate.
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300a. Faculty Meetings with Rudolf Steiner I: Twenty-First Meeting
22 Nov 1920, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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I also need to think about your desire for a Christmas service. Is there anything else to discuss? We do not use illustrations just to make things clear, but to make the spirit more mobile. |
300a. Faculty Meetings with Rudolf Steiner I: Twenty-First Meeting
22 Nov 1920, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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Dr. Steiner: I would like to say a few things about my impressions of the past few days. I wish we had time to discuss them, but I fear it will not be possible during this visit. Before, it was not so bad, but now with the new classrooms I see we need to hang pictures on the walls. The fourth grade classroom is dreadful in that respect. It was so apparent to me that I mentioned to Mr. U., while he was teaching religion, that things are falling apart. You must take care of this. There is also much to be desired in the fifth grade room. The walls should not look only like walls; they need some pictures. But, you must do this carefully. A Mr. G., a member of the Anthroposophical Society who wants to find some pictures, is mentioned. Dr. Steiner: I am a little fearful of that. The pictures must harmonize with our pedagogy, and therefore cannot be chosen before I return. Where are the painters who can do something? The impulses must arise from the respective class teachers, and then the paintings must be really very artistic. We cannot do anything inartistic. We must create something special for this school. This morning Miss L. went through The Giant Toy, something Chamisso intended as a poem. As soon as you have gone through it with the children in Chamisso’s sense, you easily come into rationalism and lose the flavor of it. You need to understand it as a poem describing the old landed aristocracy traveling to castles. It is a very social poem. The giant toy is the farmer whom the landed aristocracy use as a toy. I would have been shocked to mention such a thing this morning. It can easily fall into rationalism. On the other hand, since the children really liked it, we should try to translate it into painting without losing the flavor of those thoughts—that is, the poem’s thoughts of the playthings of the declining landed aristocracy. We should not have the children translate this poem into prose, but into a picture. If we hung something like that as a picture, it would give a deep impression, something taken from the instruction that the children fully felt. When the Waldorf School opened, I spoke in detail about this with Miss Waller. I spoke about the need to create something in a truly artistic way that gives metamorphic thought to the realm of life. We have done something similar in Dornach in the transition from one architrave to another. If we had such things, it would be much easier to explain things we teach. When G. donates things, he donates what he likes. That is something we want no part of. Perhaps you could think about these things, but we need them. A teacher: Would it be in keeping pedagogically if the children painted something themselves? Dr. Steiner: Your niece visited me and brought her first paintings. She said I should not just look at them, but should hang them on the walls in my home. It depends upon how they are. I have nothing against hanging up things the children make, but with pictures it is very difficult. It is thoughtless simply to hang normal pictures on the wall. What does a picture on the wall mean? In artistic times, people never thought of just hanging pictures on the wall. They had to fit the room. Leonardo da Vinci’s Last Supper is in the dining room of the cloister. The monks sat in a circle, and the four walls were painted. He ate with them and was a part of them. That was thought of out of the relationship of the room. Such things justify the paintings. Simply hanging up pictures makes things more confused. A teacher: I wanted to hang reproductions of the windows in Dornach. Dr. Steiner: You should leave that for now. A teacher asks if paintings from an anthroposophical painter should be hung. Dr. Steiner: It depends upon how they are done. It is important that the children have pictures that will make a lasting impression upon them. There is another thing I wanted to speak about. There are a number of things under construction. Due to the lack of appropriate rooms, music instruction is suffering terribly. That is a calamity. It is certainly true that if the music teacher goes deaf because he has to teach in an inappropriate space, that is a calamity. We must improve this. People would be quite satisfied if we had something like a quartet in the Waldorf School. That is the sort of thing we can achieve when we have everything we need. It would be good to know for sure that we would properly provide for music for the next three or four years. A teacher: We have plans for a music room. Dr. Steiner: Have you consulted the music teacher as an expert? It is important that you determine what you need yourselves. We must also take care to see that we do something for the gymnasium at the same time. The music teacher: I also need an appropriate room to prepare for class. I need to try out things. Dr. Steiner: We should do these things in the way you say we should do them. Are there rooms large enough for the trades classes? How do you handle so many children? If you always have such a troop, you can hardly get through to them all. A teacher: It only begins in the sixth grade. Dr. Steiner: In spite of that, I am not certain you can get through everything. The problem is that there is not enough space in the classrooms, really only a corner. The children get sick in them. We need to take these symptoms into account. Now, I would like to hear what you would like to talk about. A teacher: What to do with children who are lethargic. Dr. Steiner: How is Sch. in the trades class? He walks so oddly. Last year I gave some basic exercises for those children who were weak in comprehending so that they had to think about their own bodies. “Touch your left shoulder with your middle right finger.” Through such things, you have to think about your own body. I also showed you how to draw something in a stylized way, and then have the children figure out what it is. You can also have them draw a symmetrical picture. Through those things, you form a perspective connected with the structure of the body. When you bring such exercises into your teaching, they work to awaken the sleepy child. That boy is sleepy. I ask you to accept no laziness in detail with the children. Do not tolerate the children holding chalk like a pen, or doing anything awkwardly. I would pay a great deal of attention to such things. Nearly half the children hold chalk improperly. You should not allow that to pass by. You should be very attentive to such things. I would not allow the children to shuffle out, like the little girl today. I would try to see that she improves her walk. That has a very wakening effect. N. in the sixth grade is also very apathetic, and such exercises would quickly help him. I would also pay some attention to the little girl in the fourth grade at the back on the right. She tends to invent a great deal, and she thought that the whole scene from “The Ode to the Courageous Man” took place in the Mediterranean Sea. She began with the line, “The dewy wind came from the midday sea.” From that beginning, she made a fantastic geography. You need to speak with this little girl often, since she is in danger of suffering from flights of fancy. “The Aegean Sea flows into the Mediterranean Sea.” There are some children who write very well and have progressed far, but the little boy writes like many communist speakers speak. He pays no attention. He writes disconnectedly, the way a speaker speaks of communism. Such exercises would awaken him also. A teacher asks about F.L. Dr. Steiner: Perhaps you should often call upon F.L. He is not so bad, only dreamy. He does not find his way to himself. He needs to feel that you are interested in him, and then things will immediately improve. It’s already going better now. A teacher: He doesn’t speak in class. Dr. Steiner: Could he get himself to do that? He is always afraid that no one loves him. That is his basic problem. You shouldn’t look for anything more complicated. A teacher: What would you advise for Ch.D. in the second grade? Dr. Steiner: Has she learned something from the instruction? What bothers you about her?A teacher: Her character disturbs me. Dr. Steiner: Sit near her and pay no attention when she is flirting with you. Pay no attention at first, but on the next day speak a few words with her about what she did the previous day. Don’t do it immediately, only twenty-four hours afterward. A teacher: W.R.K. is in my fourth grade class. He pays no attention, doesn’t learn anything and continually disturbs the other children. He is sleepy and apathetic. Dr. Steiner: I would also try the exercises with him. Do everything from the beginning so that they don’t get used to anything, they don’t have any specific forms they comprehend. A teacher: (Who took over the fifth grade because Mrs. K. fell ill) Since there have been so many changes in teachers, one of the main problems is that the children’s knowledge of arithmetic is so haphazard. Should I stop arithmetic and take up another subject? Dr. Steiner: How long do you think it will take until each child is far enough along that things will work? A teacher: The majority of the class is not so bad in arithmetic. Dr. Steiner: I think that it is good to teach in chorus. It is good to do that within bounds. If you do too much in chorus, I would ask you not to forget that the group soul is a reality, and you should not count upon the children being able to do individually what they can do properly in chorus. You may have the feeling that when the children are speaking in chorus, you can keep them quiet more easily. That is a good method when done in moderation so that the group soul becomes active. To that extent, it is good to leave the children in the hands of their group soul. However, as individuals they cannot do what they can do in chorus. You need to change that. You need to ask the children a lot individually. That is what you need to do because that has significant educational value. Don’t believe that when the children become restless you should always have them speak in chorus. A teacher: What should we do about restlessness? Dr. Steiner: What do the children do? A teacher: They talk, chatter, and make noise. Dr. Steiner: That appears to happen in arithmetic class. When I was there recently, the children were wonderfully quiet. A teacher: They were afraid of you. That’s what they said afterward. Dr. Steiner: Perhaps you should try for a time to excite the children’s curiosity so that they follow the instruction with a certain level of interest. Do that through the material itself, not through something external to it. (Speaking to Miss Hauck) It’s true, isn’t it, that I’ve never found the children misbehaving in your class. I think things will settle down, and the children will get used to you. The fourth grade is really well behaved and interested. They entered into a difficult discussion and thought things out well. I spoke a little about that. You should not immediately expect—as a teacher in the Waldorf School, you are still quite young and fresh as the break of day. You need to wait until the children come to see you more closely. A teacher: G.Z. is homesick. He is always asking questions. Dr. Steiner: He is also quite attentive in physics. I was amazed that he is so well behaved. The woman he is living with says he is always criticizing and complains terribly about the teachers and the school. He says that he learned much more at other schools. We should find out if that is true. A teacher: G.D. is easily annoyed and feels unjustly treated. Dr. Steiner: His mother feels herself to be very spiritual, and it appears she has told the child a lot of rubbish. Over the years she has said all kinds of terrible things. What is the problem? A teacher: The mother complains that I am stressing the child. Dr. Steiner: I don’t think that it would be so easy to work with the mother. She is a kind of society woman. You will often notice that children who can still be guided and with whom you can achieve everything have the most horrible situations at home. This little boy could turn out to be a really wonderful young man through proper handling, but he cannot move forward in this situation. He is talented, but he has all the illnesses his mother has, only more so and in a different form. If you pay no attention to those things, you immediately do the right thing. A eurythmy teacher: I cannot awaken R.F.’s interest in eurythmy. Dr. Steiner: Be ironic with him. He was in a parochial school. The main problem is that he does not participate in eurythmy. I would try to have him draw some eurythmy forms first. He should draw the forms and after he has done that, have him do them. A teacher asks a question. Dr. Steiner: Now we have your primer. It is well done, and it would certainly be very helpful for someone who uses it. We could do a number of things with it. It would be a good example of the spirit active in the Waldorf School. I think it would be generally good to publish such things connected with the instruction. Not simply essays, but things that we actively use in teaching. That, however, would cost money, and the problem is, how can we do it? The way you have put your book together with its drawings, we should print it in an appropriate way. We can certainly have it set. We could do that. We could also make a title page. The typefaces available now are terrible. We would need to do that for the whole book. It would cost twenty thousand marks. If we assume we could sell a thousand copies, we would need to sell it for forty marks each. How can we do that financially? It would be interesting to discuss how we could do it. We need to think about that. Books are terribly expensive, and you could not do this sort of thing with normal typeface. It is so different as a primer, and it deserves support. I could write an afterword for it. No one would understand it if we published it as it is, but there would be much talk about it. You have a system with the moveable pictures that have strings attached to them; you have a short text and above it a moveable picture. I find that very useful for picture books. Such picture books are extremely necessary in kindergarten. If you would only continue to work on it! Modern books are so boring. A teacher: I wanted to ask if we should also include old documents in the religious instruction. Dr. Steiner: Of course, but also things you do yourself. I think we should ask Mr. A. to take over half of the religion class. Give him only half and select those students you want to get rid of. In spite of his age, he will be just as young and fresh as the morning. A teacher: Would he also participate in the services? Dr. Steiner: That will soon be necessary. (Speaking to Miss. H.) I would like Miss S. to join you. I think it would be good if Miss S. were with you, and if you allowed her to continue the instruction. You teach a period and then remain in the class and maintain contact. In between, there is someone else. It seems to me you should want that. Of course, you do not need to carry it out pedantically. I just think that should begin because you cannot manage that class by yourself in that room. I was certain that I could give you the yearly report, but I have so much to do that I can only send it to you from Dornach. I was happy to see you are also not yet finished. I already wrote something for the Goetheanum, but you haven’t written anything yet. A teacher: I would like to have the yearly report printed. Dr. Steiner: I will really write it when I get to Dornach, and I will give it to Mr. M. Someone will have to edit all these articles. If only I had the time! I will have to take it with me to Dornach and do it there. Dr. W. is also unhappy and makes a long face all day long. You should do the lectures from H. As I have often said with a certain kind of sensationalism, my father wrote love letters for all the fellows in his town. They were always coming by to have him write their love letters. The girls were always very happy. But that you should do H.’s lectures? I need to give some lectures in Zurich, and I will tell H. that he will have to do his own lectures. I also need to think about your desire for a Christmas service. Is there anything else to discuss? We do not use illustrations just to make things clear, but to make the spirit more mobile. I would not find it unjustified if you illustrated the size of the community by taking the prime numbers contained in them and tossing them into a bowl. Then you have only the prime numbers. You can make that visible. Take a large bowl and the prime factor of two and throw it in. That is a number you can use to measure both. It is important not just to reinforce what you want to make comprehensible. Memory is supported by including visible spatial thoughts, so the children need to have spatial ideas. There is nothing wrong with that. That period was very good, but we could connect something to it to give the children some idea of space. If there are no further questions, then we will close. I can only say concerning something going around that the school has lost an intimacy due to the increase in the number of children, but I don’t find anything wrong in that. I don’t think it is something you should feel to be particularly unpleasant. We need to accept that as it is. In general, I can say that I think the school has made very good progress in every direction. Does anyone have a different opinion? There is something else I want to mention. In a certain sense, our activities in Stuttgart need to be a harmonizing whole, and we need to feel them in that way. We need to develop a harmonious working together. It would be good if things everywhere went as the Waldorf School pedagogical work did last year. The Waldorf teachers are working valiantly so that one thing supports another. You need to consider what is in Stuttgart as a whole. The Anthroposophical Society and the Waldorf School are together the spiritual part of the threefold organism. The Union for Threefolding should be the political part, and the Waldorf teachers should help it with their advice. The Coming Day is the economic part. The Waldorf School began, but everyone must do what is necessary so that the other things do not get lost. In particular, everything depends upon the activities of the Union for Threefolding. We should remember that with each new step forward, new tasks arise. Now that we have added the Del Monte factory, we have a whole slew of workers. A factory meeting like the one we held is very visible in today’s society. Every bridge between the workers and the leading classes has broken. If we cannot awaken common interest through the threefold movement, like that of the 1870s when the European proletariat was interested in the democratic idea, so there were common interests, and people thought of more than simply bread, if we cannot do that, then we will move forward nowhere. We need to create a cultural atmosphere. In that connection, the cultural life in Stuttgart has been sleeping a deep sleep in the last five months, and we must awaken it again. We can see that the threefold newspaper, that is as good as possible, has not had any increase in circulation in the last five months, nor has it had an increase in the number of employees. We need new people for the threefold newspaper. Our goal must be to change it as quickly as possible into a daily paper. If we are not consequential, that is, if we add new factories without accomplishing something positive for the political movement in Middle Europe, we will not survive. We cannot simply add new companies and at the same time fail to do something politically important. In politics and social life things are not simply true. If you go to such a meeting today, and say that something is true, but do not act accordingly in the next months, then it is no longer true. It becomes untrue. If The Coming Day remains simply a normal company, it will become untrue. It is true only if we move forward with real strength. What is important is that we act against prejudice in current events. Someone like Stinnes is very important for the near future. His ideas are gaining support. In particular, his party, the German Idiots Party, that is, the German Industry Party, is gaining strength through those ideas. We need to be clear though, that there are clever people behind the scenes. He intends to create a monopolistic trust for cultural life and economic activity so that the proletariat crawl to the gates of his factories and ask to be allowed in. He is well under way in that direction, and what he does is systematic. The cultural movement in Germany has a certain connection with such people. People in our group understand this trick too little, but Graf Keyserling in Darmstadt certainly saw through it.11 He has strong financing behind him. What Stinnes is trying to do is put forth as a salvation. You can read about it in the newspapers. This is bringing about a kind of threefolding, but with an Ahrimanic slant. It will be the devil’s work if it is not done in the way we can do it. It is important that we keep our eyes open, our ears to the ground, and our noses to the wind for everything happening. It is nice to set up absolute theories, and we need to connect the overview with the details. Our activities need to remain current. In my lecture in the Liederhalle, I connected what I said with the miners’ strike. We need to raise people’s view from everyday things to the large perspective. We need to coordinate everything and through that The Coming Day will probably work. It would not hurt the Union for Threefolding if we lit a little fire under it. The urgent question is what to do with all those children coming from the newly acquired factories. That is a question that can turn into an accusation if we do not act. It’s certainly true that Dr. Unger’s company has a hoard of children, as does the Del Monte factory. Since we took them over, our task has grown, so how do we now handle the Waldorf School? We need to take care of that. I would also like to remind you of what I said yesterday in a different place. We have a responsibility not to allow those students who have engaged themselves in spreading the word to be left out on a limb. We need to be careful about that. The call is a terribly valiant deed. It is having an effect. The students from the Agricultural College in Hohenheim have already reacted. We must see our movement in such a way that it does not stop, that it makes progress every day, for otherwise it makes no sense. We can’t move into a retirement home yet. |
326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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For the work itself, Rudolf Steiner did not allow any interruption; the afternoon after the fire, the “Three Kings Play” was performed, as was written on the invitations of the ongoing course (see Christmas Plays from Obervfer, trans. A.C. Harwood [London: Rudolf Steiner Press, 1973]). Rudolf Steiner introduced it with a short address, in which he spoke the following words: “great suffering knows how to keep silent about what it is feeling ... |
326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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In my last lecture, I said that one root of the scientific world conception lay in the fact that John Locke and other thinkers of like mind distinguished between the primary and secondary qualities of things in the surrounding world. Locke called primary everything that pertains to shape, to geometrical and numerical characteristics, to motion and to size. From these he distinguished what he called the secondary qualities, such as color, sound, and warmth. He assigned the primary qualities to the things themselves, assuming that spatial corporeal things actually existed and possessed properties such as form, motion and geometrical qualities; and he further assumed that all secondary qualities such as color, sound, etc. are only effects on the human being. Only the primary qualities are supposed to be in the external things. Something out there has size, form and motion, but is dark, silent and cold. This produces some sort of effect that expresses itself in man's experiences of sound, color and warmth.52 I have also pointed out how, in this scientific age, space became an abstraction in relation to the dimensions. Man was no longer aware that the three dimensions—up-down, right-left, front-back—were concretely experienced within himself. In the scientific age, he no longer took this reality of the three dimensions into consideration. AS far as he was concerned, they arose in total abstraction. He no longer sought the intersecting point of the three dimensions where it is in fact experienced; namely, within man's own being. Instead, he looked for it somewhere in external space, wherever it might be. Thenceforth, this space framework of the three dimensions had an independent existence, but only an abstract thought-out one. This empty thought was no longer experienced as belonging to the external world as well as to man; whereas an earlier age experienced the three spatial dimensions in such a way that man knew he was experiencing them not only in himself but together with the nature of physical corporeality. [IMAGE REMOVED FROM PREVIEW] The dimensions of space had, as it were, already been abstracted and ejected from man. They had acquired a quite abstract, inanimate character. Man had forgotten that he experiences the dimensions of space in his own being together with the external world; and the same applied to everything concerned with geometry, number, weight, etc. He no longer knew that in order to experience them in their full living reality, he had to look into his own inner being. A man like John Locke transferred the primary qualities—which are of like kind with the three dimensions of space, the latter being a sort of form or shape—into the external world only because the connection of these qualities with man's inner being was no longer known. The others, the secondary qualities, which were actually experienced qualitatively (as color, tone, warmth, smell or taste,) now were viewed as merely the effects of the things upon man, as inward experiences. But I have pointed out that inside the physical man as well as inside the etheric man these secondary qualities can no longer be found, so that they became free-floating in a certain respect. They were no longer sought in the outer world; they were relocated into man's inner being. It was felt that so long as man did not listen to the world, did not look at it, did not direct his sense of warmth to it, the world was silent. It had primary qualities, vibrations that were formed in a certain way, but no sound; it had processes of some kind in the ether, but no color; it had some sort of processes in ponderable matter (matter that has weight)—but it had no quality of warmth. As to these experienced qualities, the scientific age was really saying that it did not know what to do with them. It did not want to look for them in the world, admitting that it was powerless to do so. They were sought for within man, but only because nobody had any better ideas. To a certain extent science investigates man's inner nature, but it does not (and perhaps cannot) go very far with this, hence it really does not take into consideration that these secondary qualities cannot be found in this inner nature. Therefore it has no pigeonhole for them. Why is this so? Let us recall that if we really want to focus correctly on something that is related to form, space, geometry or arithmetic, we have to turn our attention to the inward life-filled activity whereby we build up the spatial element within our own organism, as we do with above-below, back-front, left-right. Therefore, we must say that if we want to discover the nature of geometry and space, if we want to get to the essence of Locke's primary qualities of corporeal things, we must look within ourselves. Otherwise, we only attain to abstractions. In the case of the secondary qualities such as sound, color, warmth, smell and taste, man has to remember that his ego and astral body normally dwell within his physical and etheric bodies but during sleep they can also be outside the physical and etheric bodies. Just as man experiences the primary qualities, such as the three dimensions, not outside but within himself during full wakefulness, so, when he succeeds (whether through instinct or through spiritual-scientific training) in really inwardly experiencing what is to be found outside the physical and etheric bodies from the moment of falling asleep to waking up, he knows that he is really experiencing the true essence of sound, color, smell, taste, and warmth in the external world outside his own body. When, during the waking condition, man is only within himself, he cannot experience anything but picture-images of the true realities of tone, color, warmth, smell and taste. But these images correspond to soul-spirit realities, not physical-etheric ones. In spite of the fact that what we experience as sound seems to be connected with certain forms of air vibrations, just as color is connected with certain processes in the colorless external world, it still has to be recognized that both are pictures, not of anything corporeal, but of the soul-spirit element contained in the external world. We must be able to tell ourselves: When we experience a sound, a color, a degree of warmth, we experience an image of them. But we experience them as reality, when we are outside our physical body. We can portray the facts in a drawing as follows: Man experiences the primary qualities within himself when fully awake, and projects them as images into the outer world. If he only knows them in the outer world, he has the primary qualities only in images (arrow in sketch). These images are the mathematical geometrical, and arithmetical qualities of things. [IMAGE REMOVED FROM PREVIEW] It is different in the case of the secondary qualities. (The horizontal lines stand for the physical and etheric body of man, the red shaded area for the soul-spirit aspect, the ego and astral body.) Man experiences them outside his physical and etheric body,53 and projects only the images into himself. Because the scientific age no longer saw through this, mathematical forms and numbers became something that man looked for abstractly in the outer world. The secondary qualities became something that man looked for only in himself. But because they are only images in himself, man lost them altogether as realities. As few isolated thinkers, who still retained traditions of earlier views concerning the outer world, struggled to form conceptions that were truer to reality than those that, in the course of the scientific age, gradually emerged as the official views. Aside from Paracelsus,54 there was, for example, van Helmont,55 who was well aware that man's spiritual element is active when color, tone, and so forth are experienced. During the waking state, however, the spiritual is active only with the aid of the physical body. Hence it produces only an image of what is really contained in sound or color. This leads to a false description of external reality; namely, that purely mathematical-mechanistic form of motion for what is supposed to be experienced as secondary qualities in man's inner being, whereas, in accordance with their reality, their true nature, they can only be experienced outside the body. We should not be told that if we wish to comprehend the true nature of sound, for example, we ought to conduct physical experiments as to what happens in the air that carries us to the sound that we hear. Instead, we should be told that if we want to acquaint ourselves with the true nature of sound, we have to form an idea of how we really experience sound outside our physical and etheric bodies. But these are thoughts that never occurred to the men of the scientific age. They had no inclination to consider the totality of human nature, the true being of man. Therefore they did not find either mathematics or the primary qualities in this unknown human nature; and they did not find the secondary qualities in the external world, because they did not know that man belongs to it also. I do not say that one has to be clairvoyant in order to gain the right insight into these matters, although a clairvoyant approach would certainly produce more penetrating perceptions in this area. But I do say that a healthy and open mind would lead one to place the primary qualities, everything mathematical-mechanical, into man's inner being, and to place the secondary qualities into the outer world. The thinkers no longer understand human nature. They did not know how man's corporeality is filled with spirit, or how this spirit, when it is awake in a person, must forget itself and devote itself to the body if it is to comprehend mathematics. Nor was it known that this same spirituality must take complete hold of itself and live independently of the body, outside the body, in order to come to the secondary qualities. Concerning all these matters, I say that clairvoyant perception can give greater insight, but it is not indispensable. A healthy and open mind can feel that mathematics belongs inside, while sound, color, etc. are something external. In my notes on Goethe's scientific works56 in the 1880's, I set forth what healthy feeling can do in this direction. I never mentioned clairvoyant knowledge, but I did show to what extent man can acknowledge the reality of color, tone, etc. without any clairvoyant perception. This has not yet been understood. The scientific age is still too deeply entangled in Locke's manner of thinking. I set it forth again, in philosophic terms, in 1911 at the Philosophic Congress in Bologna.57 And again it was not understood. I tried to show how man's soul—spirit organization does indeed indwell and permeate the physical and etheric body during the waking state, but still remains inwardly independent. If one senses this inward independence of the soul and spirit, then on also has a feeling for what the soul and spirit have experienced during sleep about the reality of green and yellow, G and C-sharp, warm and cold, sour or sweet. But the scientific age was unwilling to go into a true knowledge of man. This description of the primary and secondary qualities shows quite clearly how man got away from the correct feeling about himself and his connection to the world. The same thing comes out in other connections. Failing to grasp how the mathematical with its three-dimensional character dwells in man, the thinkers likewise could not understand man's spirituality. They would have had to see how man is in a position to comprehend right-left by means of the symmetrical movements of his arms and hands and other symmetrical movements. Through sensing the course taken, for example, by his food, he can experience front-back. He experiences up-down as he coordinates himself in this direction in his earliest years. If we discern this, we see how man inwardly unfolds the activity that produces the three dimensions of space. Let me point out also that the animal does not have the vertical direction in the same way as man does, since its main axis is horizontal, which is what man can experience as front-back. The abstract space framework could no longer produce anything other than mathematical, mechanistic, abstract relationships in inorganic nature. It could not develop an inward awareness of space in the animal or in man. Thus no correct opinion could be reached in this scientific age concerning the question: How does man relate to the animal, the animal to man? What distinguishes them from one another? It was still dimly felt that there was a difference between the two, hence one looked for the distinguishing features. But nothing could be found in either man or animal that was decisive and consistent. Here is a famous example: It was asserted that man's upper jawbone, in which the upper teeth are located, was in one piece, whereas in the animal, the front teeth were located in a separate one, the inter-maxillary bone, with the actual upper jawbone on either side of them. Man, it was thought, did not possess this inter-maxillary bone. Since one could no longer find the relationship of man to animal by inner soul-spirit means, one looked for it in such external features and said that the animal had an inter-maxillary bone and man did not. Goethe could not put into words what I have said today concerning primary and secondary qualities. But he had a healthy feeling about all these matters. He knew instinctively that the difference between man and animals must lie in the human form as a whole, not in any single feature. This is why Goethe opposed the idea that the inter-maxillary bone is missing in man. As a young man, he wrote an important article suggesting that there is an inter-maxillary bone in man as well as in the animal. He was able to prove this by showing that in the embryo the inter-maxillary bone is still clearly evident in man although in early childhood this bone fuses with the upper jaw, whereas it remains separate in the animal. Goethe did all this out of a certain instinct, and this instinct led him to say that one must not seek the difference between man and animal in details of this kind; instead, it must be sought for in the whole relation of man's form, soul, and spirit to the world. By opposing the naturalists who held that man lacks the inter-maxillary bone Goethe brought man close to the animal. But he did this in order to bring out the true difference as regards man's essential nature. Goethe's approach out of instinctive knowledge put him in opposition to the views of orthodox science, and this opposition has remained to this day. This is why Goethe really found no successors in the scientific world. On the contrary, as a consequence of all that had developed since the Fifteenth Century in the scientific field, in the Nineteenth Century the tendency grew stronger to approximate man to the animal. The search for a difference in external details diminished with the increasing effort to equate man as nearly as possible with the animal. This tendency is reflected in what arose later on as the Darwinian idea of evolution. This found followers, while Goethe's conception did not. Some have treated Goethe as a kind of Darwinist, because all they see in him is that, through his work on the inter-maxillary bone,58 he brought man nearer to the animal. But they fail to realize that he did this because he wanted to point out (he himself did not say so in so many words, but it is implicit in his work) that the difference between man and animal cannot be found in these external details. Since one no longer knew anything about man, one searched for man's traits in the animal. The conclusion was that the animal traits are simply a little more developed in man. As time went by, there was no longer any inkling that even in regard to space man had a completely different position. Basically, all views of evolution that originated during the scientific age were formulated without any true knowledge of man. One did not know what to make of man, so he was simply represented as the culmination of the animal series. It was a though one said: Here are the animals; they build up to a final degree of perfection, a perfect animal; and this perfect animal is man. My dear friends, I want to draw your attention to how matters have proceeded with a certain inner consistency in the various branches of scientific thinking since its first beginnings in the Fifteenth Century; how we picture our relation to the world on the basis of physics, of physiology, by saying: Out there is a silent and colorless world. It affects us. We fashion the colors and sounds in ourselves as experiences of the effects of the outer world. At the same time we believe that the three dimensions of space exist outside of us in the external world. We do this, because we have lost the ability to comprehend man as a whole. We do this because our theories of animal and man do not penetrate the true nature of man. Therefore, in spite of its great achievements we can say that science owes its greatness to the fact that it has completely missed the essential nature of man. We were not really aware of the extent to which science was missing this. A few especially enthusiastic materialistic thinkers in the Nineteenth Century asserted that man cannot rightly lay claim to anything like soul and spirit because what appears as soul and spirit is only the effect of something taking place outside us in time and space. Such enthusiasts describe how light works on us; how something etheric (according to their theory) works into us through vibrations along our nerves; how the external air also continues on in breathing, etc. Summing it all up, they said that man is dependent on every rise and fall of temperature, on any malformation of his nervous system, etc. Their conclusion was that man is a creature pitifully dependent on every draft or change of pressure. Anyone who reads such descriptions with an open mind will notice that, instead of dealing with the true nature of man, they are describing something that turns man into a nervous wreck. The right reply to such descriptions is that a man so dependent on every little draft of air is not a normal person but a neurasthenic. But they spoke of this neurasthenic as if he were typical. They left out his real nature, recognizing only what might make him into a neurasthenic. Through the peculiar character of this kind of thinking about nature, all understanding was gradually lost. This is what Goethe revolted against, though he was unable to express his insights in clearly formulated sentences. Matters such as these must be seen as part of the great change in scientific thinking since the Fifteenth Century. Then they will throw light on what is essential in this development. I would like to put it like this: Goethe in his youth took a keen interest in what science had produced in its various domains. He studied it, he let it stimulate him, but he never agreed with everything that confronted him, because in all of it he sensed that man was left out of consideration. He had an intense feeling for man as a whole. This is why he revolted in a variety of areas against the scientific views that he saw around him. It is important to see this scientific development since the Fifteenth Century against the background of Goethe's world conception. Proceeding from a strictly historical standpoint, one can clearly perceive how the real being of man is missing in the scientific approach, missing in the physical sciences as well as in the biological. This is a description of the scientific view, not a criticism. Let us assume that somebody says: “Here I have water. I cannot use it in this state. I separate the oxygen from hydrogen, because I need the hydrogen.” He then proceeds to do so. If I then say what he has done, this is not criticism of his conduct. I have no business to tell him he is doing something wrong and should leave the water alone. Nor is it criticism, when I saw that since the Fifteenth Century science has taken the world of living beings and separated from it the true nature of man, discarding it and retaining what this age required. It then led this dehumanized science to the triumphs that have been achieved. It is not a criticism if something like this is said; it is only a description. The scientist of modern times needed a dehumanized nature, just as chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man.
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233a. Easter as a Chapter in the Mystery Wisdom of Man: Lecture I
19 Apr 1924, Dornach Translated by Samuel P. Lockwood |
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If, therefore, as has been explained elsewhere, the anthroposophically imbued soul must sense the heralding thought of Michael, must intensify the idea of Christmas, so the idea of Easter must become especially festive; for to the idea of death anthroposophy must add the idea of resurrection. |
233a. Easter as a Chapter in the Mystery Wisdom of Man: Lecture I
19 Apr 1924, Dornach Translated by Samuel P. Lockwood |
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Easter is felt by many people to be associated on the one hand with the deepest feelings and sensibilities of the human soul, but on the other, with cosmic mysteries and enigmas as well. Our attention is drawn to this connection with world riddles by the fact that Easter is a so-called moveable feast, fixed each year by computing the position of a constellation of which we will have more to say in the following lectures. Yet if we trace the festival customs and cult rites that have become associated with the Easter Festival through the centuries—rituals having a deep meaning for a large part of mankind—we cannot fail to observe the profound significance with which humanity has endowed this Easter Festival in the course of its historical development. Easter became an important Christian festival—not coincident with the founding of Christianity, but during the first centuries; a Christian festival linked with the fundamental idea, the basic impulse, of Christianity: the impulse to be a Christian, provided by the Resurrection of Christ. Easter is the Festival of the Resurrection; yet it points back to periods antedating Christianity, to festivals connected with the spring equinox that plays a part in determining the date of Easter, to festivals bearing on the re-awakening of Nature, on the life burgeoning from the earth. And this leads us directly to the heart of our subject. As a Christian festival, Easter commemorates a resurrection. The corresponding pagan festival that occurred at about the same season was, in a sense, the celebration of the resurrection of Nature, of the re-awakening of what, as Nature, had been asleep throughout the winter time. But here we must emphasize the fact that with regard to its inner meaning and essence the Christian Easter in no sense corresponds to the pagan equinox festivals. On the contrary: comparing it with those of ancient pagan times, Easter, as a Christian festival, would correspond to old festivals that grew out of the Mysteries; and these were celebrated in the autumn. And the most interesting feature connected with determining the date of Easter, which is quite obviously related to certain old Mystery customs, is this: we are reminded precisely by this Easter Festival of the radical, far-reaching misapprehensions that have crept into the philosophic conceptions of the most vital problems during the course of human evolution. Nothing less occurred, in the early Christian centuries, than the confusion of the Easter Festival with quite a different one, with the result that it was changed from an autumn festival to a spring festival. This points to something of enormous importance in human evolution. Let us examine the substance of the Easter Festival—what is its essence? It is this: the central figure in Christian consciousness, Christ Jesus, experiences death, as commemorated by Good Friday. He remains in the grave for the period of three days, this representing His coalescence with earthly existence. This period between Good Friday and Easter Sunday is celebrated in Christendom as a festival of mourning. Finally, Easter Sunday is the day on which the central being of Christianity arises from the grave. It is the memorial day of this event. That is the essential substance of Easter: the death, the interval in the grave, and the Resurrection of Christ Jesus. Now let us turn to the corresponding old pagan festival in one of its many forms; for only by so doing can we grasp the connection between the Easter Festival and the Mysteries. Among many people of diverse localities we find ancient pagan festivals whose outer form—the nature of the rites—strongly resembles the form of what is comprised in the Christian Easter. From among the manifold ancient festivals let us choose that of Adonis for examination. This was celebrated by certain peoples of the Near East for a long period of time during pre-Christian Antiquity. An effigy constituted the center of interest. It portrayed Adonis, the spiritual representative of all that appears in the human being as vigorous youth and beauty. Now, the ancients undoubtedly confused, in some respects, the substance of an effigy with what it represented, hence the old religions frequently bore the character of idolatry. Many took the effigy of Adonis for the actually present god of beauty, of man's youthful strength, of the germinating force becoming outwardly manifest and revealing in living splendor all the inner worth, the inner dignity, the inner grandeur of which man is or might be possessed. To the accompaniment of songs and of rites representing the deepest human grief and sorrow, this effigy of the god was immersed in the sea where it remained for three days. When the locality was not near the sea, a lake served the purpose; and lacking this as well, an artificial pond was dug in the vicinity of the sanctuary. During the three days of immersion a deep and serious silence enveloped the whole community that confessed this cult, that called it its own. At the end of the three days the effigy was brought out of the water, and the previous laments were changed into paeans of joy, into hymns to the resurrected god, the god come to life again. That was an external ceremony, one that stirred the souls of a great multitude of people: through an outer act, an outer rite, it suggested what was enacted in the sanctuaries of the Mysteries in the case of every man aspiring to initiation. In these olden times every such candidate was conducted into a special chamber. The walls were black and the whole room, which contained nothing but a coffin or, at least, a coffin-like case, was dark and somber. Beside this coffin laments and songs of death were sung: the neophite was treated as one about to die. It was made clear to him that by being laid in the coffin he was to go through what a man experiences in passing through the portal of death and in the three days following this event. The procedure was such that he became fully aware of this. On the third day there appeared, at a certain point visible for him who lay in the coffin, a branch, denoting sprouting life. In place of the laments, hymns of rejoicing were sung. The initiate arose from his grave with transformed consciousness. A new language had been imparted to him, a new script: the language and script of the spirits. Now he might see, and he was able to see the world from the viewpoint of the spirit. Comparing this initiation that took place in the sanctuaries of the Mysteries with the rites performed publicly, we see that while the substance of the rites was symbolical, its whole form nevertheless resembled the procedure followed in the Mysteries. And in due time the cult—we may take that of Adonis as typical—was explained to those who had participated. It was celebrated in the autumn, and those who took part were instructed approximately as follows: Behold, it is autumn. The Earth sheds its glory of flowers and leaves. All things wither. In place of the greening, burgeoning life that in the spring time began to cover the earth, snow will envelop it, or drought will bring desolation. But while everything around you dies, you shall experience that which in man partly resembles the dying in Nature. Man, too, dies: he has his autumn. When he reaches the end of his life it is fitting that the souls of his dear ones be filled with deep sorrow. But it is not enough that you should meet death only when it comes to you: its whole import must be grasped in its profound significance, and you must be able to recall it to your memory again and again. Therefore you are shown every year the death of that divine being who stands for beauty and youth and the grandeur of man: you are shown this divine being going the way of all Nature. But when Nature becomes barren and passes into death, that is the time you must remember something else. You must remember that man passes through the portal of death; that in this Earth existence he has known only what is transitory, like all that passes in the autumn, but that now he is drawn away from the Earth and finds his way into the vast cosmic ether. During three days he sees himself expand till his being contains the whole world. And then, while here the eye of the body is directed to the image of death, to the ephemeral, to what dies, yonder in the spirit there awakens after three days the immortal human soul. It arises in order to be born for the spirit land three days after death. An intense inner transformation was brought about in the body of the candidate in the recesses of the Mysteries; and the profound impression, the terrific shock inflicted on the human life by this old method of initiation awakened inner soul forces, gave rise to vision.1 That impression, that shock, brought the initiate to understand that henceforth he lived not merely in the sense world but in the spiritual world as well. Other information imparted to the neophytes of the old Mysteries may be summed up thus: the Mystery ritual is an image of events in the spiritual world; what occurs in the cosmos is a likeness of what takes place in the Mysteries. No doubt was left in the mind of anyone admitted to the Mysteries that the procedure followed in these and enacted in man constituted images of what he experiences in forms of existence other than the Earth in the astral-spiritual cosmos. Those who, owing to insufficient inner maturity, could not be deemed ready to have the spiritual world opened up to them directly were taught the corresponding truths in the cult; that is, in a semblance of the Mystery proceedings. Thus the purpose of the Mystery festival corresponding to Easter—the one we have illustrated by the Adonis Festival—was as follows: during the autumnal withering and desolation in Nature, the drastic autumnal representation of the transience of earthly things—autumn's picture of dying and death—the certainty was to be conveyed to the neophyte—or at least the idea—that death, which envelops all Nature in the fall, overtakes man as well; and it comes even to the representative of beauty, youth and the glory of the human soul, to the god Adonis. He also dies. He dissolves in the earthly counterpart of the cosmic ether, that is, in water. But just as he arises out of the water, as he can be lifted out of it, so the soul of man is brought back, after about three days, from the world-waters—that is, from the cosmic ether—after having passed through the portal of death here on Earth. The mystery of death itself, that is what the autumn festivals were intended to present in these old Mysteries; and it was to be made readily intelligible by having the ritual coincide, on the one hand and in its first half, with dying, with the death of Nature; and on the other, with the opposite of this: with what represented the essence of man's being. It was intended that the initiate should contemplate the dying of Nature in order to become aware of how he, too, apparently dies, but how his inner being rises again, to take part in the spiritual world. To reveal the truth concerning death, that was the purpose of this old pagan festival deriving from the Mysteries. Now, during the course of human evolution a most significant event took place: in the case of Christ Jesus, the transformation experienced at a certain level by the candidate for initiation in the Mysteries—the death and resurrection of the soul—embraced the physical body as well. In what light does one familiar with the Mysteries see the Mystery of Golgotha? He envisions the ancient Mysteries; he observes how the soul of the candidate was guided through death to resurrection, meaning the awakening of a higher form of consciousness in the soul. The soul died in order to awake on a higher plane of consciousness. What must here be kept in mind is that the body did not die, and that the soul died in order to be reawakened to an enlightened consciousness. What every aspirant for initiation experienced in his soul only, Christ Jesus passed through in His bodily principle; in other words, on a different level. Because Christ was not an Earth-man but a Sun-being in the body of Jesus of Nazareth, it was possible for all the human principles of this Being to undergo on Golgotha what the former initiate experienced only in his soul. Those with intimate knowledge of the old Mystery initiation, whether living at that time or in our own day, have best understood what took place on Golgotha; for what they have known is that for thousands of years the secrets of the spiritual world have been revealed to men through the death and resurrection of their soul. During the process of initiation, body and soul had been kept apart, and the soul was led through death to eternal life. What was experienced in this manner by a number of the elect penetrated even into the physical body of a Being Who descended from the Sun at the time of the Baptism in the Jordan, and took possession of the body of Jesus of Nazareth. Initiation, enacted through many centuries, had become a historical fact. The important part of that knowledge was this: because it was a Sun-being that took possession of the body of Jesus of Nazareth, that which in the old neophyte had to do only with the soul and its experiences could now penetrate to the bodily life. In spite of the death of the body, in spite of the dissolution of His body in the mortal Earth, the resurrection of the Christ could be brought about because this Christ ascends higher than was possible for the soul of a neophyte. The neophyte could not sink the body into such profoundly sub-sensible regions as did Christ Jesus. For this reason the former could not rise to such heights in his resurrection as could Christ. But up to this point of difference, which is one of cosmic magnitude, the ancient enactment of initiation appeared as a historical fact on the hallowed hill of Golgotha. In the first centuries of Christianity very few men knew that a Sun-being, a cosmic being, had lived in Jesus of Nazareth, and that the Earth had been fructified by the actual coming of a being that previously could be seen from the Earth only in the Sun—by means of initiation methods. And for those who accepted Christianity with genuine knowledge of the old Mysteries, its very essence consisted in their conviction that Christ, to Whom they had raised themselves through initiation—the Christ Who could be reached through the old Mysteries by ascending to the Sun—that He had descended into a mortal body, the body of Jesus of Nazareth. He had come down to Earth. At the time of the Mystery of Golgotha, a mood of rejoicing, of holy elation, filled the souls of those who understood something of it. What then was a living substance of consciousness gradually became a festival in memory of the historical event on Golgotha—through developments to be described later. But while this memory was gradually taking shape, the awareness of the identity of Christ as a Sun-being disappeared more and more. Those familiar with the old Mysteries could not be in doubt: they knew that the genuine initiates, by being made independent of the physical body, experienced death in their soul, ascended to the Sun sphere and there found the Christ; that from Him, the Christ in the Sun, they received the impulse for the resurrection of the soul. They knew who Christ was because they had raised themselves up to Him. From what took place on Golgotha these initiates knew that the Being who had formerly to be sought in the Sun had descended to men on Earth. Why? Because the old process of initiation, enacted to enable the neophyte to reach Christ in the Sun, could no longer be enacted: the nature of man simply had changed in the course of time. The ancient ritual of initiation had become impossible by reason of the manner in which the human being had evolved. Christ could no longer have been found in the Sun by the old methods, so He descended in order to enact on the Earth a deed to which men could look. What is comprised in this secret is as supremely sacred as anything that can be revealed upon Earth. How did the matter appear to those living in the centuries immediately following the Mystery of Golgotha? A diagram would have to be drawn somewhat like this: [IMAGE REMOVED FROM PREVIEW] In the old abodes of initiation the neophyte gazed up to the Sun existence, and through initiation he became aware of Christ. To find the Christ he looked out into space. In order to show the subsequent development I must represent time—that is, the Earth proceeding in time. Spatially the Earth is, of course, always there, but we will represent the course of time in this way. The Mystery of Golgotha has taken place. Now, a man, say of the 8th Century, instead of seeking Christ in the Sun from the Mystery temple, looks upon the turning point of time at the beginning of the Christian era, looks in time toward the Mystery of Golgotha (arrow in diagram), and can find Christ in an Earth deed, in an Earth event, within the Mystery of Golgotha. What had been spatial perception was henceforth, through the Mystery of Golgotha, to be temporal perception: that was the significant feature of what had occurred. Eut if we reflect upon the Mystery ritual, remembering that it was a picture of man's death and resurrection; and if we consider in addition the form taken by the cult—the Festival of Adonis, for example—which in turn was a picture of the Mystery procedure, this threefold phenomenon appears to us raised to the ultimate degree, unified and concentrated in the historical deed on Golgotha. What was enacted in a profoundly inner way in the sanctuary now appears openly in external history. All men now have access to what was previously available only for the initiates. There was no further need of an image immersed in the sea and symbolically resurrected. In its place was to come the thought, the memory, of what actually took place on Golgotha. The outer symbol, referring to a process experienced in space, was to be supplanted by the inner thought, unaided by any sense image—the memory, experienced only in the soul, of the historical deed on Golgotha. Then, in the following centuries, the evolution of humanity took a peculiar turn: men are less and less able to penetrate into spirituality; the spiritual substance of the Mystery of Golgotha can gain no foothold in the souls of men; evolution tends toward the development of a materialistic mentality. Lost is the heart's understanding of facts like the following: that precisely where Nature presents herself as ephemeral, as dying desolation, there the living spirit can best be envisioned. And lost as well is the feeling for the festival as such, the feeling that autumn is the time when the resurrection of all spirit contrasts most markedly with the death of Earth Nature. And thus autumn can no longer be the time for the festival of resurrection; no longer can it emphasize the eternal permanence of the spirit by the impermanence of Nature. Man begins to depend upon matter, upon those elements of Nature that do not die—the force of the seed that is sunk in the ground in the fall and that germinates and sprouts in the spring resurrection. A material symbol for the spiritual is adopted because men are no longer able to respond through the material to the spiritual as such. Autumn no longer has the power to reveal, through the inner force of the human soul, the permanence of the spiritual by contrasting it with the impermanence of Nature. The imagination now needs the aid of outer Nature, outer resurrection. Men want to see the plants sprouting from the ground, the Sun gaining power, light and warmth increasing. Nature's resurrection is needed to celebrate the resurrection idea. But this exigency also means the disappearance of the direct relationship that existed with the Festival of Adonis, and that can exist with the Mystery of Golgotha. A loss of intensity is suffered by that inner experience which can appear at physical death if the human soul knows that man passes physically through the portal of death and undergoes, for three days, what indeed can evoke a somber frame of mind; but then the soul must rejoice in a festive mood, knowing that precisely out of death—after three days—the human soul arises in spiritual immortality. The force inherent in the Festival of Adonis was lost, and the next event ordained for mankind was the resurrection of this force in greater intensity. One beheld the death of the god, of all the beauty and grandeur and vigorous youth in mankind. On the Day of Mourning this god was immersed in the sea. A somber mood prevailed, because first a feeling for the ephemeral in Nature was to be aroused. But the intention was to transform the mood induced by the impermanence of Nature into that evoked by the super-sensible resurrection of the human soul after three days. When the god—or his effigy—was raised up out of the water, the rightly instructed believer saw in this act the image of the human soul a few days after death: Behold! The spiritual experience of the deceased stands before thy soul in the image of the arisen god of beauty and youth. Every year in the fall something that is indissolubly linked with human destiny was awakened within the spirit of men. At that time it would have been deemed impossible to connect all this in any way with outer Nature. All that could be experienced in the spirit was represented in the ritual, in symbolical enactment. But when the time was ripe for effacing the old-time image and having memory take its place—imageless, inner memory of the Mystery of Golgotha experienced in the soul—mankind at first lacked the power to achieve this, because the activity of the spirit lay deep down in the substrata of the human soul. So up to our own time there has remained the necessity for calling in the aid of outer Nature. But outer Nature provides no complete allegory of the destiny of man in death; and while the idea of death survived, the idea of resurrection has faded more and more. Even though resurrection figures as a tenet of faith, it is not a living fact for people of more recent times. But it must once more become so; and the awakening of men's feeling for the true idea of the resurrection must be brought about by anthroposophy. If, therefore, as has been explained elsewhere, the anthroposophically imbued soul must sense the heralding thought of Michael, must intensify the idea of Christmas, so the idea of Easter must become especially festive; for to the idea of death anthroposophy must add the idea of resurrection. Anthroposophy itself must come to resemble an inner festival of the resurrection of the human soul. It must infuse into our philosophy a feeling for Easter, a frame of mind appropriate to Easter. This it can do if men will understand that the ancient Mysteries can live on in the true Easter Mystery, provided the body, the soul and the spirit of man—and the destiny of these in the realms of body, soul and spirit—are rightly understood.
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233a. Rosicrucianism and Modern Initiation: The Relationship of Earthly Man to the Sun
11 Jan 1924, Dornach Translated by Mary Adams |
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But there are tasks that belong to this Michael Age, and it is possible now to point to these tasks, after all that we have been considering in the Christmas Meeting and since, about the evolution of Spirit-vision throughout the centuries. |
233a. Rosicrucianism and Modern Initiation: The Relationship of Earthly Man to the Sun
11 Jan 1924, Dornach Translated by Mary Adams |
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What I have been telling you in recent lectures requires to be carried a little further. I have tried to give you a picture of the flow of spiritual knowledge through the centuries, and of the form it has taken in recent times, and I have been able to show how from the fifteenth until the end of the eighteenth or even the beginning of the nineteenth century, the spiritual knowledge that was present before that period as clear and concrete albeit instinctive knowledge, showed itself in this later age more in a devotion of heart and soul to the Spiritual, to all that is of the Spirit in the world. We have seen how the knowledge man possessed of Nature and of how the spiritual world works in Nature, is still present in the eleventh, twelfth and thirteenth centuries. In a personality like Agrippa of Nettesheim, whom I have described in my book Mysticism and Modern Thought, we have one who was still fully possessed of the knowledge, for example, that in the several planets of our system are spiritual Beings of quite definite character and kind. In his writings, Agrippa of Nettesheim assigns to each single planet what he calls the Intelligence of the planet. This points to traditions which were still extant from olden times, and even in his day were something more than traditions. To look up to a planet in the way that became customary in later Astronomy and is still customary today, would have been utterly impossible to a man like Agrippa of Nettesheim. The external planet, nay, every external star was no more than a sign, an announcement, so to say, of the presence of spiritual Beings, to whom one could look up with the eye of the soul, when one looked in the direction of the star. And Agrippa of Nettesheim knew that the Beings who are united with the single stars are the Beings who rule the inner existence of the star or the planet, rule also the movements of the planet in the Universe, the whole activity of the particular star. And such Beings he called: the Intelligence of the star. Agrippa knew also how, at the same time, hindering Beings work from the star, Beings who undermine the good deeds of the star. They too work from out of the star and also into it; and these Beings he called Demons of the star. And together with this knowledge went an understanding of the Earth, that saw in the Earth too a heavenly body having its Intelligence and its Demon. The understanding however for star Intelligence and star Demonology was little by little completely lost, with all that was involved in it. What was essentially involved in it may be expressed in the following way. The Earth was of course looked upon as ruled in her inner activity, in her movement in the Cosmos, by Intelligences whom one could bring together under the name of the Intelligence of the Earth star. But what was the Intelligence of the Earth star, for the men of Agrippa's time? It is exceedingly difficult today even to speak of these things, because the ideas of men have travelled very far away from what was accepted as a matter of course in those times by men of insight and understanding. The Intelligence of the Earth star was Man himself, the human being as such. They saw in Man a being who had received a task from the Spirituality of the Worlds, not merely, as modern man imagines, to walk about on the Earth, or to travel about it in trains, to buy and sell, to write books, and so forth and so forth—no, they conceived Man as a being to whom the World-Spirit had given the task to rule and regulate the Earth, to bring law and order into all that has to do with the place of the Earth in the Cosmos. Their conception of Man was expressed by saying: Through what he is, through the forces and powers he bears within his being, Man gives to the Earth the impulse for her movement around the Sun, for her movement further in Universal Space. There was in very truth still a feeling for this. It was known that the task had once been allotted to Man, that Man had really been made the Lord of the Earth by the World-Spirituality, but in the course of his evolution had not shown himself equal to the task, had fallen from his high estate. When men are speaking of knowledge nowadays it is very seldom that one hears even a last echo of this view. What we find in religious belief concerning the Fall really goes back ultimately to this idea; for there the point is that originally Man had quite another position on the Earth and in the Universe from the position he takes today; he has fallen from his high estate. Setting aside however this religious conception and considering the realm of thought, where men think they have knowledge that they have attained by definite and correct methods, it is only here and there that we can still find today an echo of the ancient knowledge that once proceeded from instinctive clairvoyance, and that was well aware of Man's task and of his Fall into his present narrow limitations. It may still happen, for example, that one may have a conversation with a person—I am here relating facts—who has thought very deeply, who has also acquired very deep knowledge concerning this or that matter in the spiritual realm. The conversation turns on whether Man, as he stands on Earth today, is really a creature who is self-contained, who carries his whole being and nature within him. And such a personality as I have described will say to you, that this cannot be. Man must really in his nature be a far more comprehensive being—otherwise he could not have the striving he has now, he could not develop the great idealism of which we can see such fine and lofty examples; in his true nature Man must be a great and comprehensive being, who has somehow or other committed a cosmic sin, as a consequence of which he has been banished within the limits of this present earthly existence, so that today he is really sitting imprisoned as it were in a cage. You may still meet with this view here and there as a late straggler, as it were. But speaking generally, where shall we find one who accounts himself a scientist, who seriously occupies himself with these great and far-reaching questions? And yet it is only by facing them that man can ever find his way to an existence worthy of him as man. It was, then, really so that Man was regarded as the bearer of the Intelligence of the Earth. But now, a person like Agrippa of Nettesheim ascribed to the Earth also a Demon. When we go back to the twelfth or thirteenth century, we find this Demon of the Earth to be a Being who could only become what he became on the Earth, because he found in Man the tool for his activity. In order to understand this, we must acquaint ourselves with the way men thought about the relationship of the Earth to the Sun, or of Earthly man to the Sun, in those days. And if I am now to describe to you how they understood this relationship, then I must again speak in Imaginations: for these things will not suffer themselves to be confined in abstract concepts. Abstract concepts came later, and they are very far from being able to span the truth; we have therefore to speak in pictures, in Imaginations. Although, as I have described in my Outline of Occult Science, the Sun separated itself from the Earth, or rather separated the Earth off from itself, it is nevertheless the original abode of Man. For ever since the beginning of the Saturn existence Man was united with the whole planetary system including the Sun. Man has not his home on Earth, he has on Earth only a temporary resting place. He is in truth, according to the view that prevailed in those olden times, a Sun-being. He is united in his whole being and existence with the Sun. And since this is so, he ought as a being of the Sun to stand quite differently on the Earth than he actually does. He ought to stand on the Earth in such a way that it should suffice for the Earth to have the impulse to bring forth the seed of Man in etheric form from out of the mineral and plant kingdoms, and the Sun then to fructify the seed brought forth from the Earth. Thence should arise the etheric human form, which should itself establish its own relationship to the physical substances of the Earth, and itself take on Earth substantiality. The contemporaries of Agrippa of Nettesheim—Agrippa's own knowledge was, unfortunately, somewhat clouded, but better contemporaries of his did really hold the view that Man ought not to be born in the earthly way he now is, but Man ought really to come to being in his etheric body through the interworking of Sun and Earth, and only afterwards, going about the Earth as an etheric being, give himself earthly form. The seeds of Man should grow up out of the Earth with the purity of plant-life, appearing here and there as ethereal fruits of the Earth, darkly shining; these should then in a certain season of the year be overshone, as it were, by the light of the Sun, and thereby assume human form, but etheric still; then Man should draw to himself physical substance—not from the body of the mother, but from the Earth and all that is thereon, incorporating it into himself from the kingdoms of the Earth. Thus—they thought—should have been the manner of Man's appearance on the Earth, in accordance with the purposes of the Spirit of the Worlds. And the development that came later was due to the fact that Man had allowed to awaken within him too deep an urge, too intense a desire for the earthly and material. Thereby he forfeited his connection with the Sun and the Cosmos, and could only find his existence on Earth in the form of the stream of inheritance. Thereby, however, the Demon of the Earth began his work; for the Demon of the Earth would not have been able to do anything with men who were Sun-born. When Sun-born man came to dwell on the Earth, he would have been in very truth the Fourth Hierarchy. And one would have had to speak of Man in the following manner. One would have had to say: First Hierarchy: Seraphim, Cherubim, Thrones; Second Hierarchy: Exusiai, Dynamis, Kyriotetes; Third Hierarchy: Angels, Archangels, Archai; Fourth Hierarchy: Man—three different shades or gradations of the human, but none the less making the Fourth Hierarchy. But because Man gave rein to his strong impulses in the direction of the physical, he became, not the being on the lowest branch, as it were, of the Hierarchies, but instead the being at the summit of the highest branch of the earthly kingdoms: mineral kingdom, plant kingdom, animal kingdom, human kingdom. This was the picture of how Man stood in the world. Moreover, because Man does not find his proper task on the Earth, the Earth herself has not her right and worthy position in the Cosmos. For since Man has fallen, the true Lord of the Earth is not there. What has happened? The true Lord of the Earth is not there, and it became necessary for the Earth, not being governed from herself in her place in the Cosmos, to be ruled from the Sun; so that the tasks that should really be carried out on Earth fell to the Sun. The man of mediaeval times looked up to the Sun and said: In the Sun are certain Intelligences. They determine the movement of the Earth in the Cosmos; they govern what happens on the Earth. Man ought, in reality, to do this; the Sun-forces ought to work on Earth through Man for the existence of the Earth. Hence that significant mediaeval conception that was expressed in the words: The Sun, the unlawful Prince of this world. And now reflect, my dear friends, how infinitely the Christ Impulse was deepened through such conceptions. The Christ became, for these mediaeval men, the Spirit Who was not willing to find His further task on the Sun, Who would not remain among those who directed the Earth in unlawful manner from without. He wanted to take His path from the Sun to the Earth, to enter into the destiny of Man and the destiny of Earth, to experience Earth events and pass along the ways of Earth evolution, sharing the lot of Man and of Earth. Therewith, for mediaeval man, the Christ is the one Being Who in the Cosmos saved the task of Man on the Earth. Now you have the connection. Now you can see why, in Rosicrucian times, it was again and again impressed upon the pupil: “O Man, thou art not what thou art; the Christ had to come, to take from thee thy task, in order that He might perform it for thee.” A great deal in Goethe's Faust has come down from mediaeval conceptions, although Goethe himself did not understand this. Recall, my dear friends, how Faust conjures up the Earth Spirit. With these mediaeval conceptions in mind, we can enter with feeling and understanding into how this Earth Spirit speaks.—
Who is it that Faust is really conjuring up? Goethe himself, when he was writing Faust, most assuredly did not fully know. But if we go back from Goethe to the mediaeval Faust and listen to this mediaeval Faust in whom Rosicrucian wisdom was living, then we learn how he too wanted to conjure up a spirit. But whom did he want to conjure up in the Earth Spirit? He did not ever speak of the Earth Spirit, he spoke of Man. The deep longing and striving of mediaeval man was: to be Man. For he felt and knew that as Earth man he is not truly Man. How can manhood be found again? The way Faust is rebuffed, pushed on one side by the Earth Spirit is a picture of how man in his earthly form is rebuffed by his own being. And this is why many accounts of conversion to Christianity in the Middle Ages show such extraordinary depth of feeling. They are filled with the sense that men have striven to attain the manhood that is lost, and have had to give up in despair, have rightly despaired of being able to find in themselves, within earthly physical life, this true and genuine manhood; and so they have arrived at the point where they must say: Human striving for true manhood must be abandoned, earthly man must leave it to the Christ to fulfil the task of the Earth. In this time, when man's relation to true manhood as well as his relation to the Christ was still understood in what I would call a superpersonal-personal manner—in this time Spirit-knowledge, Spirit-vision was still a real thing, it was still a content of experience. It ceased to be so with the fifteenth century. Then came the tremendous change, which no one really understood. But those who know of such things know how in the fifteenth, in the sixteenth centuries, and even later, there was a Rosicrucian school, isolated, scarcely known to the world, where over and over again a few pupils were educated, and where above all, care was taken that one thing should not be forgotten but be preserved as a holy tradition. And this was the following.—I will give it to you in narrative form. Let us say, a new pupil arrived at this lonely spot to receive preparation. The so-called Ptolemaic system was first set before him, in its true form, as it had been handed down from olden times, not in the trivial way it is explained nowadays as something that has been long ago supplanted, but in an altogether different way. The pupil was shown how the Earth really and truly bears within herself the forces that are needed to determine her path through the Universe. So that to have a correct picture of the World, it must be drawn in the old Ptolemaic sense: the Earth must be for Man in the centre of the Universe, and the other stars in their corresponding revolutions be controlled and directed by the Earth. And the pupil was told: If one really studies what are the best forces in the Earth, then one can arrive at no other conception of the World than this. In actual fact, however, it is not so. It is not so on account of man's sin. Through man's sin, the Earth—so to speak, in an unauthorised, wrongful way—has gone over into the kingdom of the Sun; the Sun has become the regent and ruler of earthly activities. Thus, in contradistinction to a World-System given by the Gods to men with the Earth in the centre, could now be set another World-System, that has the Sun in the centre, and the Earth revolving round the Sun—it is the system of Copernicus. And the pupil was taught that here is a mistake in the Cosmos, a mistake in the Universe brought about by human sin. This knowledge was entrusted to the pupil and he had to engrave it deeply in his heart and soul.—Men have overthrown the old World-System (so did the teacher speak) and set another in its place; and they do not know that this other, which they take to be correct, is the outcome of their own human guilt. It is really nothing else than the expression, the revelation of human guilt, and yet men take it to be the right and correct view. What has happened in recent times? (The teacher is speaking to the pupil.) Science has suffered a downfall through the guilt of man. Science has become a science of the Demon. About the end of the eighteenth century such communications became impossible, but until that time there were always pupils here and there of some lonely Rosicrucian School, who received their spiritual nourishment imbued as it were with this feeling, with this deep understanding. Even such a man as Leibnitz, the great philosopher, was led by his own thought and deliberation to try and find somewhere a place of learning where the relation between the Copernican and Ptolemaic Systems could be correctly formulated. But he was not able to find any such place. Things like this need to be known if one is to understand aright, in all its shades of meaning, the great change that has come about in the last centuries in the way man looks on himself and on the Universe. And with this weakening of man's living connection with himself, with this estrangement of man from himself came afterwards the tendency to cling to the external intellect that today rules all. Is this external intellect verily human experience? No, for were it human experience, it could not live so externally in mankind as it does. The intellect has really no sort of connection with what is individual and personal, with the single individual man; it is well nigh a convention. It does not flow out of inner human experience; rather it approaches man as something outside him. You may feel how the intellect became external by comparing the way in which Aristotle himself imparted his Logic to his pupils with the way in which it was taught much later, say in the seventeenth century.—You will remember how Kant says that Aristotle's Logic has not advanced since his time.—In the time of Aristotle, Logic was still thoroughly human. When a man was taught to think logically, he had a feeling as though—if again I may be allowed to express myself in imaginative terms—as though he were thrusting his head into cold water and thereby became estranged from himself for a moment; or else he had a feeling such as Alexander expressed when Aristotle wanted to impart Logic to him: You are pressing together all the bones of my head! It is the feeling of something external. But in the seventeenth century this externality was taken as a matter of course. Men learned how from the major and minor premise the consequent must be deduced. They learned what we find treated so ironically in Goethe's Faust:
Whether, like Alexander, one feels the bones of one's head all pressed together, or whether one is laced up in Spanish boots with all this First, Second, Third, Fourth—we have in either case a true picture of what one feels. But this externality of abstract thought was no longer felt in the time when Logic began to be taught in the schools. Today of course this has more or less ceased. Logic is no longer specifically taught in the schools. It is rather as if there had once been a time when hundreds and hundreds of people had put on the same uniform under direction, and done it with enthusiasm, and then afterwards there came a time when they did it of their own free will without giving it a thought. During all the time however when the Logic of the abstract was gaining the upper hand, the old spiritual knowledge was incapable of going forward. Hence we see it in its turn becoming external, and assuming a form of which examples are to be found in the writings of Eliphas Levi or the publications of Saint-Martin. These are the last offshoots of the old Spirit-knowledge and Spirit-vision. What do we find in a book such as Eliphas Levi's, The Dogma and Ritual of High Magic? In the first place there are all kinds of signs—Triangles, Pentagrams and so forth. We find words from languages in use in bygone ages, especially from the Hebrew. And we find that what in earlier times was life and at the same time knowledge that could pass over into man's action and into man's ideas—this we find has become bereft of ideas on the one hand, and on the other hand has degenerated into external magic. There is speculation as to the symbolic meaning of this or that sign, concerning all of which the modern man, if he is honest, would have to confess that he can find nothing particular in it. There are also practices connected with all manner of rites, while those who spoke of these rites and frequently practised them were far from having any clear notion at all of their spiritual connection. Such books are invariably pointers to what was once understood in olden times, was once an inward knowledge-experience, but when Eliphas Levi, for example, was writing his books, was no longer understood. As for Saint-Martin—of him I have already written in the Goetheanum Weekly. Thus we see how what had once been interwoven into the soul-and-spirit of man's life, could not he held there but fell a victim to complete want of understanding. The common impulse and striving for the Divine that shows itself in the feeling of man from the fifteenth to the eighteenth and nineteenth centuries is genuine and true. Beautiful things are to be found in this impulse, things lovely and sublime. Much that has come from these times and that is far too little noticed today has about it as it were a magic breath—the genuine spell of the Spiritual. Side by side, however, with all this, a seed is sprouting, the seed of the lack of understanding of old spiritual truths. We have therewith a hardening, ossifying process, and a growing impossibility to approach the Spiritual in a way that is in accord with the age. We come across men of the eighteenth century who speak of a downfall of all that is human, and of the rise of a terrible materialism. Often it seems as though what these men of the eighteenth century say applies just as well to our own time. And yet it is not so; what they say does not apply to the last two-thirds of the nineteenth century. For in the nineteenth century a further stage has been reached. What was still regarded in the eighteenth century with a certain abhorrence on account of its demoniacal character, has come to be taken quite as a matter of course. The men of the nineteenth century had not the power to say: Copernicus!—Yes; but such a conception of the Universe was only able to arise because man did not become on Earth that which he should have become, and so the Earth was left without a ruler, and the rulership passed over to the unrighteous lords of the world (the expression occurs again and again in mediaeval writings), these took over the leadership of the Earth—even as the Christ left the Sun and united Himself with the destiny of the Earth. Only now, at the end of the nineteenth century, has it again become possible to look into these things with a clear vision such as man possessed in olden times; only now in the Michael Age has the possibility come again. We have spoken repeatedly of the dawn of the Michael Age, and of its character. But there are tasks that belong to this Michael Age, and it is possible now to point to these tasks, after all that we have been considering in the Christmas Meeting and since, about the evolution of Spirit-vision throughout the centuries. |