325. Natural Science and the Historical Development of Humanity: Lecture III
23 May 1921, Stuttgart |
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The emergence of Christianity has a profound significance for the later emergence of natural science. But this significance can only be understood if we first ask ourselves: Whatever it was that came into the world through Christianity, it could only understand the world of that time from its own ideas. |
In the south, the most educated part of the population convulsively moved towards the supersensory, towards the imageless, towards merging with the soul in the All-One, in order to arrive at understanding. There, the further development of understanding, even in language, was fueled by the dead language of Latin. |
This prepared the way for what led the human being who had come to understanding, that is, to his inwardness and then to the consciousness soul, in which he had only the shadow of understanding, back to what he had lost from mind: to nature. |
325. Natural Science and the Historical Development of Humanity: Lecture III
23 May 1921, Stuttgart |
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If we are to understand the way in which a scientific world view has been introduced into the mentality of the present day, we must turn to the results of the study of human evolution. But then this history of development must be considered in a style such as is attempted here in this lecture. And therein our consideration should culminate, to penetrate this integration of scientific thinking into the human state of mind. We have seen that in successive epochs, the whole inner soul condition of people has also metamorphosed, and it now behooves us to look a little more closely at the soul condition at that turning point in human civilization that is marked by the advent of Christianity. If one wants to study the state of mind that was prevalent in the Chaldean and Egyptian peoples, in particular, then, as I have already indicated, there is no other way to do so than to ascend in the soul to the imaginative view, to the inspired view, and so on. Regarding this imaginative insight, which I have characterized from various perspectives during these evenings, I only have to add the following: When a person consciously ascends to the state of imaginative knowledge, thus living in a consciousness of images that leads him to images of spiritual realities before his soul, then his entire introspection is transformed. His whole view of himself changes, and initially his view of the external world around him also changes. The inner vision becomes such that one does not, for example, advance to a more soul-like content through imaginative visualization, if one understands by soul-like content what is known from ordinary life experience. One could say that under the influence of imaginative visualization, inner vision transforms what is in the waking, conscious human being into something more concrete than the soul is in its ordinary experience. The strange thing is that the mystical nebulosity that some people expect when they hear about introspection does not arise, nor does what some mystics in the ordinary sense produce in the form of fantastic images of the human interior illuminated by the divine. But through true introspection, a person advances to get to know his or her organism, his or her organization, and in doing so, he or she gets to know the profound significance of the individual organs of his or her organism. He learns to recognize the role that the heart, lungs and other organs play in the organism, and thus he comes to know precisely that which the nebulous mystic does not seek, which he considers to be a lowly material thing. He thus attains a true transparency of his own organism by advancing to imaginative knowledge. Those who then come to inspired knowledge realize that what they have come to know through the path of imagination is something more material, one might say, than the abstract that one usually mental content when one speaks of the external, seemingly sensory current of inheritance, which in reality is born out of the deeper-lying spiritual, that therefore what organizes the individual is born out of the spiritual. This teaches us an extraordinarily significant fact. Basically, we can understand the physical human being as a whole, as we see him before us, as a being that must have passed through the ancestors, through the hereditary current. But if we stop at this external, scientific view, which wants to trace everything back to heredity, we will not come to an understanding of the details of this organism. This may appear paradoxical to some, but it is so. Our organs as individuals are formed out of the spirit, only the whole configuration of the human being, as he appears to us in the sensory world, had to go through physical inheritance in order to come about as a synthesis of the individual organs. So we actually arrive at a spiritual-scientific anatomy and physiology, which, however, at the same time appears as a result of spiritual knowledge that lies deeper and is attained through inspiration. So we can say that if we consciously struggle to such knowledge through imagination and inspiration, we get to know the human being in a different way. But we also get to know the external world in a different way. For the person who struggles upwards through imagination and inspiration – I have already hinted at this in the lectures in Dornach last fall on the “Limits of Knowledge of Nature” – for the person who struggles in this way to attain supersensible knowledge, the assumption that atoms lie behind sense phenomena can no longer be accepted. No matter whether we look at it from the older sense, where we assumed more elastic or even more rigid atoms, or from the present point of view, where we speak more of ions or electrons, no matter what kind of atomism it is, the assumption of such atoms, which are supposed to constitute matter, which are supposed to represent the substantiality of the material, this assumption loses its meaning. It appears simply as a non-entity. And what remains of the sense world, I once wanted to characterize in the third volume of my edition of Goethe's scientific writings, where I said: Everything that can be seen in the outside world and in which one has to immerse oneself in order to recognize it, are the contents of sensory perception, are the phenomena themselves. For if one looks behind phenomena with a spiritual-scientific view, one does not find atoms in the sense of physicists or physiologists, but one finds essential spiritual substance. The outer world is constituted by spiritual substance, and not, for instance, by those forces which we are accustomed to take as the basis of our calculations. These are not, therefore, the central forces which are usually assumed by mathematical physics to represent the constitution of matter. Instead, a more spiritual way of looking at things drives us outwards to the spirit, but inwards to an understanding that is initially material. Today, as we ascend from our present historical standpoint, which has been achieved by humanity, to such insights, we do so fully consciously. We survey the step we are taking; we know that as our knowledge metamorphoses, the external world is spiritualized for us, the inner world is materialized. And we thus grasp a now also metamorphosed image of the world in which we are and which we ourselves are. We then relate this image, which we receive, to our ordinary view, which lives in concepts of the mind; we express it through such concepts of the mind, and this makes us consciously live in one and the other view of the world. This consciousness was lacking in people until the 8th century BC, until the end of that period of time that I have characterized as the Egyptian-Chaldean one during these evenings. But in return they had the possibility to gain something instinctively, to which we can only work towards again consciously through inner methodology, spiritual scientific methodology. They did not have the ability to penetrate with concepts what they saw instinctively. Intellectualism was still foreign to them, but images stood before their soul without them first having to bring them about in full consciousness, as we have to do it today, and so the external world was spiritual to them. The further we go back in human development, the clearer this becomes. If we go back to the times for which historical documents still exist, we do find a kind of decline in what once lived in these peoples. We find that the spiritual aspect of the external world had been debased to the point of demonism, and we therefore find demonic forces behind the phenomena of the senses everywhere. But this was only the echo of an ancient spiritual view that was still present in the ages I have called “Primitive Persian” and “Primitive Indian”. And further, these people instinctively had the view that in them, as soul, the organs themselves lived, so that they spoke of the soul precisely when they were educated personalities in these ancient peoples, as of the internal organs and thought of the soul as composed through the interaction of these internal organs. When we read the sayings of the ancients about the heart, liver, kidneys and the like, we do not have to imagine the fantasy that is found, for example, in Wundt's philosophy, but we have to understand them with the state of mind that we can achieve in imaginative, inspired knowledge. Only then will we understand what is meant by such strange sayings, handed down from ancient times, about the heart, liver and suchlike. But we must also be clear about the spiritual condition of these ancient peoples. This spiritual condition was such that people saw spiritual things in the world outside, actually material things within, but that they had to be awake when they saw the outside world, while they slept and dreamed when they wanted to perceive their inner selves. I have already hinted at this for the Egyptians, hence the introduction of temple sleep. The sick person was brought to the temple, was brought to sleep; he then had to tell his dreams. The priests, who were taught these things, who knew that what mattered more than the content of the dream was the dramatic course of the dream. To interpret its content would have been superstition. But that was what mattered, whether some dark thing in the dream was followed by a light one or vice versa, and whether the dream had to refer to states of fear or joy and the like. It was the drama of the dream that mattered, and from this drama it then became clear how one organ or another could become diseased, and, as I indicated, it even revealed the remedy. That is the reality of what was later called the Egyptian temple sleep. These things then passed into decadence, and when studied in their decadent state, they no longer present themselves as they were in the best times of ancient civilization; this should be fully understood. We may say, then, that in the waking state these ancient peoples had a kind of pictorial consciousness, not yet the intellectual consciousness that lives in abstract mental representations. With this pictorial consciousness they perceived a spiritual outer world, which for them was as underlying the sense world as causality and effect were later regarded as underlying the sense world. While these ancient peoples were in a subdued state of consciousness in their instinctive experiences at that time, their dreams were all the more vivid, and it was in the images of their dreams that they perceived their inner selves. And the scholars in the sense of that time were able to interpret these dream images in terms of the inner self, but actually in terms of its materiality. The big change that occurred around the middle of the 8th century BC was that people increasingly developed the ability to think intellectually. At first, this intellectuality was not yet as we have it today, where we can, as it were, also separate ourselves from the outside world, close our eyes, make all our senses inactive and then set our minds in motion. This inward active work of the mind was not yet there. But by looking at the outside world in images, a kind of mind was revealed at the same time, and by looking through the world of images in dreams, it was also interspersed with this mind in memory. One can say that the mind as an ability only entered into human development around the middle of the 8th century BC. If you study the old documents from this point of view, you will get along everywhere. The fact that people like Jeremiah or similar, who want to describe Chaldean antiquity, encounter contradictions everywhere, stems from the fact that they believe that what these Chaldeans had achieved had already been created by the actively working mind and not by the directly perceived world of images. If one assumes that the entire Chaldean culture was one that arose through the perception of images, then one assumes that the peculiar inwardness that the Egyptians developed, which was then lived out in their mythology, but also lived out in the explanations of the Book of the Dead, for example, if you take all this together and know that the interior once revealed itself in dreamy inner perception, then you only begin to understand what it is all about. As I have always indicated, one must proceed to the consideration of the state of mind of those times. The activation of the intellect begins much later, it actually begins – and this is clearly shown in the development of the older Greek philosophy – it begins first as a kind of perception that also perceives the concepts of the intellect, the ideas in the sense things. One does not understand Thales, Heraclitus, Anaximenes and so on, especially not Anaxagoras with his vodg (nous); one does not understand the philosophy that Nietzsche called 'Philosophy in the Tragic Age of the Greeks' if one does not know that they did not yet ascribe to the human being: “There sits the mind, you are active in your mind,” but rather they painted the world, they perceived the concepts of the mind in the things they saw in the way they perceived the colors. And in a certain respect, Plato's Theory of Ideas can only be understood without contradiction from this point of view, and even more so the individual specifics, such as Hippocrates' medicine. This can only be understood if one knows that there was not a detached mind, but rather how things outside revealed themselves through colors, so they also revealed themselves in their conceptual context. Just as we today see the world of sense as a colored carpet, so did they see it in that time in the web of thought. Thus, of course, the relationship of the inner and the outer in the Egyptians was quite different than it later became. Among the Chaldeans it was still the case that man in a certain sense counted himself entirely towards the outer world. For when he was awake and based the world of the senses on spiritual causality, he actually saw his own likeness in all things of nature. He suspected the soul in himself, as he sensed the spiritual behind the things of the senses. And when he was in a dream, he saw his own inner being in images, one might say, as in an external world. This whole state of mind made him feel that he was a member of the world in the most eminent sense. But this also meant that the way he thought about his connection with the world was different from the way we think about it now. Now we are immersed in a world view that must be overcome. We are immersed in a world view that actually leaves a deep chasm between natural events and the order in which we are immersed through our human morality, through our moral views and through our religious convictions. When people look at nature today, they understand natural processes through the so-called laws of nature. These laws are not colored by anything moral, which is precisely what people seek in them. It seems to man today as a paradoxical superstition, and, when it is a matter of a view of nature, rightly so, to assume, for example, that lightning shoots out of the clouds in a way that has to be explained morally and the like. But on the other hand, man also feels as if he has been torn away from the whole order of the world when he is supposed to apply the standard of the moral to his own actions. And a more recent world view has increasingly come to see only natural necessity out there in the world, and in man, only a kind of moral necessity. But today's view of life cannot find a connection between this inner moral-religious order and the outer natural order. It was quite different in those times when people saw themselves and their environment as I have just described. There was no such contradiction between morality and natural necessity. If we look at the majority of ancient peoples, we find that they all relate to the world in such a way that they think of their own soul destinies as subject to a certain natural order, that they think of what emerges from their own soul as emerging, so to speak, from the same power that they think of thunder and lightning as emerging from. There was only one nation that formed a remarkable exception, if we may call it that, which experienced the inner world in a different way, and that is the Hebrew, the Jewish nation. Anyone who has an affinity for it will find a tremendous difference between the Jewish creation story of the Bible, the Old Testament, and all the other creation stories. The other creation stories must be viewed from the perspective of an inseparable natural order and morality. The Jewish-Hebrew creation story is characterized precisely by the fact that it is basically devoid of any natural worldview. This is what distinguished the Jewish people from the surrounding peoples of antiquity. The Jewish people related everything to the one God. But the forces that worked through this God in the world, they described it, albeit in a different way than later conceptions, but basically as moral, that is, as arising from the will of Yahweh. And basically, when anything happened, be it in the natural world or through man, the member of the ancient Hebrew people could only answer: It happens because Yahweh wills it. One could say that the spiritual state of this Jewish people is as if the world around them existed only as a world for the senses, as if nothing spiritual or soulful were revealed from this world, as it was for the other, pagan nations. On the other hand, there was a particularly vivid perception of the human interior, and it was through this perception of the human interior that the Jewish people came to their monotheistic religion, to their religion of Yahweh. And everything that in ancient times led to and tended towards a certain insensitivity to the outside world, but on the other hand to an emphasis on what one perceives from within, all this can basically be traced back to the influence of the Hebrew people. One might say that the ancient pagan peoples were such that they had a spiritual view of nature and also applied this spiritual view of nature to man as such. They saw the things of nature and traced them back to spiritual causes. They recognized the world through wisdom, in that wisdom is understood as that which the spiritual in the human soul takes in. The Jews had no organ for this wisdom in the world, but for that they had something else for special reasons, which there is no time to describe now. I once presented this in an internal lecture cycle in Kristiania, which I gave on the souls of nations. In contrast to the other nations, especially the Egyptians, who instinctively saw the inner life of man in dream images and dream imaginings, the Jews had developed a kind of intellectuality from their own inner life long before the dawn of intellectuality in the middle of the 8th century BC, albeit one-sidedly and prematurely. With the older Greek thinkers, we see how they receive intellectuality by observing nature. A living world view, as developed by Heraclitus, for whom basically the whole world is becoming, but for whom becoming is symbolized more than anything by fire. Such a living world view can only come about if the human being feels their way completely into the fire, so to speak, experiences the inner nature of the fire and simultaneously experiences the conceptual, the imaginative. While the outer, sensual redness of the fire is being perceived, the conceptual, intellectual element is perceived in the outer world. For the civilization represented by the Greeks, it is the case that the intellectual element is born for human beings in the middle of the 8th century BC. For the Hebrew people, it was already born earlier. For the Hebrew people, it was the case that they did not perceive the intellectual in the outside world, but that they perceived what is spiritual and intellectual within, not through dream images like the Egyptians, and already in a certain abstractness. And that led them to their monotheism. This led them, one might say, to moralize the whole world, to trace everything back to the will of Yahweh, to trace it back to the fact that Yahweh wills it. And it is perhaps a polar opposite when we take some Greek sage like Anaxagoras and see that he speaks of the world mind as the Nus, in a sense perceiving the mind outside in the world objectified, and when we speak of a Jewish scholar of antiquity who feels this mind rising from his inner being and thereby experiences the revelation of Yahweh. Even if you take something like the burning bush revelation to Moses, you will have to think about it differently according to the whole nature of the presentation, just as you have to think about a philosophical statement by Anaxagoras. What Moses perceives externally is only a stimulus. What he actually perceives arises from within him. Hence the remarkable abstractness with which everything appears, which is the actual content of this Hebrew antiquity. But this gave a tendency to the development of mankind that leads more away from nature. In Greek culture, we see man's living into nature in such a way that he gives birth to the intellect out of nature. In Judaism, we see an experience of the human inner being at an early stage. And it was from this tendency that the declining Greek culture, which had already begun to decline, came to replace Platonism, for example, with Neoplatonism, which represents an abstract mysticism, a living into an unintelligible, abstract spiritual world. We are already in the centuries of the decline of the Greek people. External observation has already turned inwards. One might say that the intellect, which the Greeks first discovered in the external world, has overwhelmed their inner being. And Plotinus, Jamblichus, Ammonius Sakkas, they are men who have devoted themselves entirely to the un-sensuous, the spiritual, who live entirely in this un-sensuous, spiritual, and who only call a man a true man when he can experience this un-sensuous, spiritual. In certain regions of the Orient, however, something has been preserved that does not think the inner, the soul, in such an abstract way as the later Greeks did, for example in Neoplatonism, but which still represents an resonance of the inner perception of the organs and which also does not represent the external world in the way that the Greek Democritus began to imagine it through material atoms, but which presented the basis of the external, the sensual, as a spiritual world. And again and again, the tendencies arose from the East, from what was brought in by the Hebrew influence, to counter something. One only needs to study Philo, who lived at the beginning of the first century AD, to see this Hebrew influence. More and more, a reaction is spreading from certain areas of Asia against this internalization, against this complete absorption in the abstract interior. In more recent times, it was the most unfortunate idea to simply interpret the biblical story of creation as a representation of symbols of external geological periods. That is certainly not what it is, but rather it is the representation of what one can see about the whole course of world development if one only allows the inner being of the human being to work. It is just that the Hebrew sages were such that they still saw what arose in their inner being in concrete terms, that they saw a great variety and diversity in it. What they saw as inner reality had already degenerated into a symbol in Philo's work, and in Neo-Platonism it had become completely abstract. And even if there is something sublime and magnificent about being transported into the otherworldliness of Plotinus and Jamblichus, on the other hand it means that in this ecstasy, in the purely abstract supersensible, the natural order, the whole view of nature, is lost. As I said, there had always been reactions from individual regions of Asia against this complete internalization of the human being, whereby he lost all inner imagery, whereby the images lost their contours, the imaginations became blurred and the human being finally dissolved into the abstract, into the pure, into the supersensible world, which could not be characterized by anything. Now, into this time, in which such struggles took place, in which old worldviews still survived, as I characterized it today and yesterday, but in which the development of intellectuality is taking place more and more, into this time, as you know, the emergence of Christianity fell. The emergence of Christianity has a profound significance for the later emergence of natural science. But this significance can only be understood if we first ask ourselves: Whatever it was that came into the world through Christianity, it could only understand the world of that time from its own ideas. Whatever may have happened in Palestine, the people of that time had to understand it first from their own point of view. Let us say, then, that somewhere over in Asia there sat a man who still had some echo of the more materialistic inner vision and of the spiritualized outer world. In the event of Golgotha he must have seen something that corresponded to his world-view. He had to explain it from the standpoint of his world-view. If anyone lived in Neoplatonism or Plotinusm, that is, in a world-view that saw all imaginations already with blurred contours and finally allowed everything to become blurred in the One, he translated everything he learned about the Mystery of Golgotha into such an internalized view of the world. He would say to himself, for example: “The highest that I can attain, even if I withdraw from all these sensory perceptions, when I allow only my inner being to prevail and unite myself with the All-One, then the Christ arises in me as this highest in my inner being. I experience the Christ impulse in this world-enraptured state.” This is how a Neoplatonic philosopher might express himself. Someone who still retained something of the old world view, as I have described it today, said to himself: In Christ, a spiritual element from the cosmos was united with a human element. And since he saw in a certain respect what lived in the organs of man more materially than soul, this special union of the spiritual Christ with the man Jesus became a problem for him. That is why the problem of the union of Christ with Jesus arises so often in the East. In those days, when humanity had only been experiencing intellectual development for seven and a half centuries, the Mystery of Golgotha was often understood as one could understand it, and one must distinguish what the individual said from what actually happened, what broke in as an objective event in the development of humanity, the event of Golgotha. But let us first see, and then return to it, how these different views appeared, some of which had come down to us from ancient, unintellectual times, or had developed under the influence of the Hebrew element. Let us see how they appeared in the following centuries. One would like to say that what had happened in the development of mankind seems obvious – if I use the term symbolically – when one looks at the 4th century AD and, for example, at an event such as the founding of Constantinople by the Emperor Constantine, who, after all, elevated Christianity to the status of the official religion of the Roman Empire. Constantine founds Constantinople. We are thus in the 4th century AD. And one can say that the way this Constantine behaved when founding Constantinople would never have been the way any personality in ancient times would have behaved when founding any city. In those older times, everything had emerged from a more instinctive source. There is no doubt that everything that has come down to us about Constantine shows that he had the idea that the old opinions were true, which pointed to the fall of Rome. He therefore did not want to keep Rome as the capital. It must be emphasized that when people thought of the fall of Rome, they naturally thought primarily of the fall of the Roman Empire. That Rome could no longer remain the center of the world in the same way as it had been in the past was something that was intensively alive as an opinion at the time. But Constantine did not want the empire to perish with it. Now there was an old view that in the development of humanity, one lives in a kind of cycle. Therefore, already in older times, still in the times of pagan Rome, the thought arose to rebuild the city of T'roJa, from which, as legend also testifies, the founding of Rome is derived. One wanted to return to the origin again. Constantine did not go as far as Asia Minor, but he did move towards the East, and founded Constantinople, as we know from tradition, entirely based on the idea that world development must move back towards its origin. And he was, so to speak, intent on bringing as much as possible into this Constantinople that he believed was still viable. In the 4th century AD, Christianity was more viable than today's society often assumes. One only needs to think of such representations as, for example, Tertullianus gives, who, one would like to say, in a kind of petition, turns to the Roman emperor, one may tolerate the Christians, because what would help it if one did not tolerate them; half of the inhabitants of all cities are Christians, and they are therefore intolerant. We also know from pagan Roman writers that Christianity spread rapidly at that time. We know that basically the judgment weighed on many souls, that Christianity could not be stopped after all. In the time of Diocletian, the Romans sighed that one could kill a few hundred people, a few thousand people, but one could not kill half the population of the empire. This may be a somewhat exaggerated way of putting it, but it is based on the fact that Christianity spread relatively quickly in the first few centuries. Constantine saw through the sustaining power of Christianity, and that is why he wanted to combine what came from ancient times with what was now new. One might say that never before has anything in world history been as symptomatically significant as the foundation stone laying celebration that Constantine celebrated when founding Constantinople, where he had the porphyry column, to which the luck of Rome seemed tied, brought over to Constantinople with great difficulty. When they wanted to bring the porphyry column into the new city, they had to transport it over a swampy area and first had to lay iron rails for it, which is where the expression “The Iron Gate” comes from, which has been preserved to this day in the name “The Gate”. He had this porphyry column erected, but placed a statue of Apollo from Ilion on top of it. He had pieces of wood from the cross of Christ hidden in this statue of Apollo, which his mother Helena had brought from Jerusalem, and he surrounded the statue of Apollo with a kind of sunburst; in it were thorns from the crown of thorns, which he had also brought from Palestine. You can see that what emerged from ancient times was supposed to converge with what was there as a new, fruitful element. But Constantine apparently did not believe that what was to be continued could be continued in Rome. The Palladium, which was said to have been brought from Troy to Rome, was also transferred to Constantinople and hidden in a place unknown to the outside world. But the legend remained: This Palladium was said to have been transferred twice, once from Asia to Rome, and the second time from Rome to Constantinople. The third time it would be transferred from Constantinople to the capital of the Slavs, and when this happened, a new period of world development would begin. This belief inspired many people in the European East. This view also still lived in those who were complicit in the planning of the last outbreak of war in 1914. The saga of the three relocations of the palladium is symptomatic. But in this saga there is an awareness of the progress of human development. When we look at all this, does it not give us the impression of an awareness, of a rationality that must seem deeply significant when we consider that ancient mythological motifs and ancient pictorial motifs are combined by Constantine in a purely rational way, one might say with tremendous logic, and that this logic is to become the world-dominating logic? If we look at the particular state of mind of this Constantine, we can see how, at this time, rationality is already at a high level, but at the same time it is still so interwoven with the objective external world. I would say that there is still much of the Greek way of using reason in this. The Greeks perceived the intellect, the Nus, at the same time as the external world, as one perceives colors. They had also effectively imagined the Nus, the intellect, in history. Konstantin believes that he can only make his subjective intellect effective if he completely encloses it in objective processes: the transfer of the porphyry column, the transfer of the wood of the cross and the crown of thorns. Konstantin weaves history into his images through reason. Reason still lives in the external; it only feels real when it lives in the external. We see such a legend as that of the Palladium, I would like to say, transferred into the greatest sobriety. It was indeed a remarkable time, this 4th century AD, and one realizes what is significant and essential about this epoch when one considers what continued into the later Middle Ages. Take just one example: the struggle of later ages between nominalism and realism. For the scholastics of the thirteenth century, realism was still, for example, the view that the perceptions of external nature have a reality in themselves. The nominalists, who saw in ideas only abstract names, not something as real as colors or sounds, rebelled against this, so that the great dispute arose between realism and nominalism. In realism, something survived from that view, which was quite natural in Greek thought. A Greek thinker could not help being a realist because he perceived his concepts of understanding just as he perceived colors. But what we still find connected with the objective external world in Constantine, one might say the realizing mind, was more and more taken up into the human being, more and more interwoven with inner activity. The human being became more and more obsessed with the mind. In this way he drew this intellect out of the external world for his own view. That realism arose in the Middle Ages had a special reason, which we shall become acquainted with tomorrow; it was not merely an echo of ancient Greece, but lay in the special relation of the intruding Germanic peoples to what had been handed down from antiquity. But what nominalism was, it propagated itself in such a way that what had previously been experienced as understanding together with the external world of the senses was now experienced in the abstract. I would like to say that people were educated for this nominalism in that Latin was propagated into the Middle Ages as an old, dead language that no longer lived where one was in contact with the external world, but only lived for that spiritual world that Plotinus had led up into the abstract, into the All-One, into the supersensible. One would like to say that this supersensory should increasingly take hold of people, and for those who had a higher education, the Latin language, which had become a dead, abstract language, should be the means of education to this abstractness, to this detachment from the outer world. If we consider this in relation to later times, we can appreciate what was actually alive in this fourth century A.D. Now we see again a deeply significant turning point in the development of humanity at the beginning of the 15th century. One need only delve into old writings about nature that date back to the 10th and 11th centuries, and one will find: there it is indeed the case that people, by living in the mind, perceive this mind as something abstracted, but perceive it as if it possessed them, as if it were a real element within them. The nominalists also do not see the mind outside in the things, they see in the representations mere names, namely in the summarizing representations; but in the experience of the representations they see a real power. This comes to an end in the consciousness of the beginning of the 15th century. The period in which we still live entirely within it and which we recognize when we ask ourselves: What has reason become for us? In this time, which loves exclusivity so much, which takes such pleasure in its own absoluteness, in this time one looks down very haughtily on earlier periods. Anyone who reads what was written in the 10th and 11th centuries today considers it childish. But if you immerse yourself in it from a spiritual science point of view, you will not want to return to it either, but you will not consider it childish, but rather as a different view. He notices that although the human being is active with the intellect, he still thinks of the intellect as united with things, at least in the process of cognition. From the 15th century onwards, this changes. Man is no longer aware that forces are at work in him as he reflects; he no longer feels possessed by the intellect, but feels entirely as the being that brings about the understanding itself. We no longer have the intellect as a real power, but only as that which provides us with images of the external world, images, shadows of what the intellect used to be. That which has emerged is the characteristic of the new age. Internalization has progressed so far that man no longer feels as if he were driven by something, as if logic were working in him, but he feels that the concept of the mind has become quite shadowy. He no longer feels that something inside is pushing and driving. Man of the 10th, 11th, 12th, 13th, 14th century still felt that. That came to an end in the 15th century. With that, the age of the development of actual human consciousness begins. Man could only become fully aware of his own nature by no longer feeling the intellect as something he is inwardly possessed by, in relation to which he must say, as was said much more often in the old days than one might think: “It thinks in me,” but rather he becomes the one who says, “I think.” He ascends to his fully conscious self-awareness. The consciousness soul develops, while in the age from the middle of the 8th century BC to the beginning of the 15th century the mind soul had developed. Look it up, all the concepts we have today, including the concepts of evolution, the concepts of inheritance and so on, all the concepts, all the ideas we have, they come from the time before the 15th century. We have not acquired any new concepts. Today, as a humanities scholar, one feels how difficult it is to form words, even in an elementary way, when one is no longer satisfied with what the words actually express according to the concepts that were developed up to the 15th century. We are living on the shadows of the old concepts and have indeed been able to enter into the outer nature in a wonderful way in the scientific age by holding on to the shadows of earlier concepts. It is remarkable when one looks at certain personalities from this point of view. In the course of the 19th century, a thinker emerged who has not been sufficiently appreciated. I have tried to describe his nature in the third chapter of my book 'Von Seelenrätseln': Franz Brentano. He is, I would say, the most characteristic of a whole series. One can study many such personalities. Franz Brentano becomes acquainted with the newer natural science. He takes in the scientific facts as a matter of course, along with the concepts. But at the same time, he comes from a pious family, has a pious upbringing, and wants to come to terms with the scientific concepts. He cannot help but ask himself: What about these concepts that live in me when I grasp the scientific facts? I am talking about heredity, about development, about metamorphosis, what about these concepts? And he is led to his extraordinarily ingenious treatise on Aristotle, in that he orients himself to Aristotle, thus having to find his way back to the period that began in the 8th century BC and ended in the first third of the 15th century. And if we want to understand the peculiar concepts that prevail in our time period, then we must always return to these previous time periods. Franz Brentano once gave a lecture on jurisprudence. In this lecture on jurisprudence he wanted to make clear how man, as a soul and spiritual being, relates to the external world. He wanted to have a concept for this relationship of man to the external world; he wanted to be able to say to himself in other words: How does an idea relate to the external world? He resorted to the term “intentional,” which he found developed by the scholastics of the Middle Ages as a concept of the period that preceded ours. And so we must always go back with our concepts. It is a delusion to believe that concepts arose after the 15th century. We live in a shadow world of concepts, not in a world of conceptual reality. The period before 1400 is the age in which the conceptual reality, the concept, the intellectual as a real factor within, was formed. We have overcome this since the 15th century. We have replaced it with self-awareness. This was still in the background for the Greeks; it had something shadowy for them. They were primarily inhabited by the intellectual, but it lived as a real thing, as I have described. I would say that humanity is educated, as it were, through the inner working of spiritual forces on these intellectual abilities. And this education lasts from the 8th century BC to the 15th century. And if you ask for the middle of this period, you will find: the 4th century AD is the middle. That is when the decision is made. Until then, it goes up, until then the power that drives the mind into the soul, so to speak, impels man. Then this power ebbs away, and gradually the mind becomes shadowy. And with the foundation of Constantine, one can see this change taking place from living in the full reality with the mind, as one lived with the old images in the full reality, so that one was no different from the external world. But already in man lives also the striving back to the going out from the world, in that old myth pictures are interwoven as with sober reason in the constant foundation. In such reversals one sees what lives in the evolution of mankind. And now we can ask ourselves: did that which lived as reason, which then lived in Roman sobriety, which basically reduced all gods to mere external symbols for concepts of the state and the like, or for natural phenomena, , was there not something in what emerged, in what developed, something like a backward reaching effect of the Hebrew element, which had been completely cut off from outer nature and brought the inner being from earlier times? I would like to say that this backward movement, by clinging to the old pictorial quality, the Chaldean-Egyptian pictorial quality, to the unpictorial quality of the mystical contemplation of the All-One, was realized in the south of Europe, in the north of Africa, in the Near East. One had to enter this region, not to develop it convulsively, but to be able to fully experience the intellect within it. It was the preparation for the intellect, and one cannot understand this age if one does not grasp the interweaving of this mysticism at the end of antiquity, this mysticism that accompanied the fall of the Roman Empire and the rise of the intellect. But just look at this entire development. In the south, the most educated part of the population convulsively moved towards the supersensory, towards the imageless, towards merging with the soul in the All-One, in order to arrive at understanding. There, the further development of understanding, even in language, was fueled by the dead language of Latin. But the whole thing had arisen one-sidedly. The whole thing had come about because humanity in the south had, as it were, raised itself above nature, and this raising above nature had already been prepared for in a social phenomenon. You cannot conceive of this whole process as anything other than a population of the upper classes emerging on the broad basis of a slave population, because only these upper classes can develop such a social milieu that Plotinism becomes possible, that this non-sensual, supersensual, this exclusion from the natural, becomes a basic disposition of the soul. But then the intellect can only absorb this, one might say, with this soul-spirituality distilled out of the fullness of humanity. It developed in southern Europe, it was not permeated by a sufficiently intense power to sustain the robust Roman Empire, it was permeated by the power that Egyptian hermits could generate, but which could not sustain the robust Roman Empire. The Roman Empire could only be inspired by this remoteness from the world, could only educate the mind, but could only be carried by the upper ten thousand, who were socially supported. The people could not grasp it, not all of humanity. So the return to nature had to be made again. Constantine wanted to start a return journey. He started the return journey to Constantinople. But that was only done with the intellect. Another return journey was started. This return journey consisted of the path that had to be taken by the Romans - even if I am now presenting it somewhat from the other side - to the peoples who brought them fresh blood and nature, to the Germanic peoples coming down from the north. There was robustness there, and reason could be absorbed with the blood, with the natural. Caesar already fought against Pompey with Germanic hordes. All the victories of the Roman imperial period were won with Germanic mercenary hordes. And alongside the, I would say, abstract act of founding Constantinople, there is the other, concrete act of Constantine, where he defeated Maxentius with Germanic-British, Germanic-Gallic and purely Germanic people. The abstract element that had been approached could have been created by the state of mind of the Egyptian hermits, the state of mind of those who withdrew to Monte Cassino, but it was not enough to carry the robust world history. What had been left behind at an earlier stage had to intervene. The peoples who descended had remained behind by about a whole period. They still had the freshness that had already existed in an earlier, higher flowering, but had at least still been freshly lived in the 12th, 13th, 14th centuries BC in Greece and the Near East. The inner soul power, willpower and emotionality that lived there was carried in the Germanic element to Romanism. And now a people with its whole humanity took up what had been developed in the south at an abstract level. And in this taking up lies the possibility of bringing realism into it again, of bringing reality into that which had become uninstinctive, unreal and could therefore only lead to the downfall of the Roman Empire. Intensive power, reality was brought into the process of human evolution. This prepared the way for what led the human being who had come to understanding, that is, to his inwardness and then to the consciousness soul, in which he had only the shadow of understanding, back to what he had lost from mind: to nature. The rise of the consciousness soul is connected with the burgeoning of the view of nature. We will talk about how to visualize this in more detail tomorrow. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart |
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Even if modern science believes itself to be independent, it is still under the influence of the dictate of the Church that man consists only of body and soul and has no spirit. |
I have already mentioned that it was understood in the way that it could be understood by one or other school of thought. But today we are compelled to understand it anew. For a time it was understood in such a way that people did not want to admit that the intellect, going out into the void, could come to a new spiritual realization. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart |
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It may well be that the fourth century A.D. has emerged from our considerations as a particularly significant turning point in human development, and I would like to say a few words about what actually took place in this 4th century. One of the characteristic minds of this 4th century is, of course, Augustine, and when we look at Augustine, we have a true representative of this period before us. To a certain extent, with a part of his being, which he lived out primarily in his youth and in his early years, Augustine points quite clearly back to ancient education. And then we see a rather abrupt transition in his case, which led him to absolute submission to the Roman Catholic Church, so that Augustine became the one who, in a certain respect, set knowledge and insight aside for himself and inwardly and subjectively practically took the concepts of faith completely seriously by professing the opinion that he did not see what the basis of the truth was that he should recognize, and that he professed the truth to which he had finally decided only because the Catholic Church prescribed it. Augustine came to this opinion through hard struggles in life. For a certain period of time, he paid homage to the doctrine known as Manichaeism, the orientalizing doctrine of Mani. This doctrine is one of those that I have already characterized from a certain point of view in these evening reflections. I said: Again and again, from the times that we have come to regard as Indian, Persian, Chaldean-Egyptian, from these ancient times, views emerge as a kind of reaction against what is built up from the development of the primarily intellectual capacity of humanity. The Manichaean doctrine was one such. It just so happens that in those days, in the times when Augustine became acquainted with the Manichaean doctrine in his African homeland, such views actually appeared in a somewhat dubious form. Augustine was initially quite captivated by the Manichaean doctrine. But then he came into contact with a bishop of the Manicheans, Faustus, and the whole way in which this man represented the Manichean doctrine then disgusted Augustine. But through much of what was presented to Augustine, certainly not only as shallow dialectics but perhaps as empty verbiage, one must nevertheless glimpse something essential in this Manichaean doctrine, and this essence can only be inwardly understood if one approaches this Manichaean doctrine from the points of view have been asserted in these considerations, this Manichaean doctrine. Not much of the true records of such teachings to mankind in modern times has been preserved; only what the Christian teachers of the first centuries quoted and then fought against has been preserved. Thus the most important information from ancient times has come down to us only through the quotations of opponents. But perhaps someone who can empathize with such things will also sense something of the essence of the Manichaean doctrine itself from Augustine's particular attitude towards it. Augustine turns away from the Manichaean doctrine for the reason that he says he has sought the truth, sought the truth in the sun, in the stars, the clouds, the rivers, the springs, the mountains, in the vegetable, in the animal beings, in short, in all that which could confront him as visible. He did not find it there, because all of this offered him only external material things, but he was looking for the spiritual. Then Augustine turned away from the Manichaean doctrine to Neoplatonism, which I have already characterized from a certain point of view. Neoplatonism turned away from the sensual world. It took little account of it and wanted to connect with the All-One in its inner being in a kind of mystical abstraction. This is what attracted Augustine in his later years, and what he presents against the Manichaean doctrine already contains what he had acquired through his immersion in Neoplatonism, in the non-representational, immaterial, non-sensual, abstract world. In relation to the world in which he now placed himself, what Manichaeism could offer him seemed to him, to a certain extent, to be no more than a registering of external, material things, which are then passed off as the divine. But those who come to spiritual science today will first learn to see these things in the right way. Let us consider, from the point of view of today's spiritual science, what may actually be at hand. I have already characterized to you: when one ascends to imaginative, to inspired knowledge, then one gradually becomes acquainted with the inner organs of the human being, concretely acquainted, and it does not result in that mystical world of fog that so many false mystics dream of, but rather it results in an objective insight into the inner organicity of the human being. It is precisely by understanding this inner organicity of man as a result of the spirit, by being able to see through it spiritually, that one gets to know it as material. I will give you an example of this. Let us say that a person who thinks more abstractly gets to know a so-called hypochondriac. An abstract thinker will easily say of a hypochondriac: There is actually nothing particularly wrong with him physically, he is only mentally ill. He is always dwelling too much on his own inner life, he lives entirely absorbed in introspection, as it were, and as a result judges the things of the outer world wrongly, often judging them as if they were persecuting him or the like. In any case, however, he comes into a false relationship with the outer world. And so it easily comes about that we say of the hypochondriac: there is nothing actually wrong with him physically, he is only mentally ill. Such an abstraction comes about because we have not yet penetrated to the actual inner structure of the human organization. This inner structure of the human organization is such that the human being is a threefold creature. There we have the head organization, which, as I have often explained, extends throughout the whole organism, but whose main seat is in the head and is therefore referred to as such; there we have the rhythmic organization of the chest organs, which includes breathing and blood circulation; and there we have everything that exists in the metabolic organism and the limb organism that is connected to it. Now the fact is that in the head organization the individual organs are turned towards the outer world and are therefore outer sense organs. But in the other limbs of the human organism, too, we find that the organs, in addition to being digestive organs, are also sensory organs to a certain extent, and we find a kind of correspondence, a kind of polarity, between the organs of the head and the organs of metabolism. The organs of metabolism are also sense organs, only they are sense organs that are not directed outwards, but rather to the processes within the human skin. And so we find, for example, that the human being, in his head organization, directed outwards, has the sense of smell; with this he smells what is outside in his environment. Corresponding to this sense of smell, among the digestive organs, is the liver. The liver, so to speak, smells what is inside the person, in its environment. These things must be spoken about quite objectively if one wants to ascend to knowledge at all. Now, you see, you have to direct your attention to the fact that what is, so to speak, the relationship of the organ of smell to the outside world corresponds to the relationship of the liver to the inner human processes. Now, in a hypochondriac, the liver is always out of order, quite simply as, if you will, a physical organ out of order. That is precisely what occurs in spiritual science, that it not only leads up into a nebulous spiritual realm, but that it also recognizes the material in its essence through the application of its methods, that it can therefore look into the functions of the material. And because liver complaints are usually associated with very little or no pain, they do not appear as a physically perceptible illness, but rather as a mental experience when the liver is not in order and therefore smells wrong on the inside. To the person who really sees through things, the hypochondriac is no different than someone whose liver is not in order and who therefore internally perceives what it very easily perceives as not exactly pleasantly smelling, not in a normal way, but in an overly sensitive way with his sick liver. He constantly smells himself inside, and this smelling, that is what actually underlies the hypochondriacal disposition. You see, you cannot characterize spiritual science as nebulous mysticism, because it leads to a truly objective knowledge of the material world as well. Materialism in particular does not come to these things because it only ever looks at them in abstract forms. Imaginative and inspired knowledge always explains so-called mental illnesses in terms of their physical foundations. From a spiritual scientific point of view, there are many more reasons to explain so-called physical illnesses from a spiritual point of view than there are to explain so-called mental illnesses. As a rule, mental illnesses are the most physical, that is to say, they are based on the most physical causes. And so it must be clear that anyone who sees through the spiritual world will also come to recognize the working of the spiritual in the material. He does not see the liver merely as what it presents itself as to the anatomist who dissects the corpses, but he sees the liver as an organ formed within, which in its outer form differs from the organ of smell, but nevertheless represents a metamorphosis of this organ of smell. And so much of what the spiritual researcher has to say about the material world will be, because he traces it back, I might say, to its spiritual causes, that he points precisely to the revelations of the material, because one recognizes the spiritual much more through the revelation of the material than through all kinds of mystical ravings and mystical nebulous so-called immersions into the inner self. They all arise, after all, from a certain reluctance to concern oneself with real knowledge and to brood over it in one's innermost being, which, after all, arises from nothing more than a certain disposition of physical organs. To practice mysticism in a nebulous sense is itself a kind of mental illness on a physical basis. You see, something like the seeing of the spiritual in the material, that was what Augustine encountered in Manichaeism. But he was already too much born into - as is well known, he had the Greek mother Monica - the longing to get out of the physical, so that he could not have stuck with it. Therefore, he turned to Neoplatonism, and in this detour through Neoplatonism, he turned to Roman Catholicism. We can see, then, how in this 4th century, in which the formative years of Augustine's education fall, people actually turned away from the spiritual contemplation of the external world and also of the inner world of man. This turning away was bound to happen. This turning away was bound to happen because man could never have become free, could never have become a free being, if he had felt himself to be only a part of the outer world, as I characterized it in the past evenings. Man had to, so to speak, get out of this amalgamation with the outer world. He had to turn away from the outer world for once. And the culmination of this turning away from the outer world, I would say, the point where man left consciousness: You are a member of the outer world, as the finger is a member of your organism - the culmination lies in this 4th century AD. What characterized the period before this fourth century AD was an evolution of humanity that basically came entirely from the human organism, I would say from the blood. In the southern regions of Europe, in North Africa and the Near East, human beings had already come to be abandoned, as it were, from their own human essence, in so far as it is a physical, an etheric one, and to ascend to an indeterminate state. For one might say that people had to develop into such an emptiness, into a void, where nothing is dependent on blood any more, where what is the view of life is no longer formed from the racial nature of man, people had to develop into such an emptiness in order to enter into intellectuality. What all the individual peoples had developed in terms of worldviews, knowledge and so on before this 4th century AD - of course, this is an approximation when specifying such a point in time - had arisen from their blood blood, just as we develop up to the change of teeth, which we also do not form out of our intelligence, but out of our organic substances, or how we develop up to sexual maturity, finally also out of the organism, and at the same time to the maturity of judgment. Thus everything that these peoples had produced in their old, instinctive imaginations and inspirations developed out of the blood. This had a racial origin everywhere. And when two races, two peoples of different bloods mixed somewhere, then the one people remained down below, they became slaves, while the other population rose to a certain extent, forming the upper ten thousand. Both these social differences and that which lived in the knowledge in the souls of men was entirely a result of race, of blood. But now these southern peoples, these peoples sitting around the Mediterranean, worked their way out of their blood. Now they worked their way through to a, if I may say so, purely spiritual level. For it was in the sphere of the purely spiritual that intelligence had to be developed. You see, if man had continued to develop only from these Mediterranean peoples after the 4th century AD, he would have been, so to speak, without a foundation. The blood had nothing more to give. From the racial foundations nothing more developed in the way of soul abilities. Man was, so to speak, dependent on developing out of these regions into a vacuum, figuratively speaking. This vacuum, that is to say this area of development free of racial factors, was now entered by the people of this Mediterranean region. They had to have something else to lean on. They had to receive from outside what used to come to them through their blood. And they received it in that calculating people, who at that time still knew from the old wisdom teachings how things actually are, transferred the old state views of the Roman Empire to the religious realm and founded the outer Catholic Church. This outer Catholic Church preserved what had previously emerged from the different races in the way of spiritual life; it preserved what the ancient times had kept and condensed it into dogmas. These dogmas were to be propagated. Nothing more was brought forth from man, but what was there was condensed into dogmas. And with that, an inanimate element was introduced from which man could really receive from outside what he had previously received from within. For the Latin language was propagated as a dead language, and the life of knowledge proceeded in the Latin language. And so one had the one spiritual current, which consisted in the fact that what the old view of life had brought ran out, so to speak, in a dead element. If nothing else had come, this dead element would gradually have had to die out. The whole so-called culture would have had to die out. Admittedly, one would have had a high point, for it was a high point that had been lived up to at that time. The Catholic Church itself has taken over many Gnostic, Manichaean elements, only it has discarded the terminology. It has propagated the old world views. She also took up the old cult forms, preserved them and passed them on in a dead language. What thus continued to live was just as incapable of bringing forth anything that could have advanced civilization as, for example, a woman alone is incapable of bringing forth a child. That was only one side of the being that was now necessary to move forward. The other side of the nature consisted in the fresh blood that the Germanic and other peoples migrating from Eastern Europe had in them. There was blood again. And the peculiar thing was that these peoples, in their development, if we do not take the word now in a judgmental way, but purely objectively in terms of terminology, were lagging behind the southern peoples. The southern peoples had, as it were, advanced at a gallop to the highest level of civilization, from which intellect then emerged. This stood at its highest level of development in the 4th century AD and was now to become established, to continue to live on as a dead intellect. Thus we have the survival of this dead intellect and the emergence of the Germanic blood of the other peoples who emerged to meet it. If we now study the external historical processes, we come to something extraordinarily interesting. We come to say that in a certain period of time a complete transformation, a metamorphosis of Western life, is taking place. We see, in fact, that in a large, wide area of Europe, the old culture is dying out and a kind of peasant culture is emerging as a result of the so-called migration of peoples. What the upper crust had as their culture in the old Roman Empire is dying out. What remains is what the broad, settled population had, and something similar, albeit different, was also brought by the Germanic tribes. Within this rural way of life, where people actually lived in small village communities and told each other very different things in these small village communities than what the Catholic priests preached to them, within these areas where the village communities were, the Catholic religion was now spread by external power. That was the one current that was in Latin. What did the people know who saw how their churches were built, how wisdom was passed on in Latin? What did these people, who were the mainstay of the villages at the time, know about what was going on? What they knew about were the stories they told each other in the evening after work, stories that consisted largely of musings, as we have come to know them from the ancient Egyptians and the like. It was quite a worldview here, going through the time from the 4th to the 8th, 9th, 10th century through the village communities, which had long since been abandoned in the southern regions, at least among the upper crust. A fine culture had long since emerged from these foundations among the upper classes. And now, in the 9th, 10th, 11th, 12th centuries, we see - I have recently explained this in more detail in Dornach, I will only mention it here briefly - how the cities gradually crystallized from the mere village communities. The culture of the city begins, and it is as if the human being is torn away from the outer nature when he is concentrated together in the cities. This city culture, which we can follow from Brittany to Novgorod, deep into the Russian Empire, from above down to Spain, into Italy, everywhere this strange pull towards the city. And if we look at what actually lives in this transition to urban life, then for those who can study history inwardly, it has a great similarity, an essential similarity to what happened when, after the Trojan War, the cities in Greece developed more out of a farming culture. What happened in Greece in the year 1200 BC was repeated up here now, around the year 950 or thereabouts – all these numbers are approximate – and much as 1200 and 950 years make a difference, so much were these people, who came over from the east as Germanic people, actually behind those in whose area they were now invading. If you add these numbers, the pre-Christian to the post-Christian, you get 2150 or 2160 years, and that is approximately the number of years that lies between two such successive cultures. You can see this from history if you really want to study history. If you ask yourself: how far behind were these Germanic peoples? - it is the length of a cultural epoch. A cultural epoch has lasted just that long, and so one can calculate the degree of maturity of backward peoples by their degree of backwardness. Now we can also gain a certain clue as to why the fourth cultural epoch, which brought about the actual development of the intellect, begins around 747 BC and, let us say, ends in 1413. That gives you 2160 years. That is the length of such a cultural epoch. Of course, if we go further back, these numbers become somewhat blurred. But that is natural, because historical development cannot be characterized with mathematically exact numbers. These peoples brought something into the blood of the other, the southern population, which was basically there earlier. That was the other current. And now the world-historical marriage was concluded between what was floating over in the Latin language and what was working its way up to the surface in the vernaculars, in very backward vernaculars. What could develop further had to emerge from these two elements. This then led to the development of the so-called consciousness soul in the 15th century, as I have often mentioned. The old culture would have had to disappear completely if this new element had not been integrated into it, which in turn was now surrounded by this southern element. The backward and the advanced balanced each other out, and in place of a purely intellectual culture there arose a culture of consciousness. In this culture, the intellect became a mere shadow. One no longer lived in it as in a grave, but it became a shadowy product, something that only lives in inner activity. And in this way the human being was, as it were, freed from being inwardly possessed by the intellect. He could apply the intellect in his inner activity and could now pass over to the outer observation of nature, as Galilei, Copernicus and Kepler did. But first the intellect had to be freed. If you look at everything that has emerged in European civilization since the beginning of the 15th century, you will see everywhere how it can be traced back to the penetration of this Germanic element into the old Latin-Roman. You can see this quite clearly down to the individual personalities. Man had, so to speak, stepped into the void by developing from the south. But there was a strong awareness among the leading spirits that with the development of the intellect one enters into something empty. Certain personalities did not want to steer towards something new. If I now hypothetically put this under the aspect of historical development, then what could be said in the time that followed the 4th century AD can be expressed something like this. One could say: We either release the intellect, we let it develop, then the following happens. Whereas in the past what permeated man inwardly with spiritual and soul forces arose from him, he has now reached a highest point where his development has become free, so that he can develop into the void. What no longer clings to his body must, further developed, lead to man penetrating into a spiritual world from without. That was one thing one could have said to oneself. Or one could also say: We retain the old wisdom, we preserve it. Then we can say to people: By developing yourself intellectually up to the 4th century, you have now come to an end. You must not go further. You have come to nothing. Look back now, behind you, not ahead of you; do not continue to walk in the void, so that you may find a new spirituality by walking further. Steeped in this instinct to preserve the old and to hold the intellect back so that it does not develop further, the Eighth General Ecumenical Council of Constantinople in 869 was convened, which made a Catholic dogma out of what is then expressed in the words: Man has “unam animam rationalem et intellectualem”, he has a soul that is thinking and spiritual. But beyond this soul he has nothing, nothing further that is spiritual, for if anything spiritual had been ascribed to him, the way would have been open for him to develop into a new spirituality. Therefore, the tripartite human being was denied the spirit after body, soul and spirit, and only individual spiritual properties were attributed to his soul. He did not have body, soul and spirit, but body and soul, and the soul had thinking and spiritual properties, was rational and intellectual. It could not go further. That had now become dogma. It was nothing more than a statement of what actually existed in the matter of preserving the old and rationally processing the old, which was also intended to prevent further progress on the path of spiritual development. What was to become the child of the two merging currents was to be extinguished. And that is what has continued to have an effect over the course of the 15th century and into our time. On the one hand, the human being has instinctively matured to gradually engage the intellect, of which he was already completely master, in inner activity. On the other hand, he was unable to keep this activated but shadowy mind in his spiritually empty interior, where it could have become active only on its own shadowiness. Although one would think that one would not try to process a shadow inwardly, that became the subject of all philosophy of that time, which therefore has only a shadowy quality. This is how Kantianism ultimately came about, which only has forms and categories, and which, like the other philosophies of the time, only splashes around in this shadowy realm. It thus became clear that a shadowy intellect alone could not be used; it had to be filled with something else, and that is now the other side, and that could only be the outside world, that could only be external nature. This did not happen for some reason, for example, because man was once childlike and now gradually came to an understanding of nature, but because man needed it for his development. He needed fulfillment. In the last four to five centuries, we have experienced this fulfillment. The shadowy mind has taken hold of nature. This led to a climax. Right in the middle of the 19th century, the mind had become most shadowy. While the mind itself is the most spiritual, it had been completely disregarded because it had become a shadow. But they had a developed, extensive natural science. The intellect had become filled with what nature offered from the outside, but the possibility of seeing the soul was fading more and more. This soul could be seen less and less, because when one turned to the outside world, one actually had only the shadowy intellect. That is why psychology, the study of the soul in the 19th century, became more and more, I would say, nominalistic, pure word skirmishing. It is downright bleak to read in the psychologies of the 19th century how people keep talking about feeling, wanting, thinking, and actually only have the words, until Fritz Mauthner finally comes and makes the great discovery that all knowledge consists of words and that people have only ever been mistaken when they sought for something behind the words. This is characteristic of the 19th century, not of humanity, but of the 19th century. In this respect, Mauthner's discovery is not so bad after all. The 19th century, especially when it spoke of the soul, only wove in words, until people finally recognized this weaving in words, this constant juggling with thinking, feeling and willing, apperception ion and perception and everything possible, that which has emerged in English psychology since Alume, especially in the 19th century since John Stuart Mill, this juggling with mere words, until it became too stupid for people. And they said: Now we have found out something so beautiful in natural science through experimentation, so we also experiment with the soul. - Devices had been developed that could emit signals when a person had a perception. One could then know when this perception became conscious, when a person moved his hand as a result of this perception; one could experiment nicely. Until recently, the tendency has been to assess children's abilities, not by putting oneself in the child's place, by a certain devotion to this childlike mind, but by using apparatus to test memory, thinking, and all sorts of other things, as is reported, for example, in Russian schools, where the old style of testing is no longer used, but where abilities are determined from the outside with the help of apparatus. However, this Bolshevik view has already penetrated into our areas. Certain opponents of anthroposophy would also like to determine in such an external way whether this anthroposophy is based on truth, but that only corresponds to a Bolshevik prejudice. All this has its origin in the fact that, by ignoring the spirit, people have gradually come to apply the shadowy intellect to nature and, while producing a magnificent natural science, have left the soul-life unconsidered. But now this soul is asserting itself again, from the depths of the human being, and wants to be explored. To do this, it is necessary to go back the way we came, to remember it, so to speak. Even if modern science believes itself to be independent, it is still under the influence of the dictate of the Church that man consists only of body and soul and has no spirit. We must come to the spirit again. And basically, spiritual science is just this striving to come to the spirit again and thus to explore the soul of man again, that is, to explore man himself. One will pass through an element that is indeed unpleasant for many, through the organization of man; but it is precisely through this that one will find the truly spiritual in man. But that means that spirit must be reintroduced into the contemplation of humanity. Today, however, there is a considerable obstacle to this, a formidable obstacle. One would almost be afraid to speak of this obstacle, because it is very slippery ground, but the whole signature of the time must be examined. People must become aware of what is actually the impulse of our time. You see, we must consider the following. Since the middle of the 15th century, when man has lived in the shadowy mind and actually experienced his entire soul existence as a shadow, since that time man has been completely dependent on external nature. And so he gradually came to investigate the external phenomena of nature experimentally, not only in the way that Goethe, who was still inspired by the spirit of antiquity, investigated them, but to seek behind the phenomena for something that is basically also only a kind of phenomenon, but which must not be placed within them. Man came to atomism. Man came to think of the sense world as having another invisible sense world, smaller beings, demonic beings, the atoms. Instead of moving on to a spiritual world, he moved on to a duplicate of the sensual world, again to a sensual but fictitious world, and in this way his cognitive faculty froze for the external sense world. And in the course of the 19th century, this produced more and more something that had always been present, but which only emerged with full radicalism from this complete paralysis of the ability to perceive the external sensory world in the 19th century. That was the over-intellectualization of the law of the conservation of energy. It was said: In the universe, new forces do not arise, but the old ones merely change; the sum of the forces remains constant. If we consider any given moment, so to speak cutting out of world events, then up to this moment there was a certain sum of energies; in the next moment these energies have grouped themselves somewhat differently, they have moved around differently, but the energies are the same; they have only changed. The sum of the energies of the cosmos remains the same. You could no longer distinguish two things. It was perfectly correct to say that measure, number and weight remain the same in the energies. But that is confused with the energies themselves. Now, if this energy doctrine, this law of the constancy of energy, which today dominates all of natural science, were correct, then there would be no freedom, then every idea of freedom would be a mere illusion. Therefore, for the followers of the law of the constancy of energy, freedom increasingly became an illusion. Just imagine how people like Wundt, for example, explain the freedom that one does feel after all. If I, let us say, am the donkey of the famous Buridan between two bundles of hay, left and right, which are the same size and the same taste, then if I were free, that is, if I were not pushed to one side or the other, I would have to starve to death because I could not make up my mind. When I have to decide not only between two such things, but between many, then, according to such psychologists, I am driven to it nevertheless, but because there are so many concepts that shoot into each other, what obsesses me inside and what works in confusion there, I decide at last and, because I cannot see what actually compels me to do it, I get the feeling of freedom. Yes, it is not ridiculous, it is really not ridiculous for the reason that what I have told you now – I did not expect at all that one would begin to laugh – is stated in numerous very learned works as a great achievement of modern thinking, which is born out of natural science; thus it is actually indecent toward science to laugh about something like that. Well, you see, freedom would be impossible if the law of conservation of energy were true. Because then I would be determined by everything that has gone before at every moment, the energies would merely be transformed, and freedom would have to be a mere illusion. This is what has happened as a result of the development of mankind in the 19th century, through the establishment of the law of the constancy of energy, that we have a view of nature that excludes freedom as an idea, makes it impossible, that makes man unconditionally a product of the necessary order of nature. Things were already prepared, I would like to say, people have felt this way for centuries. What about things like moral responsibility, ethics, religious conviction, which really cannot exist if there is only a natural order? The materialists of the 19th century were honest in a way, they therefore denied these ethical illusions of the old days and really did explain man as only a product of natural necessity. But others could not go along with this, partly because they did not have the courage, like David Friedrich Strauf? or Vogt, or partly because they had sinecures within which they were obliged to speak of freedom, ethics, and religion. You can't go into such things there. The matter had been awkward for a long time, and so it came about that people said to themselves: Yes, with science, you can only do something about necessity. This science proves that the world has emerged from a primeval nebula and that each successive state has always necessarily developed from the earlier one, that the sum of forces has remained constant and so on. With this science, there is no starting point for ethics, religion and so on. So away from this science! Nothing with science, only faith! You have to have a double accounting, on the one hand for the outside world, for the natural world: science; on the other hand, faith, which now determines ethics, even proves God. So we save ourselves to a completely different area than that of science. The after-effects of this peculiar state of affairs can be seen everywhere since the emergence of newer spiritual science. Those who want to save this belief are called Zaun, Niebergall and Gogarten, and I could tell you a whole series of people, Bruhn, Leese, who think that the field of faith must be saved; when science breaks in, things get bad. So science, everything is accepted, everything is allowed to go, only what we want is called something else: faith. Now, as I said, it was the law of the conservation of energy, but that is only a dogmatic, now a scientific-dogmatic prejudice. Because in the end, what does it actually mean? You see, someone can do the experiment, can say: Yes, I stand in front of a bank building and watch how much money is brought in, and form statistics from that. And then I observe how much money is carried out and also make statistics about that, and I see, nevertheless, the same amount of money is carried out that was carried in. Now I am supposed to still rise to the idea that people work in there! What comes out is only the converted money. It is purely the law of the constancy of the size of money. Very nice experiments have been carried out, which, it seems, have been extended to students. The heat energy of the food has been calculated, and it has been calculated what these people have done, and it has been correctly calculated what was eaten and worked out: the law of conservation of energy! This law of conservation of energy is based on nothing more than a whole series of such prejudices. And if we do not rise above this law of conservation of energy, we will continue to extinguish the spiritual with this law of conservation of energy. For this law of conservation of energy is the implantation of intellect in external nature and the disregard of the soul. We can only penetrate further into the soul if we in turn penetrate into the spiritual , and to penetrate into this spiritual realm means nothing other than to truly understand what actually entered into world evolution at the beginning of the Christian era as a completely new impulse, the Christ Impulse. I have already mentioned that it was understood in the way that it could be understood by one or other school of thought. But today we are compelled to understand it anew. For a time it was understood in such a way that people did not want to admit that the intellect, going out into the void, could come to a new spiritual realization. I have already told you that Neoplatonism took the Christ into the human soul. This has remained the custom until now. As we penetrate outwards, we must also think of the Christ as being connected with the outer world, that is, we must bring him into the evolution of the outer world. But that is precisely what is being fought against in anthroposophy: not only talking about the Christ in empty phrases, but also seeing him in connection with the whole evolution of the world. And when it is said that it is truly a cosmic event, that a cosmic being has really appeared in a human body, in Christ, that just as sunlight on the earthly plane unites with the earth every day, permeating the earth as something cosmic, so too in the spiritual realm such things take place, this is still not understood, especially by today's scholars. But it is necessary that what has been gained in the field of natural science should be applied to the inner world, so that this intellect, which has become a shadow, but precisely for that reason has become applicable to the outer world as a free human faculty, should also become applicable to the inner world. Therefore, the ascent to imagination, to inspiration, must come about, and thus the ascent to real spiritual knowledge must come about. The necessity of natural science arises from the historical development of humanity, and the necessity of ascending to spiritual science arises from the existence of natural science. Turning to spiritual science in the anthroposophical sense is not a quirk, but an historical fact of development in itself. But, as I said, it is necessary to tread on thin ice in order to point out where the obstacles are. On the one hand, the obstacles are to be found in something like the law of the conservation of energy. In the 19th century, two laws were intended to limit the human intellect in two ways to that which lives only in the earthly-sensual, in the material. One of these laws was decreed by a council of natural scientists as the law of conservation of energy. If this law is correct, then human knowledge cannot advance to the acknowledgment of the spiritual and of freedom, but must remain at the level of a mere mechanical necessity, and then it must remain at the level of a mere soul, which gradually becomes shadowy. But then one cannot go beyond what has already been established by the eighth Ecumenical Council of Constantinople in 869. These are the two councils: one that started from the natural science side. The other council stands in polar opposition to it. It is the one that in 1870 declared the infallibility of the papal chair when it speaks ex cathedra. In order to arrive at knowledge, people no longer appeal to the spiritual, but to the Roman Pope. The Pope is the one who decides ex cathedra on what is to be true or false as Catholic doctrine. The decision about truth and error is brought down from spiritual heights to earth, into the material world. Just as our knowledge is immersed in the material world through the law of the constancy of force, so is the living development of the human being in the spiritual immersed in the material through the dogma of infallibility. The two belong together, the two relate to each other like the north and south poles. What we need in the development of humanity, however, is a free spirituality. The ruler must be the spiritual itself, and man must find his way into the spiritual. Therefore, we need the ascent into the spiritual. We need this ascent to raise ourselves up, on the one hand, from the defeat that the spirit has suffered as a result of the law of the conservation of force being established, and from the other defeat that it has suffered as a result of all that is religious having been materialized by the decision about right and wrong being brought down to earth from Rome. It is understandable that a breakthrough in the path of the spirit is not easy today, because the world is thoroughly superficial and is terribly proud of its superficiality. It lets authorities decide, but the authorities sometimes decide in a very strange way. I recently read an article written by a professor who teaches here but lives in a neighboring town, because a local paper had asked him to give an authoritative judgment on this anthroposophy. This professor wrote all sorts of things in this article. Then, in the middle of it, you come across a strange sentence. It says that I claim, in describing the spiritual world, that one can see in this spiritual world how spiritual entities move freely like tables and chairs in physical space. Now that is Traub's logic! Seeing tables and chairs move in physical space – I don't want to examine the mental state of the author at the moment when he wrote such a sentence! But today the journals turn to people of such spiritual caliber when an authoritative decision is to be made about spiritual science. People are strange sometimes. For example, there is a fence. Because I have to give a lecture tomorrow, I read this booklet by Laun yesterday. I always asked myself: Yes, why does Laun talk such nonsense? I actually couldn't understand it because I didn't hear any human voice; it was something very hollow. However, I did come across a very strange sentence, which roughly reads – I don't have the pamphlet here –: It is true, however, that a Catholic Christian, if he were to judge anthroposophy, would actually be like a person who could not know anything about anthroposophy. – That is literally what it says. You can really believe Canon Laun, because then he says quite correctly: Yes, it would be self-evident that a Catholic Christian cannot know anything, because since July 18, 1919, Christians have been forbidden to read the books. They are not forbidden to write counter-writings, but they are forbidden to read the books! - They are not allowed to know anything. There are really strange people. And that is just the other extreme, this state of having arrived at a completely passive devotion, now not to a spiritual thing, but to something very worldly, to something that definitely exists in the material world. And so one could enumerate many more examples. If one wanted to describe the morality of our time in a little cultural history, one would find many a cute little document. But I will give you just one more example. Here a dangerous heresy – you can guess what it is – is discussed in a feature from Göttingen. But the editors apparently count on the fact that the readers who read this have not read anything at all, have actually not heard anything correct about the subject under discussion. Therefore, a note of fourteen lines is made, and in these fourteen lines, Anthroposophy and Threefolding. I will spare you the treatise on Anthroposophy; I will just read you the last sentence, which is about the threefolding: “The movement strives for the highest possible development of humanity. It has also defined its views with regard to the state. It seeks a division into economic, financial and cultural states!” There you have the threefold order: in the economic, financial and cultural state! So you see, this is how one tries to educate those one is addressing in such criticisms, and one can educate them in such a way. One writes such articles by making comments in which one shows oneself to be so well informed! It is difficult to really struggle through to an understanding of the spiritual world, especially when on the one hand there is the impulse of world-historical development and on the other hand there is the scientific way of thinking, which, one might say, has only been perverted into its opposite with the discovery of the law of the constancy of energy or power. Much will rise up against this work, which consists in the cognizant grasping of the spiritual world. But this work must be done, and even if the opponents have the power to crush it for a time, it must arise again, because if we are to learn from history, we must not only learn to speak from this history, but we must learn to fuel our will and warm our hearts from this history! If we allow history to have this effect on us, then it will show us what our deeds must fulfill, what must penetrate into the spiritual, into the legal-national, into the economic as spiritual. That is what I wanted to say in conclusion. I wanted to give you an objective presentation of how natural science grows out of the course of human development, and to give, at the end, this perhaps only as an appendix, the realization that it is a lesson of real history, not an agnostic history, that we have lived through in the 19th century, but that it is a teaching of real history: we human beings, we must through to spiritual knowledge! |
326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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As I said earlier, Nicholas probably understood himself quite well, but a latter-day observer finds him hard to understand. This becomes particularly evident when we see this defender of absolute papal power traveling from place to place and—if the words he then spoke are taken at face value—fanatically upholding the papistical Christianity of the West against the impending danger of a Turkish invasion. |
Earlier, it had been in an embryonic state. Whoever wants to understand what led to the birth of Western science, must understand this century that lies between the Docta Ignorantia and the De Revolutionibus Orbium Coelestium. Even today, if we are to understand the true meaning of science, we must study the fructifications that occurred at that time in human soul life and the renunciations it had to experience. |
326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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My dear friends! You have come together this Christmas, some of you from distant places, to work in the Goetheanum on some matters in the field of spiritual science. At the outset of our considerations I would like to extend to you—especially the friends who have come from afar—our heartiest Christmas greetings. What I myself, occupied as I am with the most manifold tasks, will be able to offer you at this particular time can only be indications in one or another direction. Such indications as will be offered in my lectures, and in those of others, will, we hope, result in a harmony of feeling and thinking among those gathered together here in the Goetheanum. It is also my hope that those friends who are associated with the Goetheanum and more or less permanently residing here will warmly welcome those who have come from elsewhere. Through our working, thinking and feeling together, there will develop what must be the very soul of all endeavors at the Goetheanum; namely, our perceiving and working out of the spiritual life and essence of the world. If this ideal increasingly becomes a reality, if the efforts of individuals interested in the anthroposophical world conception flow together in true social cooperation, in mutual give and take, then there will emerge what is intended to emerge at the Goetheanum. In this spirit, I extend the heartiest welcome to those friends who have come here from afar as well as to those residing more permanently in Dornach. The indication that I shall try to give in this lecture course will not at first sight appear to be related to the thought and feeling of Christmas, yet inwardly, I believe, they are so related. In all that is to be achieved at the Goetheanum, we are striving toward the birth of something new, toward knowledge of the spirit, toward a feeling consecrated to the spirit, toward a will sustained by the spirit. This is in a sense the birth of a super-sensible spiritual element and, in a very real way, symbolizes the Christmas thought, the birth of that spiritual Being who produced a renewal of all human evolution upon earth. Therefore, our present studies are, after all, imbued with the character of a Christmas study. Our aim in these lectures is to establish the moment in history when the scientific mode of thinking entered mankind's development. This does not conflict with what I have just said. If you remember what I described many years ago in my book Mysticism at the Dawn of the Modern Age,1 you will perceive my conviction that beneath the external trappings of scientific conceptions one can see the first beginnings of a new spirituality. My opinion, based on objective study, is that the scientific path taken by modern humanity was, if rightly understood, not erroneous but entirely proper. Moreover, if regarded in the right way, it bears within itself the seed of a new perception and a new spiritual activity of will. It is from this point of view that I would like to give these lectures. They will not aim at any kind of opposition to science. The aim and intent is instead to discover the seeds of spiritual life in the highly productive modern methods of scientific research. On many occasions I have pointed this out in various way. In lectures given at various times on various areas of natural scientific thinking,2 I have given details of the path that I want to characterize in broader outline during the present lectures. If we want to acquaint ourselves with the real meaning of scientific research in recent times and the mode of thinking that can and does underlie it, we must go back several centuries into the past. The essence of scientific thinking is easily misunderstood, if we look only at the immediate present. The actual nature of scientific research cannot be understood unless its development is traced through several centuries. We must go back to a point in time that I have often described as very significant in modern evolution; namely, the fourteenth and fifteenth centuries. At that time, an altogether different form of thinking, which was still active through the Middle Ages, was supplanted by the dawn of the present-day mode of thought. As we look back into this dawn of the modern age, in which many memories of the past were still alive, we encounter a man in whom we can see, as it were, the whole transition from an earlier to a later form of thinking. He is Cardinal Nicholas Cusanus,3 (Nicholas of Cusa) a renowned churchman and one of the greatest thinkers of all time. He was born in 1401, the son of a boatman and vinegrower in the Rhine country of Western Germany, and died in 1464, a persecuted ecclesiastic.4 Though he may have understood himself quite well, Cusanus was a person who is in some respects extremely difficult for a modern student to comprehend. Cusanus received his early education in the community that has been called “The Brethren of the Common Life.”5 There he absorbed his earliest impressions, which were of a peculiar kind. It is clear that Nicholas already possessed a certain amount of ambition as a boy, but this was tempered by an extraordinary gift for comprehending the needs of the social life of his time. In the community of the Brethren of the Common Life, persons were gathered together who were dissatisfied with the church institutions and with the monastic and religious orders that, though within the church, were to some degree in opposition to it. In a manner of speaking, the Brethren of the Common Life were mystical revolutionaries. They wanted to attain what they regarded as their ideal purely by intensification of a life spent in peace and human brotherhood. They rejected any rulership based on power, such as was found in a most objectionable form in the official church at that time. They did not want to become estranged from the world as were members of monastic orders. They stressed physical cleanliness; they insisted that each one should faithfully and diligently perform his duty in external life and in his profession. They did not want to withdraw from the world. In a life devoted to genuine work they only wanted to withdraw from time to time into the depths of their souls. Alongside the external reality of life, which they acknowledged fully in a practical sense, they wanted to discover the depths and inwardness of religious and spiritual feeling. Theirs was a community that above all else cultivated human qualities in an atmosphere where a certain intimacy with God and contemplation of the spirit might abide. It was in this community—at Deventer in Holland—that Cusanus was educated. The majority of the members were people who, in rather narrow circles, fulfilled their duties, and sought in their quiet chambers for God and the spiritual world. Cusanus, on the other hand, was by nature disposed to be active in outer life and, through the strength of will springing from his knowledge, to involve himself in organizing social life. Thus Cusanus soon felt impelled to leave the intimacy of life in the brotherhood and enter the outer world. At first, he accomplished this by studying jurisprudence. It must be borne in mind, however, that at that time—the early Fifteenth Century—the various sciences were less specialized and had many more points of contact than was the case later on. So for a while Cusanus practiced law. His was an era, however, in which chaotic factors extended into all spheres of social life. He therefore soon wearied of his law practice and had himself ordained a priest of the Roman Catholic Church. He always put his whole heart into whatever he did, and so he now became a true priest of the Papal church. He worked in this capacity in the various clerical posts assigned to him, and he was particularly active at the Council of Basle (1431–1449).6 There he headed a minority whose ultimate aim it was to uphold the absolute power of the Holy See.7 The majority, consisting for the most part of bishops and cardinals from the West, were striving after a more democratic form, so to speak, of church administration. The pope, they thought, should be subordinated to the councils. This led to a schism in the Council. Those who followed Cusanus moved the seat of the Council to the South; the others remained in Basle and set up an anti-pope.8 Cusanus remained firm in his defense of an absolute papacy. With a little insight it is easy to imagine the feelings that impelled Cusanus to take this stand. He must have felt that whatever emerged from a majority could at best lead only to a somewhat sublimated form of the same chaos already existing in his day. What he wanted was a firm hand that would bring about law and order, though he did want firmness permeated with insight. When he was sent to Middle Europe later on, he made good this desire by upholding consolidation of the Papal church.9 He was therefore, as a matter of course, destined to become a cardinal of the Papal church of that time. As I said earlier, Nicholas probably understood himself quite well, but a latter-day observer finds him hard to understand. This becomes particularly evident when we see this defender of absolute papal power traveling from place to place and—if the words he then spoke are taken at face value—fanatically upholding the papistical Christianity of the West against the impending danger of a Turkish invasion.10 On the one hand, Cusanus (who in all likelihood had already been made a cardinal by that time) spoke in flaming words against the infidels. In vehement terms he summoned Europe to unite in resistance to the Turkish threat from Asia. On the other hand, if we study a book that Cusanus probably composed11 in the very midst of his inflammatory campaigns against the Turks, we find something strange. In the first place, Cusanus preaches in the most rousing manner against the imminent danger posed by the Turks, inciting all good men to defend themselves against this peril and thus save European civilization. But then Cusanus sits down at his desk and writes a treatise on how Christians and Jews, pagans and Moslems—provided they are rightly understood—can be brought to peaceful cooperation, to the worship and recognition of the one universal God; how in Christians, Jews, Moslems and heathens there dwells a common element that need only be discovered to create peace among mankind. Thus the most conciliatory sentiments in regard to religions and denominations flow from this man's quiet private chamber, while he publicly calls for war in the most fanatical words. This is what makes it hard to understand a man like Nicholas Cusanus. Only real insight that age can make him comprehensible but he must be viewed in the context of the inner spiritual development of his time. No criticism is intended. We only want to see the external side of this man, with the furious activity that I have described, and then to see what was living in his soul. We simply want to place the two aspects side by side. We can best observe what took place in Cusanus's mind if we study the mood he was in while returning from a mission to Constantinople12 on the behalf of the Holy See. His task was to work for the reconciliation of the Western and Eastern churches. On his return voyage, when he was on the ship and looking at the stars, there arose in him the fundamental thought, the basic feeling, incorporated in the book that he published in 1440 under the title De Docta Ignorantia (On Learned Ignorance).13 What is the mood of this book? Cardinal Cusanus had, of course, long since absorbed all the spiritual knowledge current in the Middle Ages. He was well versed also in what the medieval schools of Neo-Platonism and Neo-Aristotelianism had attained. He was also quite familiar with the way Thomas Aquinas had spoken of the spiritual worlds as though it were the most normal thing for human concepts to rise from sense perception to spirit perception. In addition to his mastery of medieval theology, he had a thorough knowledge of the mathematical conceptions accessible to men of that time. He was an exceptionally good mathematician. His soul, therefore, was filled on the one side with the desire to rise through theological concepts to the world of spirit that reveals itself to man as the divine and, on the other side, with all the inner discipline, rigor and confidence that come to a man who immerses himself in mathematics. Thus he was both a fervent and an accurate thinker. When he was crossing the sea from Constantinople to the West and looking up at the starlit sky, his twofold soul mood characterized above revolved itself in the following feeling. Thenceforth, Cusanus conceived the deity as something lying outside human knowledge. He told himself: “We can live here on earth with our knowledge, with our concepts and thoughts. By means of these we can take hold of what surrounds us in the kingdom of nature. But these concepts grow ever more lame when we direct our gaze upward to what reveals itself as the divine.” In Scholasticism, arising from quite another viewpoint, a gap had opened up between knowledge and revelation.14 This gap now became the deepest problem of Cusanus's soul, the most intimate concern of the heart. Repeatedly he sent through this course of reasoning, repeatedly he saw how thinking extends itself over everything surrounding man in nature; how it then tries to raise itself above this realm to the divinity of thoughts; and how, there, it becomes ever more tenuous until it finally completely dissipates into nothingness as it realizes that the divine lies beyond that void into which thinking has dissipated. Only if a man has developed (apart form this life in thought) sufficient fervent love to be capable of continuing further on this path that his though has traversed, only if love gains the lead over thought, then this love can attain the realm into which knowledge gained only by thinking cannot reach. It therefore became a matter of deep concern for Cusanus to designate the actual divine realm as the dimension before which human thought grows lame and human knowledge is dispersed into nothingness. This was his docta ignorantia, his learned ignorance. Nicholas Cusanus felt that when erudition, knowledge, assumes in the noblest sense a state of renouncing itself at the instant when it thinks to attain the spirit, then it achieves its highest form, it becomes docta ignorantia. It was in this mood that Cusanus published his De Docta Ignorantia in 1440. Let us leave Cusanus for the moment, and look into the lonely cell of a medieval mystic who preceded Cusanus. To the extent that this man has significance for spiritual science, I described him in my book on mysticism. He is Meister Eckhart,15 a man who was declared a heretic by the official church. There are many ways to study the writings of Meister Eckhart and one can delight in the fervor of his mysticism. It is perhaps most profoundly touching if, through repeated study, the reader comes upon a fundamental mood of Eckhart's soul. I would like to describe it as follows. Though living earlier than Cusanus, Meister Eckhart too was imbued through and through with what medieval Christian theology sought as an ascent to the divine, to the spiritual world. When we study Meister Eckhart's writings, we can recognize Thomistic shades of thought in many of his lines. But each time Meister Eckhart's soul tries to rise from theological thinking to the actual spiritual world (with which it feels united,) it ends By saying to itself that with all this thinking and theology it cannot penetrate to its innermost essence, to the divine inner spark. It tells itself: This thinking, this theology, these ideas, give me fragments of something here, there, everywhere. But none of these are anything like the spiritual divine spark in my own inner being. Therefore, I am excluded from all thoughts, feelings, and memories that fill my soul, from all knowledge of the world that I can absorb up to the highest level. I am excluded from it all, even though I am seeking the deepest nature of my own being. I am in nothingness when I seek this essence of myself. I have searched and searched. I traveled many paths, and they brought me many ideas and feelings, and on these paths I found much. I searched for my “I,” but before ever I found it, I fell into “nothingness” in this search for the “I,” although all the kingdoms of nature urged me to the search. So, in his search for the self, Meister Eckhart felt that he had fallen into nothingness. This feeling evoked in this medieval mystic words that profoundly touch the heart and soul. They can be paraphrased thus: “I submerge myself in God's nothingness, and am eternally, through nothingness, through nothing, an I; through nothing, I become an I. In all eternity, I must etch the I from the ‘nothingness’ of God.”16 These are powerful words. Why did this urge for “nothing,” for finding that I in nothingness, resound in the innermost chamber of this mystic's heart, when he wanted to pass from seeking the world to seeking the I? Why? If we go back into earlier times, we find that in former ages it was possible, when the soul turned its gaze inward into itself, to behold the spirit shining forth within. This was still a heritage of primeval pneumatology, of which we shall speak later on. When Thomas Aquinas, for example, peered into the soul, he found within the soul a weaving, living spiritual element. Thomas Aquinas17 and his predecessors sought the essential ego not in the soul itself but in the spiritual dwelling in the soul. They looked through the soul into the spirit, and in the spirit they found their God-given I. And they said, or could have said: I penetrate into my inmost soul, gaze into the spirit, and in the spirit I find the I.—In the meantime, however, in humanity's forward development toward the realm of freedom, men had lost the ability to find the spirit when they looked inward into themselves. An earlier figure such as John Scotus Erigena (810–880) would not have spoken as did Meister Eckhart. He would have said: I gaze into my being. When I have traversed all the paths that led me through the kingdoms of the outer world, then I discover the spirit in my inmost soul. Thereby, I find the “I” weaving and living in the soul. I sink myself as spirit into the Divine and discover “I.” It was, alas, human destiny that the path that was still accessible to mankind in earlier centuries was no longer open in Meister Eckhart's time. Exploring along the same avenues as John Scotus Erigena or even Thomas Aquinas, Meister Eckhart could not sink himself into God-the-Spirit, but only into the “nothingness” of the Divine, and from this “nothing” he had to take hold of the I. This shows that mankind could no longer see the spirit in inner vision. Meister Eckhart brought the I out of the naught through the deep fervor of his heart. His successor, Nicholas Cusanus,18 admits with complete candor: All thoughts and ideas that lead us in our exploration of the world become lame, become as nothing, when we would venture into the realm of spirit. The soul has lost the power to find the spirit realm in its inner being. So Cusanus says to himself: When I experience everything that theology can give me, I am led into this naught of human thinking. I must unite myself with what dwells in this nothingness in order to at least gain in the docta ignorantia the experience of the spirit.—Then, however, such knowledge, such perception, cannot be expressed in words. Man is rendered dumb when he has reached the point at which he can experience the spirit only through the docta ignorantia. Thus Cusanus is the man who in his own personal development experiences the end of medieval theology and is driven to the docta ignorantia. He is, however, at the same time a skillful mathematician. He has the disciplined thinking that derives from the pursuit of mathematics. But he shies away, as it were, from applying his mathematical skills to the docta ignorantia. He approaches the docta ignorantia with all kinds of mathematical symbols and formulas, but he does this timidly, diffidently. He is always conscious of the fact that these are symbols derived from mathematics. He says to himself: Mathematics is the last remnant left to me from ancient knowledge. I cannot doubt its reliability as I can doubt that of theology, because I actually experience its reliability when I apprehend mathematics with my mind.—At the same time, his disappointment with theology is so great he dares not apply his mathematical skills in the field of the docta ignorantia except in the form of symbols. This is the end of one epoch in human thinking. In his inner mood of soul, Cusanus was almost as much of a mathematician as was Descartes later on, but he dared not try to grasp with mathematics what appeared to him in the manner he described in his Docta Ignorantia He felt as though the spirit realm had withdrawn from mankind, had vanished increasingly into the distance, and was unattainable with human knowledge. Man must become ignorant in the innermost sense in order to unite himself in love with this realm of the spirit. This mood pervades Cusanus's Docta Ignorantia published in 1440. In the development of Western civilization, men had once believed that they confronted the spirit-realm in close perspective. But then, this spirit realm became more and more remote from those men who observed it, and finally it vanished. The book of 1440 was a frank admission that the ordinary human comprehension of that time could no longer reach the remote perspectives into which the spirit realm has withdrawn. Mathematics, the most reliable of the sciences, dared to approach only with symbolic formulas what was no longer beheld by the soul. It was as though this spirit realm, receding further and further in perspective, had disappeared from European civilization. But from the opposite direction, another realm was coming increasingly into view. This was the realm of the sense world, which European civilization was beginning to observe and like. In 1440, Nicholas Cusanus applied mathematical thinking and mathematical knowledge to the vanishing spirit realm only by a timid use of symbols; but now Nicholas Copernicus boldly and firmly applied them to the outer sense world. In 1440 the Docta Ignorantia appeared with the admission that even with mathematics one can no longer behold the spirit realm. We must conceive the spirit realm as so far removed from human perception that even mathematics can approach it only with halting symbols; this is what Nicholas Cusanus said in 1440. “Conceive of mathematics as so powerful and reliable that it can force the sense world into mathematical formulas that are scientifically understandable.” This is what Nicholas Copernicus said to European civilization in 1543. In 1543 Copernicus published his De Revolutionibus Orbium Coelestium (On the Revolutions of the Celestial Bodies,) where the universe was depicted so boldly and rudely that it had to surrender itself to mathematical treatment. One century lies between the two. During this century Western science was born. Earlier, it had been in an embryonic state. Whoever wants to understand what led to the birth of Western science, must understand this century that lies between the Docta Ignorantia and the De Revolutionibus Orbium Coelestium. Even today, if we are to understand the true meaning of science, we must study the fructifications that occurred at that time in human soul life and the renunciations it had to experience. We must go back this far in time. If we want to have the right scientific attitude, we must begin there, and we must also briefly consider the embryonic state preceding Nicholas Cusanus. Only then can we really comprehend what science can accomplish for mankind and see how new spiritual life can blossom forth from it.
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326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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This backward glance into ancient times is necessary so that we can better understand the quest for knowledge that surfaced in the Fifteenth Century from the depths of the human soul. |
He no longer heard anything original, anything gained by listening to the secrets of the cosmos. This man undertook long journeys and visited other mystery centers, but it was the same wherever he went. Already in the Eight Century B.C., only traditions of the ancient wisdom were preserved everywhere. |
326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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The view of history forming the basis of these lectures may be called symptomatological What takes place in the depths of human evolution sends out waves, and these waves are the symptoms that we will try to describe and interpret. In any serious study of history, this must be the case. The processes and events occurring at any given time in the depths of evolution are so manifold and so significant that we can never do more than hint at what is going on the depths. This we do by describing the waves that are flung up. They are symptoms of what is actually taking place. I mention this because, in order to characterize the birth of the scientific form of thinking and research I described two men, Meister Eckhart and Nicholas Cusanus, in my last lecture. What can be historically observed in the soul and appearance of such men I consider to be symptoms of what goes on in the depths of general human development; this is why I give such descriptions. There are in any given case only a couple of images cast up to the surface that we can intercept by looking into one or another soul. Yet, by doing this, we can describe the basic nature of successive time periods. When I described Cusanus yesterday, my intention was to suggest how all that happened in the early fifteenth century in mankind's spiritual development, which was pressing forward to the scientific method of perception, is symptomatically revealed in his soul. Neither the knowledge that the mind can gather through the study of theology nor the precise perceptions of mathematics can lead any longer to a grasp of the spiritual world. The wealth of human knowledge, its concepts and ideas, come to a halt before that realm. The fact that one can do no more than write a “docta ignorantia” in the face of the spiritual world comes to expression in Cusanus in a remarkable way. He could go no further with the form of knowledge that, up to his time, was prevalent in human development. As I pointed out, this soul mood was already present in Meister Eckhart. He was well versed in medieval theological knowledge. With it, he attempted to look into this own soul and to find therein the way to the divine spiritual foundations. Meister Eckhart arrived at a soul mood that I illustrated with one his sentences. He said—and he made many similar statements—“I sink myself into the naught of the divine, and out of nothing become an I in eternity.” He felt himself arriving at nothingness with traditional knowledge. Out of this nothingness, after the ancient wisdom's loss of all persuasive power he had to produce out of his own soul the assurance of his own I, and he did it by this statement. Looking into this matter more closely, we see how a man like Meister Eckhart points to an older knowledge that has come down to him through the course of evolution. It is knowledge that still gave man something of which he could say: This lives in me, it is something divine in me, it is something. But now, in Meister Eckhart's own time, the most profound thinkers had been reduced to the admission: When I seek this something here or there, all knowledge of this something does not suffice to bring me certainty of my own being. I must proceed from the Something to the Nothing and then, in an act of creation, kindle to life the consciousness of self out of naught. Now, I want to place another man over against these two. This other man lived 2,000 years earlier and for his time he was as characteristic as Cusanus (who followed in Meister Eckhart's footsteps) was for the fifteenth century. This backward glance into ancient times is necessary so that we can better understand the quest for knowledge that surfaced in the Fifteenth Century from the depths of the human soul. The man whom I want to speak about today is not mentioned in any history book or historical document, for these do not go back as far as the Eighth Century B.C. Yet, we can only gain information concerning the origin of science if, through spiritual science, through purely spiritual observation, we go farther back than external historical documents can take us. The man I have in mind lived about 2,000 years prior to the present period (the starting point of which I have assigned to the first half of the fifteenth century.) This man of pre-Christian times was accepted into a so-called mystery school of Southeastern Europe. There he heard everything that the teachers of the mysteries could communicate to their pupils concerning spiritual wisdom, truths concerning the spiritual beings that lived and still live in the cosmos. But the wisdom that this man received from his teachers was already more or less traditional. It was a recollection of far older visions, a recapitulation of what wise men of a much more ancient age had beheld when they directed their clairvoyant sight into the cosmic spaces whence the motions and constellations of the stars had spoken to them. To the sages of old, the universe was not the machine, the mechanical contraption that it is for men of today when they look out into space to the wise men of ancient times. The cosmic spaces were like living beings, permeating everything with spirit and speaking to them in cosmic language. They experienced themselves within the spirit of world being. They felt how this, in which they lived and moved, spoke to them, how they could direct their questions concerning the riddles of the universe to the universe itself and how, out of the widths of space, the cosmic phenomena replied to them. This is how they experienced what we, in a weak and abstract way, call “spirit” in our language. Spirit was experienced as the element that is everywhere and can be perceived from anywhere. Men perceived things that even the Greeks no longer beheld with the eye of the soul, things that had faded into a nothingness for the Greeks. This nothingness of the Greeks, which had been filled with living content for the earliest wise men of the Post-Atlantean age,19 was named by means of words customary for that time. Translated into our language, though weakened and abstract, those words would signify “spirit.” What later became the unknown, the hidden god, was called spirit in those ages when he was known. This is the first thing to know about those ancient times. The second thing to know is that when a man looked with his soul and spirit vision into himself, he beheld his soul. He experienced it as originating from the spirit that later on became the unknown god. The experience of the ancient sage was such that he designated the human soul with a term that would translate in our language into “spirit messenger” or simply “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” A third aspect was external nature with all that today is called the world of physical matter, of bodies. I said above that apart from spirit there was nothing, because spirit was perceived by direct vision everywhere in its archetypal form. It was seen in the soul, which realized the spirit's message in its own life. But the spirit was likewise recognized in what we call nature today, the world of corporeal things. Even his bodily world was looked upon as an image of the spirit. [IMAGE REMOVED FROM PREVIEW] In those ancient times, people did not have the conceptions that we have today of the physical world. Wherever they looked, at whatever thing or form of nature, they beheld an image of the spirit, because they were still capable of seeing the spirit, a fragment of nature. Inasmuch as all other phenomena of nature were images of the spirit, the body of man too was an image of the spirit. So when this ancient man looked at himself, he recognized himself as a threefold being. In the first place, the spirit lived in him as in one of its many mansions. Man knew himself as spirit. Secondly, man experienced himself within the world as a messenger of this spirit, hence as a soul being. Thirdly, man experienced his corporeality; and by means of this body he felt himself to be an image of the spirit.20 Hence, when man looked upon his own being, he perceived himself as a threefold entity of spirit, soul, and body: as spirit in his archetypal form; as soul, the messenger of god; as body, the image of the spirit. This ancient wisdom contained no contradiction between body and soul or between nature and spirit; because one knew: Spirit is in man in its archetypal form; the soul is none other than the message transmitted by spirit; the body is the image of spirit. Likewise, no contract was felt between man and surrounding nature because one bore an image of spirit in one's own body, and the same was true of every body in external nature. Hence, an inner kinship was experienced between one's own body and those in outer nature, and nature was not felt to be different from oneself. Man felt himself at one with the whole world. He could feel this because he could behold the archetype of spirit and because the cosmic expanses spoke to him. In consequence of the universe speaking to man, science simply could not exist. Just as we today cannot build a science of external nature out of what lives in our memory, ancient man could not develop one because, whether he looked into himself or outward at nature, he beheld the same image of spirit. No contrast existed between man himself and nature, and there was none between soul and body. The correspondence of soul and body was such that, in a manner of speaking, the body was only the vessel, the artistic reproduction, of the spiritual archetype, while the soul was the mediating messenger between the two. Everything as in a state of intimate union. There could be no question of comprehending anything. We grasp and comprehend what is outside our own life. Anything that we carry within ourselves is directly experienced and need not be first comprehended. Prior to Roman and Greek times, this wisdom born of direct perception still lived in the mysteries. The man I referred to above heard about his wisdom, but he realized that the teachers in his mystery school were speaking to him only out of a tradition preserved from earlier ages. He no longer heard anything original, anything gained by listening to the secrets of the cosmos. This man undertook long journeys and visited other mystery centers, but it was the same wherever he went. Already in the Eight Century B.C., only traditions of the ancient wisdom were preserved everywhere. The pupils learned them from the teachers, but the teachers could no longer see them, at least not in the vividness of ancient times. But this man whom I have in mind had an unappeasable urge for certainty and knowledge. From the communications passed on to him, he gathered that once upon a time men had indeed been able to hear the harmony of the spheres from which resounded the Logos that was identical with the spiritual archetype of all things. Now, however, it was all tradition. Just as 2,000 years later Meister Eckhart, working out the traditions of his age, withdrew into his quiet monastic cell in search of the inner power source of soul and self, and at length came to say, “I sink myself into the nothingness of God, and experience in eternity, in naught, the ‘I’,”—just so, the lonely disciple of the late mysteries said to himself: “I listen to the silent universe and fetch21 the Logos-bearing soul out of the silence. I love the Logos because the Logos brings tidings of an unknown god.” This was an ancient parallel to the admission of Meister Eckhart. Just as the latter immersed himself into the naught of the divine that Medieval theology had proclaimed to him and, out of this void, brought out the “I,” so that ancient sage listened to a dumb and silent world; for he could no longer hear what traditional wisdom taught him. The spirit-saturated soul had one drawn the ancient wisdom from the universe. This had not turned silent, but still he had a Logos-bearing soul. And he loved the Logos even though it was no longer the godhead of former ages, but only an image of the divine. In other words, already then, the spirit had vanished from the soul's sight. Just as Meister Eckhart later had to seek the “I” in nothingness, so at that time the soul had to be sought in the dispirited world. Indeed, in former times the souls had the inner firmness needed to say to themselves: In the inward perception of the spirit indwelling me, I myself am something divine. But now, for direct perception, the spirit no longer inhabited the soul. No longer did the soul experience itself as the spirit's messenger, for one must know something in order to be its messenger. Now, the soul only felt itself as the bearer of the Logos, the spirit image; though this spirit image was vivid in the soul. It expressed itself in the love for this god who thus still lived in his image in the soul. But the soul no longer felt like the messenger, only the carrier, of an image of the divine spirit. One can say that a different form of knowledge arose when man looked into his inner being. The soul declined from messenger to bearer.
Since the living spirit had been lost to human perception, the body no longer appeared as the image of spirit. To recognize it as such an image, one would have had to perceive the archetype. Therefore, for this later age, the body changed into something that I would like to call “force.” The concept of force emerged. The body was pictured as a complex of forces, no longer as a reproduction, an image, that bore within itself the essence of what it reproduced. The human body became a force which no longer bore the substance of the source from which it originated. Not only the human body, but in all of nature, too, forces had to be pictured everywhere. Whereas formerly, nature in all its aspects had been an image of spirit, now it had become forces flowing out of the spirit. This, however, implied that nature began to be something more or less foreign to man. One could say that the soul had lost something since it no longer contained direct spirit awareness. Speaking crudely, I would have to say that the soul had inwardly become more tenuous, while the body, the external corporeal world, had gained in robustness. Earlier, as an image, it still possessed some resemblance to the spirit. Now it became permeated by the element of force. The complex of forces is more robust than the image in which the spiritual element is still recognizable. Hence, again speaking crudely, the corporeal world became denser while the soul became more tenuous. This is what arose in the consciousness of the men among whom lived the ancient wise man mentioned above, who listened to the silent universe and from its silence, derived the awareness that at least his soul was a Logos-bearer. Now, a contrast that had not existed before arose between the soul, grown more tenuous, and the increased density of the corporeal world. Earlier, the unity of spirit had been perceived in all things. Now, there arose the contrast between body and soul, man and nature. Now appeared a chasm between body and soul that had not been present at all prior to the time of this old sage. Man now felt himself divided as well from nature, something that also had not been the case in the ancient times. This contrast is the central trait of all thinking in the span of time between the old sage I have mentioned and Nicholas Cusanus. Men now struggle to comprehend the connection between, on one hand, the soul, that lacks spirit reality, and on the other hand, the body that has become dense, has turned into force, into a complex of forces. [IMAGE REMOVED FROM PREVIEW] And men struggle to feel and experience the relationship between man and nature. But everywhere, nature is force. In that time, no conception at all existed as yet of what we call today “the laws of nature.” People did not think in terms of natural laws; everywhere and in everything they felt the forces of nature. When a man looked into his own being, he did not experience a soul that—as was the case later one—bore within itself a dim will, an almost equally dim feeling, and an abstract thinking. Instead, he experienced the soul as the bearer of the living Logos, something that was not abstract and dead, but a divine living image of God. We must be able to picture this contrast, which remained acute until the eleventh or Twelfth century. It was quite different from the contrasts that we feel today. If we cannot vividly grasp this contrast, which was experienced by everyone in that earlier epoch, we make the same mistake as all those historians of philosophy who regard the old Greek thinker Democritus22 of the fifth century B.C. as an atomist in the modern sense, because he spoke of “atoms.” The words suggest a resemblance, but no real resemblance exists. There is great difference between modern-day atomists and Democritus. His utterances were based on the awareness of the contrast described above between man and nature, soul and body. His atoms were complexes of force and as such were contrasted with space, something a modern atomist cannot do in that manner. How could the modern atomist say what Democritus said: “Existence is not more than nothingness, fullness is not more than emptiness?” It implies that Democritus assumed empty space to possess an affinity with atom-filled space. This has meaning only within a consciousness that as yet has no idea of the modern concept of body. Therefore, it cannot speak of the atoms of a body, but only of centers of force, which, in that case, have an inner relationship to what surrounds man externally. Today's atomist cannot equate emptiness with fullness. If Democritus had viewed emptiness the way we do today, he could not have equated it with the state of being. He could do so because in this emptiness he sought the soul that was the bearer of the Logos. And though he conceived his Logos in a form of necessity, it was the Greek form of necessity, not our modern physical necessity. If we are to comprehend what goes on today, we must be able to look in the right way into the nuances of ideas and feelings of former times. There came the time, described in the last lecture, of Meister Eckhart and Nicholas Cusanus, when even awareness of the Logos indwelling the soul was lost. The ancient sage, in listening to the universe, only had to mourn the silence, but Meister Eckhart and Cusanus found the naught and had to seek the I out of nothingness. Only now, at this point, does the modern era of thinking begin. The soul now no longer contains the living Logos. Instead, when it looks into itself, it finds ideas and concepts, which finally lead to abstractions. The soul has become even more tenuous. A third phase begins. Once upon a time, in the first phase, the soul experienced the spirit's archetype within itself. It saw itself as the messenger of spirit. In the second phase, the soul inwardly experienced the living image of God in the Logos, it became the bearer of the Logos. Now, in the third phase, the soul becomes, as it were, a vessel for ideas and concepts. These may have the certainty of mathematics, but they are only ideas and concepts. The soul experiences itself at its most tenuous, if I may put it so. Again the corporeal world increases in robustness. This is the third way in which man experiences himself. He cannot as yet give up his soul element completely, but he experiences it as the vessel for the realm of ideas. He experiences his body, on the other hand, not only as a force but as a spatial body.
The body has become still more robust. Man now denies the spirit altogether. Here we come to the “body” that Hobbes, Bacon,23 and Locke spoke of. Here, we meet “body” at its densest. The soul no longer feels a kinship to it, only an abstract connection that gets worse in the course of time. In place of the earlier concrete contrast of soul and body, man and nature, another contrast arises that leads further and further into abstraction. The soul that formerly appeared to itself as something concrete—because it experienced in itself the Logos-image of the divine—gradually transforms itself to a mere vessel of ideas. Whereas before, in the ancient spiritual age, it had felt akin to everything, it now sees itself as subject and regards everything else as object, feeling no further kinship with anything. The earlier contrast of soul and body, man and nature, increasingly became the merely theoretical epistemological contrast between the subject that is within a person and the object without. Nature changed into the object of knowledge. It is not surprising that out of its own needs knowledge henceforth strove for the “purely objective.” But what is this purely objective? It is no longer what nature was to the Greeks. The objective is external corporeality in which no spirit is any longer perceived. It is nature devoid of spirit, to be comprehended from without by the subject. [IMAGE REMOVED FROM PREVIEW] Precisely because man had lost the connection with nature, he now sought a science of nature from outside. Here, we have once again reached the point where I concluded yesterday. Cusanus looked upon what should have been the divine world to him and declared that man with his knowledge must stop short before it and, if he must write about the divine world, he must write a docta ignorantia. And only faintly, in symbols taken from mathematics, did Cusanus want to retain something of what appeared thus to him as the spiritual realms. About a hundred years after the Docta Ignorantia appeared in 1440, the De Revolutionibus Orbium Coelestium appeared in 1543. one century later, Copernicus, with his mathematical mind, took hold of the other side, the external side of what Cusanus could not fully grasp, not even symbolically, with mathematics. Today, we see how in fact the application of this mathematical mind to nature becomes possible the moment that nature vanishes from man's immediate experience. This can be traced even in the history of language since “Nature” refers to something that is related to “being born,” whereas what we consider as nature today is only the corporeal world in which everything is dead. I mean that it is dead for us since, of course, nature contains life and spirit. But it has become lifeless for us and the most certain of conceptual systems, namely, the mathematical, is regarded as the best way to grasp it. Thus we have before us a development that proceeds with inward regularity. In the first epoch, man beheld god and world, but god in the world and the world in god: the one-ness, unity. In the second epoch, man in fact beheld soul and body, man and nature; the soul as bearer of the living Logos, the bearer of what is not born and does not die; nature as what is born and dies. In the third phase man has ascended to the abstract contrast of subject (himself) and object ( the external world.) The object is something so robust that man no longer even attempts to throw light on it with concepts. It is experienced as something alien to man, something that is examined from outside with mathematics although mathematics cannot penetrate into the inner essence. For this reason, Cusanus applied mathematics only symbolically, and timidly at that. The striving to develop science must therefore be pictured as emerging from earlier faculties of mankind. A time had to come when this science would appear. It had to develop the way it did. We can follow this if we focus clearly on the three phases of development that I have just described. We see how the first phase extends to the Eighth Century B.C. to the ancient sage of Southern Europe whom I have described today. The second extends from him to Nicholas Cusanus. We find ourselves in the third phase now. The first is pneumatological, directed to the spirit in its primeval form. The second is mystical, taking the world in the broadest sense possible. The third is mathematical. Considering the significant characteristics, therefore, we trace the first phase—ancient pneumatology—as far as the ancient Southern wise man. Magical mysticism extends from there to Meister Eckhart and Nicholas Cusanus. The age of mathematizing natural science proceeds from Cusanus into our own time and continues further. More on this tomorrow.
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326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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If the character of scientific thinking is to be correctly understood, it must be through the special way in which man relates to mathematics and mathematics relates to reality. |
Hence, proper mysticism was inwardly experienced in what is generally understood by this term; whereas mathesis, the other mysticism, as experienced by means of an inner experience of the body, as yet not lost. |
Only in this way, out of the truly human element, can one understand what actually happened, what had to happen in recent times for science—so self-evident today—to come into being in the first place. |
326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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In the last two lectures I tried to indicate the point in time when the scientific outlook and manner of thinking, such as we know it today, arose in the course of time. It was pointed out yesterday that the whole character of this scientific thinking, emerging at the beginning most clearly in Copernicus’ conception of astronomy, depends on the way in which mathematical thinking was gradually related to the reality of the external world. The development of science in modern times has been greatly affected by a change—one might almost say a revolutionary change—in human perception in regard to mathematical thinking itself. We are much inclined nowadays to ascribe permanent and absolute validity to our own manner of thinking. Nobody notices how much matters have changed. We take a certain position today in regard to mathematics and to the relationship of mathematics to reality. We assume that this is the way it has to be and that this is the correct relationship. There are debates about it from time to time, but within certain limits this is regarded as the true relationship. We forget that in a none too distant past mankind felt differently concerning mathematics. We need only recall what happened soon after the point in time that I characterized as the most important in modern spiritual life, the point when Nicholas Cusanus presented his dissertation to the world. Shortly after this, not only did Copernicus try to explain the movements of the solar system with mathematically oriented thinking of the kind to which we are accustomed today, but philosophers such as Descartes and Spinoza24 began to apply this mathematical thought to the whole physical and spiritual universe. Even in such a book as his Ethics, the philosopher Spinoza placed great value on presenting his philosophical principles and postulates, if not in mathematical formulae—for actual calculations play no special part—yet in such a manner that the whole form of drawing conclusions, of deducing the later rules from earlier ones, is based on the mathematical pattern. By and by it appeared self-evident to the men of that time that in mathematics they had the right model for the attainment of inward certainty. Hence they felt that if they could express the world in thoughts arranged in the same clear-cut architectural order as in a mathematical or geometrical system, they would thereby achieve something that would have to correspond to reality. If the character of scientific thinking is to be correctly understood, it must be through the special way in which man relates to mathematics and mathematics relates to reality. Mathematics had gradually become what I would term a self-sufficient inward capacity for thinking. What do I mean by that? The mathematics existing in the age of Descartes25 and Copernicus can certainly be described more or less in the same terms as apply today. Take a modern mathematician, for example, who teaches geometry, and who uses his analytical formulas and geometrical concepts in order to comprehend some physical process. As a geometrician, this mathematician starts from the concepts of Euclidean geometry, the three-dimensional space (or merely dimensional space, if he thinks of non-Euclidean geometry.)26 In three-dimensional space he distinguishes three mutually perpendicular directions that are otherwise identical. Space, I would say, is a self-sufficient form that is simply placed before one's consciousness in the manner described above without questions being raised such as: Where does this form come from? Or, Where do we get our whole geometrical system? In view of the increasing superficiality of psychological thinking, it was only natural that man could no longer penetrate to those inner depths of soul where geometrical thought has its base. Man takes his ordinary consciousness for granted and fills this consciousness with mathematics that has been thought-out but not experienced. As an example of what is thought-out but not experienced, let us consider the three perpendicular dimensions of Euclidean space. Man would have never thought of these if he had not experienced a threefold orientation within himself. One orientation that man experiences in himself is from front to back. We need only recall how, from the external modern anatomical and physiological point of view, the intake and excretion of food, as well as other processes in the human organism, take place from front to back. The orientation of these specific processes differs from the one that prevails when, for example, I do something with my right arm and make a corresponding move with my left arm. Here, the processes are oriented left and right. Finally, in regard to the last orientation, man grows into it during earthly life. In the beginning he crawls on all fours and only gradually, stands upright, so that this last orientation flows within him from above downward and up from below. As matters stand today, these three orientations in man are regarded very superficially. These processes—front to back, right to left or left to right, and above to below—are not inwardly experienced so much as viewed from outside. If it were possible to go back into earlier ages with true psychological insight, one would perceive that these three orientations were inward experiences for the men of that time. Today our thoughts and feelings are still halfway acknowledged as inward experiences, but he man of a bygone age had a real inner experience, for example, of the front-to-back orientation. He had not yet lost awareness of the decrease in intensity of taste sensations from front to back in the oral cavity. The qualitative experience that taste was strong on the tip of the tongue, then grew fainter and fainter as it receded from front to back, until it disappeared entirely, was once a real and concrete experience. The orientation from front to back was felt in such qualitative experiences. Our inner life is no longer as intense as it once was. Therefore, today, we no longer have experiences such as this. Likewise man today no longer has a vivid feeling for the alignment of his axis of vision in order to focus on a given point by shifting the right axis over the left. Nor does he have a full concrete awareness of what happens when, in the orientation of right-left, he relates his right arm and hand to the left arm and hand. Even less does he have a feeling that would enable him to say: The thought illuminates my head and, moving in the direction from above to below, it strikes into my heart. Such a feeling, such an experience, has been lost to man along with the loss of all inwardness of world experience. But it did once exist. Man did once experience the three perpendicular orientation of space within himself. And these three spatial orientations—right-left, front-back, and above-below—are the basis of the three-dimensional framework of space, which is only the abstraction of the immediate inner experience described above. So what can we say when we look back at the geometry of earlier times? We can put it like this: It was obvious to a man in those ages that merely because of his being human the geometrical elements revealed themselves in his own life. By extending his own above-below, right-left, and front-back orientations, he grasped the world out of his own being. Try to sense the tremendous difference between this mathematical feeling bound to human experience, and the bare, bleak mathematical space layout of analytical geometry, which establishes a point somewhere in abstract space, draws three coordinating axes at right angles to each other and thus isolates this thought-out space scheme from all living experience. But man has in fact torn this thought-out spatial diagram out of his own inner life. So, if we are to understand the origin of the later mathematical way of thinking that was taken over by science, if we are to correctly comprehend its self-sufficient presentation of structures, we must trace it back to the self-experienced mathematics of a bygone age. Mathematics in former times was something completely different. What was once present in a sort of dream-like experience of three-dimensionality and then became abstracted, exists today completely in the unconscious. As a matter of fact, man even now produced mathematics from his own three-dimensionality. But the way in which he derives this outline of space from his experiences of inward orientation is completely unconscious. None of this rises into consciousness except the finished spatial diagram. The same is true of all completed mathematical structures. They have all been severed from their roots. I chose the example of the space scheme, but I could just as well mention any other mathematical category taken from algebra or arithmetic. They are nothing but schemata drawn from immediate human experience and raised into abstraction. Going back a few centuries, perhaps to the fourteenth century, and observing how people conceived of things mathematical, we find that in regard to numbers they still had an echo of inward feelings. In an age in which numbers had already become an abstract ads they are today, people would have been unable to find the names for numbers. The words designating numbers are often wonderfully characteristic. Just think of the word “two.” (zwei) It clearly expresses a real process, as when we say entzweien, “to cleave in twain.” Even more, it is related to zweifeln, “to doubt.” It is not mere imitation of an external process when the number two, zwei, is described by the word Entzweien, which indicates the disuniting, the splitting, of something formerly a whole. It is in fact something that is inwardly experienced and only then made into a scheme. It is brought up from within, just as the abstract three-dimensional space-scheme is drawn up from inside the mind. We arrive back at an age of rich spiritual vitality that still existed in the first centuries of Christianity, as can be demonstrated by the fact that mathematics, mathesis, and mysticism were considered to be almost one and the same. Mysticism, mathesis, and mathematics are one, though only in a certain connection. For a mystic of the first Christian centuries, mysticism was something that one experienced more inwardly in the soul. Mathematics was the mysticism that one experienced more outwardly with the body; for example, geometry with the body's orientations to front-and-back, right-and-left, and up-and-down. One could say that actual mysticism was soul mysticism and that mathematics, mathesis, was mysticism of the corporeality. Hence, proper mysticism was inwardly experienced in what is generally understood by this term; whereas mathesis, the other mysticism, as experienced by means of an inner experience of the body, as yet not lost. As a matter of fact, in regard to mathematics and the mathematical method Descartes and Spinoza still had completely different feelings from what we have today. Immerse yourself in these thinkers, not superficially as in the practice today when one always wants to discover in the thinkers of old the modern concepts that have been drilled into our heads, but unselfishly, putting yourself mentally in their place. You will find that even Spinoza still retained something of a mystical attitude toward the mathematical method. The philosophy of Spinoza differs from mysticism only in one respect. A mystic like Meister Eckhart or Johannes Tauler27 attempts to experience the cosmic secrets more in the depths of feeling. Equally inwardly, Spinoza constructs the mysteries of the universe along mathematical, methodical lines, not specifically geometrical lines, but lines experienced mentally by mathematical methods. In regard to soul configuration and mood, there is no basic difference between the experience of Meister Eckhart's mystical method and Spinoza's mathematical one. Anyone how makes such a distinction does not really understand how Spinoza experienced his Ethics, for example, in a truly mathematical-mystical way. His philosophy still reflects the time when mathematics, mathesis, and mysticism were felt as one and the same experience in the soul. Now, you will perhaps recall how, in my book The Case for Anthroposophy,28 I tried to explain the human organization in a way corresponding to modern thinking. I divided the human organization—meaning the physical one—into the nerve-sense system, the rhythmic system, and the metabolic-limb system. I need not point out to you that I did not divide man into separate members placed side by side in space, although certain academic persons have accused29 me of such a caricature. I made it clear that these three systems interpenetrate each other. The nerve-sense system is called the “head system” because it is centered mainly in the head, but it spreads out into the whole body. The breathing and blood rhythms of the chest system naturally extend into the head organization, and so on. The division is functional, not local. An inward grasp of this threefold membering will give you true insight into the human being. Let us now focus on this division for a certain purpose. To begin with, let us look at the third member of the human organization, that of digestion (metabolism) and the limbs. Concentrating on the most striking aspect of this member, we see that man accomplishes the activities of external life by connecting his limbs with his inner experiences. I have characterized some of these, particularly the inward orientation experience of the three directions of space. In his external movements, in finding his orientation in the world, man's limb system achieves inward orientation in the three directions. In walking, we place ourselves in a certain manner into the experience of above-below. In much that we do with our hands or arms, we bring ourselves into the orientation of right-and-left. To the extent that speech is a movement of the aeriform in man, we even fit ourselves into direction of front-and-back, back-and-front, when we speak. Hence, in moving about in the world, we place our inward orientation into the outer world. Let us look at the true process, rather than the merely illusionary one, in a specific mathematical case. It is an illusionary process, taking place purely in abstract schemes of thought, when I find somewhere in the universe a process in space, and I approach it as an analytical mathematician in such a way that I draw or imagine the three coordinate axes of the usual spatial system and arrange this external process into Descartes’ purely artificial space scheme. [IMAGE REMOVED FROM PREVIEW] This is what occurs above, in the realm of thought schemes, through the nerve-sense system. One would not achieve a relationship to such a process in space if it were not for what one does with one's limbs, with one's whole body, if it were not for inserting oneself into the whole world in accordance with the inward orientation of above-below, right-left, and front-back. When I walk forward, I know that on one hand I place myself in the vertical direction in order to remain upright. I am also aware that in walking I adjust my direction to the back-to-front orientation, and when I swim and use my arms, I orient myself in right and left. I do not understand all this if I apply Descartes’ space scheme, the abstract scheme of the coordinate axes. What gives me the impression of reality in dealing with matters of space is found only when I say to myself: Up in the head, in the nerve system, an illusory image arises of something that occurs deep down in the subconscious. Here, where man cannot reach with his ordinary consciousness, something takes place between his limb system and the universe. The whole of mathematics, of geometry, is brought up out of our limb system of movement. We would not have geometry if we did not place ourselves into the world according to inward orientation. In truth, we geometrize when we lift what occurs in the subconscious into the illusory of the thought scheme. This is the reason why it appears so abstractly independent to us. But his is something that this only come about in recent times. In the age in which mathesis, mathematics, was still felt to be something close to mysticism, the mathematical relationship to all things was also viewed as something human. Where is the human factor if I imagine an abstract point somewhere in space crossed by three perpendicular directions and then apply this scheme to a process perceived in actual space? It is completely divorced from man, something quite inhuman. This non-human element, which has appeared in recent times in mathematical thinking, was once human. But when was it human? The actual date has already been indicated, but the inner aspect is still to be described. When was it human? It was human when man did not only experience in his movements and his inward orientation in space that he stepped forward from behind and moved in such a way that he was aware of his vertical as well as the horizontal direction, but when he also felt the blood's inward activity in all such moving about, in all such inner geometry. There is always blood activity when I move forward. Think of the blood activity present when, as an infant, I lifted myself up from the horizontal to an upright position! Behind man's movements, behind his experience of the world by virtue of movements, (which can also be, and at one time was, an inward experience) there stands the experience of the blood. Every movement, small or large, that I experience as I perform it contains its corresponding blood experience. Today blood is to us the red fluid that seeps out when we prick our skin. We can also convince ourselves intellectually of its existence. But in the age when mathematics, mathesis, was still connected with mysticism, when in a dreamy way the experience of movement was inwardly connected with that of blood, man was inwardly aware of the blood. It was one thing to follow the flow of blood through the lungs and quite another to follow it through the head. Man followed the flow of the blood in lifting his knee or his foot, and he inwardly felt and experienced himself through and through in his blood. The blood has one tinge when I raise my foot, another when I place it firmly on the ground. When I lounge around and doze lazily, the blood's nuance differs from the one it has when I let thoughts shoot through my head. The whole person can take on a different form when, in addition to the experience of movement, he has that of the blood. Try to picture vividly what I mean. Imagine that you are walking slowly, one step at a time; you begin to walk faster; you start to run, to turn yourself, to dance around. Suppose that you were doing all this, not with today's abstract consciousness, but with inward awareness: You would have a different blood experience at each stage, with the slow walking, then the increase in speed, the running, the turning, the dancing. A different nuance would be noted in each case. If you tried to draw this inner experience of movement, you would perhaps have to sketch it like this (white line.) But for each position in which you found yourself during this experience of movement, you would draw a corresponding inward blood experience (red, blue, yellow—see Figure 2) [IMAGE REMOVED FROM PREVIEW] Of the first experience, that of movement, you would say that you have it in common with external space, because you are constantly changing your position. The second experience, which I have marked by means of the different colors, is a time experience, a sequence of inner intense experiences. In fact, if you run in a triangle, you can have one inner experience of the blood. You will have a different one if you run in a square. [IMAGE REMOVED FROM PREVIEW] What is outwardly quantitative and geometric, is inwardly intensely qualitative in the experience of the blood. [IMAGE REMOVED FROM PREVIEW] It is surprising, very surprising, to discover that ancient mathematics spoke quite differently about the triangle and the square. Modern nebulous mystics describe great mysteries, but there is no great mystery here. It is only what a person would have experienced inwardly in the blood when he walked the outline of a triangle or a square, not to mention the blood experience corresponding to the pentagram. In the blood the whole of geometry becomes qualitative inward experience. We arrive back at a time when one could truly say, as Mephistopheles does in Goethe's Faust, “Blood is a very special fluid.”30 This is because, inwardly experienced, the blood absorbs all geometrical forms and makes of them intense inner experiences. Thereby man learns to know himself as well. He learns to know what it means to experience a triangle, a square, a pentagram; he becomes acquainted with the projection of geometry on the blood and its experiences. This was once mysticism. Not only was mathematics, mathesis, closely related to mysticism, it was in fact the external side of movement, of the limbs, while the inward side was the blood experience. For the mystic of bygone times all of mathematics transformed itself out of a sum of spatial formations into what is experienced in the blood, into an intensely mystical rhythmic inner experience. We can say that once upon a time man possessed a knowledge that he experienced, that he was an integral part of; and that at the point in time that I have mentioned, he lost this oneness of self with the world, this participation in the cosmic mysteries. He tore mathematics loose from his inner being. No longer did he have the experience of movement; instead, he mathematically constructed the relationships of movement outside. He no longer had the blood experience; the blood and its rhythm became something quite foreign to him. Imagine what this implies: Man tears mathematics free from his body and it becomes something abstract. He loses his understanding of the blood experience. Mathematics no longer goes inward. Picture this as a soul mood that arose at a specific time. Earlier, the soul had a different mood than later. Formerly, it sought the connection between blood experience and experience of movement; later, it completely separated them. It no longer related the mathematical and geometrical experience to its own movement. It lost the blood experience. Think of this as real history, as something that occurs in the changing moods of evolution. Verily, a man who lived in the earlier age, when mathesis was still mysticism, put his whole soul into the universe. He measured the cosmos against himself. He lived in astronomy. Modern man inserts his system of coordinates into the universe and keeps himself out of it. Earlier, man sensed a blood experience with each geometrical figure. Modern man feels no blood experience; he loses the relationship to his own heart, where the blood experiences are centered. Is it imaginable that in the seventh or eighth century, when the soul still felt movement as a mathematical experience and blood as a mystical experience, anybody would have founded a Copernican astronomy with a system of coordinates simply inserted into the universe and totally divorced from man? No, this became possible only when a specific soul constitution arose in evolution. And after that something else became possible as well. The inward blood awareness was lost. Now the time had come to discover the movements of the blood externally through physiology and anatomy. Hence you have this change in evolution: On one hand Copernican astronomy, on the other the discovery of the circulation of the blood by Harvey,31 a contemporary of Bacon and Hobbes. A world view gained by abstract mathematics cannot produce anything like the ancient Ptolemaic theory, which was essentially bound up with man and the living mathematics he experienced within himself. Now, one experiences an abstract system of coordinates starting with an arbitrary zero point. No longer do we have the inward blood experience; instead, we discover the physical circulation of the blood with the heart in the center. The birth of science thus placed itself into the whole context of evolution in both its conscious and unconscious processes. Only in this way, out of the truly human element, can one understand what actually happened, what had to happen in recent times for science—so self-evident today—to come into being in the first place. Only thus could it even occur to anybody to conduct such investigations as led, for example, to Harvey's discovery of the circulation of the blood. We shall continue with this tomorrow.
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326. The Origins of Natural Science: Lecture IV
27 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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One must take these concepts in the way they are understood by the simplest person, because there they are always clear. They become unclear not in outward experience, but in the heads of metaphysicians and philosophers. |
On the other hand, one must realize that at the outset of this whole stream of development, feelings such as Berkeley's were understandable. He shuddered at what he thought would come from a infinitesimal study of nature and had to do with the process of birth but a study of all dying aspects in nature. |
Since life cannot exist without death and all living things must die, we must look at and understand all that is dead in the world. A science of the inanimate, the dead, had to arise. It was absolutely necessary. |
326. The Origins of Natural Science: Lecture IV
27 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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In the last lecture, I spoke of a former view of life from which the modern scientific view has evolved. It still combined the qualitative with the form-related or geometrical elements of mathematics, the qualitative with the quantitative. One can therefore look back at a world conception in which the triangle or another geometrical form was an inner experience no matter whether the form referred to the surface of a given body or to its path of movement. Geometrical and arithmetical forms were intensely qualitative inner experiences. For example, a triangle and a square were each conceived as emerging from a specific inward experience. This conception could change into a different one only when men lost their awareness that everything quantitative—including mathematics—is originally experienced by man in direct connection with the universe. It changed when the point was reached where the quantitative was severed from what man experiences. We can determine this moment of separation precisely. It occurred when all concepts of space that included man himself were replaced by the schematic view of space that is customary today, according to which, from an arbitrary starting point, the three coordinates are drawn. The kind of mathematics prevalent today, by means of which man wants to dominate the so-called phenomena of nature, arose in this form only after it had been separated from the human element. Expressing it more graphically, I would say in a former age man perceived mathematics as something that he experienced within himself together with his god or gods, whereby the god ordered the world. It came as no surprise therefore to discover this mathematical order in the world. In contrast to this, to impose an arbitrary space outline or some other mathematical formula on natural phenomena—even if such abstract mathematical concepts can be identified with significant aspects in these so-called natural phenomena—is a procedure that cannot be firmly related to human experiences. Hence, it cannot be really understood and is at most simply assumed to be a fact. Therefore in reality it cannot be an object of any perception. The most that can be said of such an imposition of mathematics on natural phenomena is that what has first been mathematically thought out is then found to fit the phenomena of nature. But why this is so can no longer be discovered within this particular world perception. Think back to the other worldview that I have previously described to you, when all corporeality was regarded as image of the spirit. One looking at a body found in it the image of spirit. One then looked back on oneself, on what—in union with one's own divine nature—one experienced as mathematics through one's own bodily constitution. As a work of art is not something obscure but is recognized as the image of the artist's ideas, so one found in corporeal nature the mathematical images of what one had experienced with one's own divine nature. The bodies of external nature were images of the divine spiritual. The instant that mathematics is separated from man and is regarded only as an attribute of bodies that are no longer seen as a reflection of spirit, in that instant agnosticism creeps into knowledge. Take a concrete example, the first phenomenon that confronts us after the birth of scientific thinking, the Copernican system. It is not my intention today or in any of these lectures to defend either the Ptolemaic or the Copernican system. I am not advocating either one. I am only speaking of the historical fact that the Copernican system has replaced the Ptolemaic. What I say today does not imply that I favor the old Ptolemaic system over the Copernican. But this must be said as a matter of history. Imagine yourself back in the age when man experienced his own orientation in space: above-below, right-left, front-back. He could experience this only in connection with the earth. He could, for example, experience the vertical orientation in himself only in relation to the direction of gravity. He experienced the other two in connection with the four compass points according to which the earth itself is oriented. All this he experienced together with the earth as he felt himself standing firmly on it. He thought of himself not just as a being that begins with the head and ends a the sole of the feet. Rather, he felt himself penetrated by the force of gravity, which had something to do with his being but did not cease at the soles of his feet. Hence, feeling himself within the nature of the gravitational force, man felt himself one with the earth. For his concrete experience, the starting point of his cosmology was thus given by the earth. Therefore he felt he Ptolemaic system to be justified. Only when man severed himself from mathematics, only then was it possible also to sever mathematics from the earth and to found an astronomical system with its center in the sun. Man had to lose the old experience-within-himself before he could accept a system with its center outside the earth. The rise of the Copernican system is therefore intimately bound up with the transformation of civilized mankind's soul mood. The origin of modern scientific thinking cannot be separated from the general mental and soul condition, but must be viewed in context with it. It is only natural that statements like this are considered absurd by our contemporaries, who believe in the present world view far more fervently than the sectarians of olden days believed in their dogmas. But to give the scientific mode of thinking its proper value, it must be seen as arising inevitably out of human nature and evolution. In the course of these lectures, we shall see that by doing this we are actually assigning far greater value to science than do the modern agnostics. Thus the Copernican world conception came into being, the projection of the cosmic center from the earth to the sun. Fundamentally, the whole cosmic thought edifice of Giordano Bruno,32 who was born in 1548 and burned at the stake in Rome in 1600, was already contained in the Copernican world view. It is often said that Giordano Bruno glorifies the modern view of nature, glorifies Copernicanism. One must have deep insight into the inner necessity with which this new cosmology arose if one is to have any feeling at all for the manner and tone in which Giordano Bruno speaks and writes. Then one sees that Giordano Bruno does not sound like the followers of the new view or like the stragglers of the old view. He really does not speak about the cosmos mathematically so much as lyrically. There is something musical in the way Giordano Bruno describes the modern conception of nature. Why is that? The reason is that Giordano Bruno, though he was rooted with his whole soul in a bygone world perception, told himself with his outward intellect: The way things have turned out in history, we cannot but accept the Copernican world picture. He understood the absolute necessity that had been brought about by evolution. This Copernican world view, however, was not something he had worked out for himself. It was something given to him, and which he found appropriate for his contemporaries. Belonging as he did to an older world conception, he could not help but experience inwardly what he had to perceive and accept as knowledge. He still had the faculty of inner experience, but he did not have scientific forms for it. Therefore although he described them so wonderfully, he did not follow the Copernican directions of thought in the manner of Copernicus, Galileo, Kepler, or Newton.33 Instead, he tried to experience the cosmos in the old way, the way that was suitable when the world cosmos was experienced within one's being. But in order to do this, mathematics would have had to be also mysticism, inward experience, in the way I described yesterday. This it could not be for Giordano Bruno. The time for it was past. Hence, his attempt to enter the new cosmology through living experience became an experience, not of knowledge but of poetry, or at least partially so. This fact lends Giordano's works their special coloring. The atom is still a monad; in his writings, it is still something alive. The sum of cosmic laws retains a soul quality, but not because he experienced the soul in all the smallest details as did the ancient mystics, and not because he experienced the mathematical laws of the cosmos as the intentions of the spirit. No, it was because he roused himself to wonder at this new cosmology and to glorify it poetically in a pseudo-scientific form. Giordano Bruno is truly something like a connecting link between two world conceptions, the present one and the ancient one that lasted into the fifteenth century. Man today can form scarcely any idea of the latter. All cosmic aspects were then still experienced by man, who did not yet differentiate between the subject within himself and the cosmic object outside. The two were still as one; man did not speak of the three dimensions in space, sundered from the orientation within his own body and appearing as above-below, right-left, and forward-backward. Copernicus tried to grasp astronomy with abstract mathematical ideas. On the other hand, Newton shows mathematics completely on its own. Here I do not mean single mathematical deductions, but mathematical thinking in general, entirely divorced from human experience. This sounds somewhat radical and objections could certainly be made to what I am thus describing in broad outlines, but this does not alter the essential facts. Newton is pretty much the first to approach the phenomena of nature with abstract mathematical thinking. Hence, as a kind of successor to Copernicus, Newton becomes the real founder of modern scientific thinking. It is interesting to see in Newton's time and in the age that followed how civilized humanity is at pains to come to terms with the immense transformation in soul configuration that occurred as the old mathematical-mystical view gave way to the new mathematical-scientific style. The thinkers of the time find it difficult to come to terms with this revolutionary change. It becomes all the more evident when we look into the details, the specific problems with which some of these people wrestled. See how Newton, for instance, presents his system by trying to relate it to the mathematics that has been severed from man. We find that he postulates time, place, space, and motion. He says in effect in his Principa: I need not define place, time, space, and motion because everybody understands them.34 Everybody knows what time is, what space, place, and motion are, hence these concepts, taken from common experience, can be used in my mathematical explanation of the universe. People are not always fully conscious of what they say. In life, it actually happens seldom that a person fully penetrates everything he says with his consciousness. This is true even among the greatest thinkers. Thus Newton really does not know why he takes place, time, space, and motion as his starting points and feels no need to explain or define them, whereas in all subsequent deductions he is at pains to explain and define everything. Why does he do this? The reasons is that in regard to place, time, motion, and space all cleverness and thinking avail us nothing. No matter how much we think about these concepts, we grow no wiser than we were to begin with. Their nature is such that we experience them simply through our common human nature and must take them as they come. A successor of Newton's, Bishop Berkeley,35 took particular notice of this point. He was involved in philosophy more than Newton was, but Berkeley illustrates the conflicts taking place during the emergence of scientific thinking. In other respects, as we shall presently hear, he was not satisfied with Newton, but he was especially struck by the way that Newton took these concepts as his basis without any explanation, that he merely said: I start out from place, time, space, and motion; I do not define them; I take them as premises for my mathematical and scientific reflections. Berkeley agrees that one must do this. One must take these concepts in the way they are understood by the simplest person, because there they are always clear. They become unclear not in outward experience, but in the heads of metaphysicians and philosophers. Berkeley feels that when these four concepts are found in life, they are clear; but they are always obscure when found in the heads of thinkers. It is indeed true that all thinking about these concepts is of no avail. One feels this. Therefore, Newton is only beginning to juggle mathematically when he uses these concepts to explain the world. He is juggling with ideas. This is not meant in a derogatory way; I only want to describe Newton's abilities in a telling manner. One of the concepts thus utilized by Newton is that of space. He manipulates the idea of space as perceived by the man in the street. Still, a vestige of living experience is contained therein. If, on the other hand, one pictures space in terms of Cartesian mathematics, without harboring any illusions, it makes one's brain reel. There is something undefinable about this space, with its arbitrary center of coordinates. One can, for example, speculate brilliantly (and fruitlessly) about whether Descartes’ space if finite or infinite. Ordinary awareness of space that is still connected with the human element really is not at all concerned with finiteness or infinity. It is after all quite without interest to a living world conception whether space can be pictured as finite or infinite. Therefore one can say that Newton takes the trivial idea of space just as he finds it, but then he begins to mathematize. But, due to the particular quality of thinking in his age, he already has the abstracted mathematics and geometry, and therefore he penetrates spatial phenomena and processes of nature with abstract mathematics. Thereby he sunders the natural phenomena from man. In fact, in Newton's physics we meet for the first time ideas of nature that have been completely divorced from man. Nowhere in earlier times were conceptions of nature so torn away from man as they are in Newtonian physics. Going back to a thinker of the fourth or fifth century A.D.—though people of that period can hardly be called “thinkers,” because their inner life was far more alive than the mere life in thoughts—we would find that he held the view: “I live; I experience space along with my God, and orient myself in space up-and-down, right-left, and forward-backward, but I dwell in space together with my God. He outlines the directions and I experience them.” So it was for a thinker of the third or fourth century A.D. and even later; indeed, it only became different in the fourteenth century. Thinking geometrically about space, man did not merely draw a triangle but was conscious of the fact that, while he did this, God dwelled within him and drew along with him. His experience was qualitative; he drew the qualitative reality that God Himself had placed within him. Everywhere in the outer world, whenever mathematics was observed, the intentions of God were also observed. By Newton's time mathematics has become abstracted. Man has forgotten that originally he received mathematics as an inspiration from God. And in this utterly abstract form, Newton now applies mathematics to the study of space. As he writes his Principia, he simply applies this abstracted mathematics, this idea of space (which he does not define,) because he has a dim feeling that nothing will be gained by trying to define it. He takes the trivial idea of space and applies his abstract mathematics to it, thus severing it from any inward experiences. This is how he speaks of the principles of nature. Later on, interestingly enough, Newton goes somewhat deeper. This is easy to see if one is familiar with his works. Newton becomes ill at ease, as it were, when he contemplates his own view of space. He is not quite comfortable with this space, torn as it is out of man and estranged completely from the spirit. So he defines it after all, saying that space is the sensorium of God. It is most interesting that at the starting point of modern science the very person who was the first to completely mathematize and separate space from man, eventually defines space as God's sensorium,36 a sort of brain or sense organ of God. Newton had torn nature asunder into space and man-who-experiences-space. Having done this, he feels inwardly uneasy when he views this abstract space, which man had formerly experienced in union with his god. Formerly, man had said to himself: What my human sensorium experiences in space, I experience together with my god. Newton becomes uneasy, now that he has torn space away form the human sensorium. He has thereby torn himself away from his permeation with the divine-spiritual. Space, with all is mathematics, was not something external. So, in later life, Newton addresses it as God's sensorium, though to begin with he had torn the whole apart, thus leaving space devoid of Spirit and God. But enough feeling remained in Newton that he could not leave this externalized space devoid of God. So he deified it again. Scientifically, man tore himself loose from his god, and thus from the spirit; but outwardly he again postulated the same spirit. What happened here explains why a man like Goethe found it impossible37 to go along with Newton on any point. Goethe's Theory of Color is one particularly characteristic point. This whole procedure of first casting out the spirit, separating it from man, was foreign to Goethe's nature. Goethe always had the feeling that man has to experience everything, even what is related to the cosmos. Even in regard to the three dimensions Goethe felt that the cosmos was only a continuation of what man had inwardly experienced. Therefore Goethe was by nature Newton's adversary. Now let us return to Berkeley, who was somewhat younger than Newton, but still belonged to the period of conflict that accompanied the rise of the scientific way of thinking. Berkeley had no quarrel with Newton's accepting the trivial ideas of place, space, time, and motion. But he was not happy with this whole science that was emerging, and particularly not with its interpretations of natural phenomena. It was evident to him that when nature is utterly severed from man it cannot be experienced at all, and that man is deceiving himself when he imagines that he is experiencing it. Therefore, Berkeley declared that bodies forming the external basis for sense perceptions do not really exist. Reality is spiritual through and through. The universe, as it appears to us—even where it appears in a bodily form—is but the manifestation of an all-pervading spirit. In Berkeley, these ideas appear pretty much as mere assertions, for he no longer had any trace of the old mysticism and even less of the ancient pneumatology. Except for his religious dogma, he really had no ground at all for his assertion of such all-pervading spirituality. But assert it he did, and so vigorously that all corporeality become for him no more than a revelation of the spirit. Hence it was impossible for Berkeley to say: I behold a color and there is vibrating movement back of it that I cannot see—which is what modern science justifiably states. Instead, Berkeley said: I cannot hypothetically assume that there is anything possessing any corporeal property such as vibratory movement. The basis of the physical world of phenomena must be spiritually conceived. Something spiritual is behind a color perception as its cause, which I experience in myself when I know myself as spirit. Thus Berkeley is a spiritualist in the sense in which this term is used in German philosophy. For dogmatic reasons, but with a certain justification, Berkeley makes innumerable objections against the assumption that nature can be comprehended by mathematics that has been abstracted from direct experience. Since to Berkeley the whole cosmos was spiritual, he also viewed mathematics as having been formed together with the spirit of the cosmos. He held that we do in fact experience the intentions of the cosmic spirit insofar as they have mathematical forms, for that we cannot apply mathematical concepts in an external manner to corporeal objects. In accordance with this point of view, Berkeley opposed what mathematics had become for both Newton and Leibnitz,38 namely differential and integral calculus. Please, do not misunderstand me. Today's lecture must be fashioned in such a way that it cannot but provoke many objections in one who holds to the views prevailing today. But these objections will fade away during the ensuring lectures, if one is willing to keep an open mind. Today, however, I want to present the themes that will occupy us in a rather radical form. Berkeley became an opponent of the whole infinitesimal calculus39 to the extent that it was then known. He opposed what was beyond experience. In this regard, Berkeley's feeling for things was often more sensitive than his thoughts. He felt how, to the quantities that the mind could conceive, the emergence of infinitesimal calculus added other quantities; namely, the differentials, which attain definition only in the differential coefficient. Differentials must be conceived in such a way that they always elude our thinking, as it were. Our thinking refuses to completely permeate them. Berkeley regarded this as a loss of reality, since knowledge for him was only what could be experienced. Therefore he could not approve of mathematical ideas that produced the indetermination of the differentials. What are we really doing when we seek differential equations for natural phenomena? We are pointing to something that eludes our possible experience. I realize, of course, that many of you cannot quite follow me on these points, but I cannot here expound the whole nature of infinitesimal calculus. I only want to draw attention to some aspects that will contribute to our study of the birth of modern science. Modern science set out to master the natural phenomena by means of a mathematics detached from man, a mathematics no longer inwardly experienced. By adopting this abstract mathematical view and these concepts divorced from man, science arrived at a point where it could examine only the inanimate. Having taken mathematics out of the sphere of live experience, one can only apply it to what is dead. Therefore, owing to this mathematical approach, modern science is directed exclusively to the sphere of death. In the universe, death manifests itself in disintegration, in atomization, in reduction to microscopic parts—putting it simply, in a crumbling into dust. This is the direction taken by the present-day scientific attitude. With a mathematics detached from all living experience, it takes hold of everything in the cosmos that turns to dust, that atomizes. From this moment onward it becomes possible to dissipate mathematics itself into differentials. We actually kill all living forms of thought, if we try to penetrate them with any kind of differential equation, with any differential line of thought. To differentiate is to kill; to integrate is to piece the dead together again in some kind of framework, to fit the differentials together again into a whole. But they do not thereby become alive again, after having been annihilated. One ends up with dead specters, not with anything living. This is how the whole perspective of what was opening up through infinitesimal calculus appeared to Berkeley. Had he expressed himself concretely, he might well have said: First you kill the whole world by differentiating it; then you fit its differentials together again in integrals, but you no longer have a world, only a copy, an illusion. With regard to its content, every integral is really an illusion, and Berkeley already felt this to be so. Therefore, differentiation really implies annihilation, while integration is the gathering up of bones and dust, so that the earlier forms of the slain beings can be pieced together again. But this does not bring them back to life; they remain no more than dead replicas. One can say that Berkeley's sentiments were untimely. This they certainly were, for the new way of approach had to come. Anyone who would have said that infinitesimal calculus should never have been developed would have been called not a scientific thinker but a fool. On the other hand, one must realize that at the outset of this whole stream of development, feelings such as Berkeley's were understandable. He shuddered at what he thought would come from a infinitesimal study of nature and had to do with the process of birth but a study of all dying aspects in nature. Formerly this had not been observed, nor had there been any interest in it. In earlier times, the coming-into-being, the germinating, had been studied; now, one looked at all that was fading and crumbling into dust. Man's conception was heading toward atomism, whereas previously it had tended toward the continuous, lasting aspects of things. Since life cannot exist without death and all living things must die, we must look at and understand all that is dead in the world. A science of the inanimate, the dead, had to arise. It was absolutely necessary. The time that we are speaking about was the age in which mankind was ready for such a science. But we must visualize how this went against the grain of somebody who, like Berkeley, still lived completely in the old view. The after-effects of what came into being then are still very much with us today. We have witnessed the triumphs of just those scientific labors that made Berkeley shudder. Until they were somewhat modified through the modern theory of relativity,40 Newton's theories reigned supreme, Goethe's revolt against them made no impression. For a true comprehension of what went on we must go back to Newton's time and see the shuddering of thinkers who still had a vivid recollection of earlier views and how they clung to feelings that resembled the former ones. Giordano Bruno shrank from studying the dead nature that was now to be the object of study. He could not view it as dead in a purely mathematical manner of thought, so he animated the atoms into monads and imbued his mathematical thinking with poetry in order to retain it in a personal sphere. Newton at first proceeded from a purely mathematical standpoint, but then he wavered and defined space (which he has first completely divorced from man through his external mathematics) as God's sensorium. Berkeley in his turn rejected the new direction of thinking altogether and with it the whole trend towards the infinitesimal. Today, however, we are surrounded and overwhelmed by the world view that Giordano Bruno tried to turn into poetry, that Newton felt uncomfortable about, and that Berkeley completely rejected. Do we take what Newton said—that space is a sensorium of God—seriously when we think in the accepted scientific sense today? People today like to regard as great thinkers those men who have said something or other that they approve. But if the great men also said something that they do not approve, they feel very superior and think: Unfortunately, on this point he wasn’t as enlightened as I am. Thus many people consider Lessing41 a man of great genius but make an exception for what he did toward the end of his life, when he became convinced that we go through repeated earth lives. Just because we must in the present age come to terms with the ideas that have arisen, we must go back to their origin. Since mathematics has once and for all been detached from man, and since nature has been taken hold of by this abstract mathematics that has gradually isolated us from the whole of nature, we must now somehow manage to find ourselves in this nature. For we will not attain a coherent spiritual knowledge until we once again have found the spirit in nature. Just as it is a matter of course that every living man will sooner or later die, so it was a matter of course that sooner or later in the course of time a conception of death had to emerge from the former life-imbued world view. Things that can only be learned from a corpse cannot be learned by a person who is unwilling to examine the corpse. Therefore certain mysteries of the world can be comprehended only if the modern scientific way of thinking is taken seriously. Let me close with a somewhat personal remark.42 The scientific world view must be taken seriously, and for this reason I was never an opponent of it; on the contrary, I regarded it as something that of necessity belongs to our time. Often I had to speak out against something that a scientist, or so-called scientist, had made of the things that were discovered by unprejudiced investigation of the sphere of death. It was the misinterpretation of such scientific discoveries that I opposed. On this occasion let me state emphatically that I do not wish to be regarded as in any way an opponent of the scientific approach. I would consider it detrimental to all our anthroposophical endeavors if a false opposition were to arise between what anthroposophy seeks by way of spiritual research and what science seeks—and must of necessity seek in its field—out of the modern attitude. I say this expressly, my dear friends, because a healthy discussion concerning the relationship between anthroposophy and science must come to pass within our movement. Anything that goes wrong in this respect can only do grave harm to anthroposophy and should be avoided. I mention this here because recently, in preparing these lectures, I read in the anthroposophical periodical Die Drei that atomism was being studied in a way in which no progress can be made. Therefore, I want to make it clear that I consider all these polemics in Die Drei about atomism as something that only serves to stultify the relations between anthroposophy and science.
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326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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We see it slowly finding its way into the whole of modern thought and we see science developing under this condition of uncertainty. This state of affairs must be clearly recognized. A few examples can illustrate what we are dealing with . |
This leads to comprehension of how the organism lives. But in examining the organism itself, in understanding it through the interrelationship of its parts, we find no equivalent for the fact that the organism must die. |
From 1675–1689 Locke worked with many interruptions at his main work. An Essay Concerning Human Understanding, 1690. Originally he had planned a critical presentation of the already recognized teaching of primary and secondary sense characteristics, but then it grew to a perception theory or world view. |
326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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The isolation of man's ideas (especially his mathematical ideas) from his direct experience has proved to be the outstanding feature of the spiritual development leading to modern scientific thinking. Let us place this process once more before our mind's eye. We were able to look back into ages past, when what man had to acquire as knowledge of the world was experienced in communion with the world. During those epochs, man inwardly did not experience his threefold orientation—up-down, left-right, front-back—in such a manner that he attributed it solely to himself. Instead, he felt himself within the universal whole; hence, his own orientations were to him synonymous with the three dimensions of space. What he pictured of knowledge to himself, he experienced jointly with the world. Therefore, with no uncertainty in his mind, he knew how to apply his concepts, his ideas, to the world. This uncertainty has only arisen along with the more recent civilization. We see it slowly finding its way into the whole of modern thought and we see science developing under this condition of uncertainty. This state of affairs must be clearly recognized. A few examples can illustrate what we are dealing with . Take a thinker like John Locke, who lived from the seventeenth into the eighteenth century. His writings show what an up-to-date thinker of his age had to say concerning the scientific world perception. John Locke43 divided everything that man perceives in his physical environment into two aspects. He divided the characteristic features of bodies into primary and secondary qualities. Primary qualities were those that he could only attribute to the objects themselves, such as shape, position, and motion. Secondary qualities in his view were those that did not actually belong to the external corporeal things but were an effect that these objects had upon man. Examples are color, sound, and warmth. Locke stated it thus: “When I hear a sound, outside of me there is vibrating air. In a drawing, I can picture these vibrations in the air that emanate from a sound-aroused body and continue on into my ear. The shape that the waves, as they are called, possess in the vibrating air can be pictured by means of spatial forms. I can visualize their course in time—all this, belonging to the primary qualities, certainly exists in the external world, but it is silent, it is soundless. The quality of sound, a secondary quality, only arises when the vibration of the air strikes my ear, and with it arises that peculiar inner experience that I carry within me as sound. It is the same with color, which is now lumped together with light. There must be something out there in the world that is somehow of a corporeal nature and somehow possesses shape and movement. This exercises an effect on my eye and thus becomes my experience of light or color. It is the same with the other things that present themselves to my senses. The whole corporeal world must be viewed like this; we must distinguish between the primary qualities in it, which are objective, and the secondary qualities, which are subjective and are the effects of the primary qualities upon us.” Simply put, one could say with Locke that the external world outside of man is form, position, and movement, whereas all that makes up the content of the sense world exists in truth somehow inside us. The actual content of color as a human experience is nowhere in the environment, it lives in me. The actual content of sound is nowhere to be found outside, it lives in me. The same is true of my experience of warmth or cold. In former ages, when what had become the content of knowledge was experienced jointly with the world, one could not possibly have had this view because, as I have said, a man experienced mathematics by participating in his own bodily orientation and placing this orientation into his own movement. He experienced this, however, in communion with the world. Therefore, his own experience was sufficient reason for assuming the objectivity of position, place, and movement. Also, though in another portion of his inner life, man again had this communion with the world in regard to color, tone, and so forth. Just as the concept of movement was gained through the experience of his own movement, so the concept of color was gained through a corresponding internal experience in the blood, and this experience was then connected with whatever is warmth, color, sound, and so forth in the surrounding world. Certainly, in earlier times, man distinguished position, location, movement, and time-sequence from color, sound, and warmth, but these were distinguished as being different kinds of experiences that were undergone jointly with different kinds of existence in the objective world. Now, in the scientific age, the determination of place, movement, position, and form ceased to be inward self-experience. Instead, they were regarded as mere hypotheses that were caused by some external reality. When the shape of a cannon is imagined, one can hardly say: This form of the cannon is actually somehow within me. Therefore its identification was directed outward and the imagined form of the cannon was related to something objective. One could not very well admit that a musket-ball was actually flying within one's brain; therefore, the hypothetically thought-out movements were attributed to something objective. On the other hand, what one saw in the flying musket-ball, the flash by which one perceived it and the sound by which one heart it, were pushed into one's own human nature, since no other place could be found for them. Man no longer knew how he experienced them jointly with the objects; therefore, he associated them with his own being. It actually took quite some time before those who thought along the lines of the scientific age perceived the impossibility of this arrangement. What had in fact taken place? The secondary qualities, sound, color, and warmth experience, had become, as it were, fair game in the world and, in regard to human knowledge, had to take refuge in man. But before too long, nobody had any idea of how they lived there. The experience, the self-experience, was no longer there. There was no connection with external nature, because it was not experienced anymore. Therefore these experiences were pushed into one's self. So far as knowledge was concerned, they had, as it were, disappeared inside man. Vaguely it was thought that an ether vibration out in space translated itself into form and movement, and this had an effect on the eye, and then worked on the optic nerve, and finally somehow entered the brain. Our thoughts were a means of looking around inside for whatever it was that, as an effect of the primary qualities, supposedly expressed itself in man as secondary qualities. It took a long time, as I said, before a handful of people firmly pointed out the oddity of these ideas. There is something extraordinary in what the Austrian philosopher Richard Wahle44 wrote in his Mechanism of Thinking, though he himself did not realize the full implications of his sentence: “Nihil est in cerebro, quod non est in nervis.” (“There is nothing in the brain that is not in the nerves.” It may not be possible with the means available today to examine the nerves in every conceivable way, but even if we could we would not find sound, color, or warmth experience in them. Therefore, they must not be in the brain either. Actually, one has to admit now that they simply disappear insofar as knowledge is concerned. One examines the relationship of man to the world. Form, position, place, time, etc. are beheld as objective. Sound, warmth, experience and color vanish; they elude one.45 Finally, in the Eighteenth Century, this led Kant46 to say that even the space and time qualities of things cannot somehow be outside and beyond man. But there had to be some relationship between man and the world. After all, such a relationship cannot be denied if we are to have any idea of how man exists together with the world. Yet, the common experience of man's space and time relationships with the world simply did not exist anymore. Hence arose the Kantian idea: If man is to apply mathematics, for example, to the world, then it is his doing that he himself makes the world into something mathematical. He impresses the whole mathematical system upon the “things in themselves,” which themselves remain utterly unknown.—In the Nineteenth Century science chewed on this problem interminably. The basic nature of man's relation to cognition is simply this: uncertainty has entered into his relationship with the world. He does not know how to recognize in the world what he is experiencing. This uncertainty slowly crept into all of modern thinking. We see it entering bit by bit into the spiritual life of recent times. It is interesting to place a recent example side by side with Locke's thinking. August Weismann,47 a biologist of the Nineteenth Century, conceived the thought: in any living organism, the interplay of the organs (in lower organisms, the interaction of the parts) must be regarded as the essential thing. This leads to comprehension of how the organism lives. But in examining the organism itself, in understanding it through the interrelationship of its parts, we find no equivalent for the fact that the organism must die. If one only observes the organism, so Weismann said, one finds nothing that will explain death. In the living organism, there is absolutely nothing that leads to the idea that the organism must die. For Weismann, the only thing that demonstrates that an organism must die is the existence of a corpse. This means that the concept of death is not gained from the living organism. No feature, no characteristic, found in it indicates that dying is a part of the organism. It is only when the event occurs, when we find a corpse in the place of the living organism, that we know the organism possesses the ability to die. But, says Weismann, there is a class of organisms where corpses are never found. These are the unicellular organisms. They only divide themselves so there are no corpses. The propagation of such beings looks like this: [IMAGE REMOVED FROM PREVIEW] One divides into two; each of these divides into two again, and so on. There is never a corpse. Weismann therefore concludes that the unicellular beings are immortal. This is the immortality of unicellular beings that was famous in nineteenth-century biology. Why were these organisms considered immortal? Because they never produce any corpses, and because we cannot entertain the concept of death in the organic realm as long as there are no corpses. Where there is no corpse, there is no room for the concept of death. Hence, living beings that produce no corpses are immortal. This example shows how far man has removed himself in modern times from any connection between the world and his thinking, his inner experiences. His concept of an organism is no longer such that the fact of its death can be perceived from it. This can only be deduced from the existence of something like a corpse. Certainly, if a living organism is only viewed from outside, if one cannot experience what is in it, then indeed one cannot find death in the organism and an external sign is necessary. But this only proves that in his thinking man feels himself separated from the things around him. From the uncertainty that has entered all thinking concerning the corporeal world, from this divorce between our thoughts and our experience, let us turn back to the time when self-experience still existed. Not only did the inwardly experienced concept exist alongside the externally excogitated concept of a triangle, square, or pentagram, but there were also inwardly experienced concepts of blossoming and fading, of birth and death. This inner experience of birth and death had its gradations. When a child was seen to grow more and more animated, when its face began to express its soul, when one really entered into this growing process of the child, this could be seen as a continuation of the process of birth, albeit a less pronounced and intensive one. There were degrees in the experience of birth. When a man began to show wrinkles and grey hair and grow feeble, this was seen as a first mild degree of dying. Death itself was only the sum total of many less pronounced death experiences, if I may use such a paradox. The concepts of blossoming and decaying, of being born and dying, were inwardly alive. These concepts were experienced in communion with the corporeal world. No line was drawn between man's self-experience and the events in nature. Without a coastline, as it were, the inner land of man merged into the ocean of the universe. Owing to this form of experience, man lived himself into the world itself. Therefore, the thinkers of earlier ages, whose ideas no longer receive proper attention from science, had to form quite different ideas concerning something like what Weismann called the “immortality of unicellular beings.” What sort of concept would an ancient thinker have formed had he had a microscope and known something about the division of unicellular organisms? He would have said: First I have the unicellular being; it divides itself into two. Somewhat imprecisely, he might have said: It atomizes itself, it divides itself; for a certain length of time, the two parts are indivisible; then they divide again. As soon as division or atomization begins, death enters in. He would not have derived death from the corpse but from atomization, from the division into parts. His train of thought would have been somewhat as follows: A being that is capable of life, that is in the process of growth, is not atomized; and when the tendency to atomization appears, the being dies. In the case of unicellular beings, he would simply have thought that the two organisms cast off by the first unicellular being were for the moment dead, but would be, so to speak, revived immediately, and so forth. With atomization, with the process of splitting, he would have linked the thought of death. If he had known about unicellular beings and had seen one split into two, he would not have thought that two new ones had come into being. On the contrary, he would have said that out of the living monad, two atoms have originated. Further, he would have said that wherever there is life, wherever one observes life, one is not dealing with atoms. But if they are found in a living being, then a proportionate part of the being is dead. Where atoms are found, there is death, there is something inorganic. This is how matters would have been judged in a former age based on living inner knowledge of the world. All this is not clearly described in our histories of philosophy, although the discerning reader can have little doubt of it. The reason is that the thought-forms of this older philosophy are totally unlike today's thinking. Therefore anyone writing history nowadays is apt to put his own modern concepts into the minds of earlier thinkers.48 But this is impermissible even with a man as recent as Spinoza. In his book on what he justifiably calls ethics, Spinoza follows a mathematical method but it is not mathematics in the modern sense. He expounds his philosophy in a mathematical style, joining idea to idea as a mathematician would. He still retains something of the former qualitative experience of quantitative mathematical concepts. Hence, even in contemplating the qualitative aspect of man's inner life, we can say that his style is mathematical. Today with our current concepts, it would be sheer nonsense to apply a mathematical style to psychology, let alone ethics. If we want to understand modern thinking, we must continually recall this uncertainty, contrasting it to the certainty that existed in the past but is no longer suited to our modern outlook. In the present phase of scientific thinking, we have come to the point where this uncertainty is not only recognized but theoretical justifications have been offered for it. And example is a lecture given by the French thinker Henri Poincaré49 in 1912 on current ideas relating to matter. He speaks of the existing controversy or debate concerning the nature of matter; whether it should be thought of as being continuous or discrete; in other words, whether one should conceive of matter as substantial essence that fills space and is nowhere really differentiated in itself, or whether substance, matter, is to be thought of as atomistic, signifying more or less empty space containing within it minute particles that by virtue of their particular interconnections form into atoms, molecules, and so forth. Aside from what I might call a few decorative embellishments intended to justify scientific uncertainty, Poincaré's lecture comes down to this: Research and science pass through various periods. In one epoch, phenomena appear that cause the thinker to picture matter in a continuous form, making it convenient to conceive of matter this way and to focus on what shows up as continuity in the sense data. In a different period the findings point more toward the concept of matter being diffused into atoms, which are pictured as being fused together again; i.e. matter is not continuous but discrete and atomistic. Poincaré is of the opinion that always, depending on the direction that research findings take, there will be periods when thinking favors either continuity or atomism. He even speaks of an oscillation between the two in the course of scientific development. It will always be like this, he says, because the human mind has a tendency to formulate theories concerning natural phenomena in the most convenient way possible. If continuity prevails for a time, we get tired of it. (These are not Poincaré's exact words, but they are close to what he really intends.) Almost unconsciously, as it were, the human mind then comes upon other scientific findings and begins to think atomistically. It is like breathing where exhalation follows inhalation. Thus there is a constant oscillation between continuity and atomism. This merely results from a need of the human mind and according to Poincaré, says nothing about the things themselves. Whether we adopt continuity or atomism determines nothing about things themselves. It is only our attempt to come to terms with the external corporeal world. It is hardly surprising that uncertainty should result from an age which no longer finds self-experience in harmony with what goes on in the world but regards it only as something occurring inside man. If you no longer experience a living connection with the world, you cannot experience continuity or atomism. You can only force your preconceived notions of continuity or atomism on the natural phenomena. This gradually leads to the suspicion that we formulate our theories according to our changing needs. Just as we must breath in and out, so we must, supposedly, think first continuistically for a while, then atomistically for a while. If we always thought in the same way, we would not be able to catch a breath of mental air. Thus our fatal uncertainty is confirmed and justified. Theories begin to look like arbitrary whims. We no longer live in any real connection with the world. We merely think of various ways in which we might live with the world, depending on our own subjective needs. What would the old way of thought have said in such a case? It would have said: In an age when the leading thinkers think continuistically, they are thinking mainly of life. In one in which they think atomistically, they are thinking primarily of death, of inorganic nature, and they view even the organic in inorganic terms. This is no longer unjustified arbitrariness. This rests on an objective relationship to things. Naturally, I can take turns in dealing with the animate and the inanimate. I can say that the very nature of the animate requires that I conceive of it continuistically, whereas the nature of the inanimate requires that I think of it atomistically. But I cannot say that this is only due to the arbitrary nature of the human mind. On the contrary, it corresponds to an objective relating of oneself to the world. For such perception, the subjective aspect is really disregarded, because one recognizes the animate in nature in continual form and the inanimate in discrete form. And if one really has to oscillate between the two forms of thought, this can be turned in an objective direction by saying that one approach is suited to the living and the other is suited to the dead. But there is no justification for making everything subjective as Poincaré does. Nor is the subjective valid for the way of perception that belonged to earlier times. The gist of this is that in the phase of scientific thinking immediately preceding our own, there was a turn away from the animate to the inanimate; i.e., from continuity to atomism. This was entirely justified, if rightly understood. But, if we hope to objectively and truly find ourselves in the world, we must find a way out of the dead world of atomism, no matter how impressive it is as a theory. We must get back to our own nature and comprehend ourselves as living beings. Up to now, scientific development has tended in the direction of the inanimate, the atomistic. When, in the first part of the Nineteenth Century, this whole dreadful cell theory of Schleiden50 and Schwann51 made its appearance, it did not lead to continuity but to atomism. What is more, the scientific world scarcely admitted this, nor has it to this day realized that it should admit it since atomism harmonizes with the whole scientific methodology. We were not aware that by conceiving the organism as divided up into cells, we actually atomized it in our minds, which in fact signifies killing it. The truth of the matter is that any real idea of organisms has been lost to the atomistic approach. This is what we can learn if we compare Goethe's views on organics with those of Schleiden or the later botanists. In Goethe we find living ideas that he actually experiences. The cell is alive, so the others are really dealing with something organic, but the way they think is just as though the cells were not alive but atoms. Of course, empirical research does not always follow everything to its logical conclusion, and this cannot be done in the case of the organic world. Our comprehension of the organic world is not much aided by the actual observations resulting from the cell theory. The non-atomistic somehow finds its way in, since we have to admit that the cells are alive. But it is typical of many of today's scientific discussions that the issues become confused and there is no real clarity of thought.
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326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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57 And again it was not understood. I tried to show how man's soul—spirit organization does indeed indwell and permeate the physical and etheric body during the waking state, but still remains inwardly independent. |
Through the peculiar character of this kind of thinking about nature, all understanding was gradually lost. This is what Goethe revolted against, though he was unable to express his insights in clearly formulated sentences. |
The scientist of modern times needed a dehumanized nature, just as chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man. |
326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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In my last lecture, I said that one root of the scientific world conception lay in the fact that John Locke and other thinkers of like mind distinguished between the primary and secondary qualities of things in the surrounding world. Locke called primary everything that pertains to shape, to geometrical and numerical characteristics, to motion and to size. From these he distinguished what he called the secondary qualities, such as color, sound, and warmth. He assigned the primary qualities to the things themselves, assuming that spatial corporeal things actually existed and possessed properties such as form, motion and geometrical qualities; and he further assumed that all secondary qualities such as color, sound, etc. are only effects on the human being. Only the primary qualities are supposed to be in the external things. Something out there has size, form and motion, but is dark, silent and cold. This produces some sort of effect that expresses itself in man's experiences of sound, color and warmth.52 I have also pointed out how, in this scientific age, space became an abstraction in relation to the dimensions. Man was no longer aware that the three dimensions—up-down, right-left, front-back—were concretely experienced within himself. In the scientific age, he no longer took this reality of the three dimensions into consideration. AS far as he was concerned, they arose in total abstraction. He no longer sought the intersecting point of the three dimensions where it is in fact experienced; namely, within man's own being. Instead, he looked for it somewhere in external space, wherever it might be. Thenceforth, this space framework of the three dimensions had an independent existence, but only an abstract thought-out one. This empty thought was no longer experienced as belonging to the external world as well as to man; whereas an earlier age experienced the three spatial dimensions in such a way that man knew he was experiencing them not only in himself but together with the nature of physical corporeality. [IMAGE REMOVED FROM PREVIEW] The dimensions of space had, as it were, already been abstracted and ejected from man. They had acquired a quite abstract, inanimate character. Man had forgotten that he experiences the dimensions of space in his own being together with the external world; and the same applied to everything concerned with geometry, number, weight, etc. He no longer knew that in order to experience them in their full living reality, he had to look into his own inner being. A man like John Locke transferred the primary qualities—which are of like kind with the three dimensions of space, the latter being a sort of form or shape—into the external world only because the connection of these qualities with man's inner being was no longer known. The others, the secondary qualities, which were actually experienced qualitatively (as color, tone, warmth, smell or taste,) now were viewed as merely the effects of the things upon man, as inward experiences. But I have pointed out that inside the physical man as well as inside the etheric man these secondary qualities can no longer be found, so that they became free-floating in a certain respect. They were no longer sought in the outer world; they were relocated into man's inner being. It was felt that so long as man did not listen to the world, did not look at it, did not direct his sense of warmth to it, the world was silent. It had primary qualities, vibrations that were formed in a certain way, but no sound; it had processes of some kind in the ether, but no color; it had some sort of processes in ponderable matter (matter that has weight)—but it had no quality of warmth. As to these experienced qualities, the scientific age was really saying that it did not know what to do with them. It did not want to look for them in the world, admitting that it was powerless to do so. They were sought for within man, but only because nobody had any better ideas. To a certain extent science investigates man's inner nature, but it does not (and perhaps cannot) go very far with this, hence it really does not take into consideration that these secondary qualities cannot be found in this inner nature. Therefore it has no pigeonhole for them. Why is this so? Let us recall that if we really want to focus correctly on something that is related to form, space, geometry or arithmetic, we have to turn our attention to the inward life-filled activity whereby we build up the spatial element within our own organism, as we do with above-below, back-front, left-right. Therefore, we must say that if we want to discover the nature of geometry and space, if we want to get to the essence of Locke's primary qualities of corporeal things, we must look within ourselves. Otherwise, we only attain to abstractions. In the case of the secondary qualities such as sound, color, warmth, smell and taste, man has to remember that his ego and astral body normally dwell within his physical and etheric bodies but during sleep they can also be outside the physical and etheric bodies. Just as man experiences the primary qualities, such as the three dimensions, not outside but within himself during full wakefulness, so, when he succeeds (whether through instinct or through spiritual-scientific training) in really inwardly experiencing what is to be found outside the physical and etheric bodies from the moment of falling asleep to waking up, he knows that he is really experiencing the true essence of sound, color, smell, taste, and warmth in the external world outside his own body. When, during the waking condition, man is only within himself, he cannot experience anything but picture-images of the true realities of tone, color, warmth, smell and taste. But these images correspond to soul-spirit realities, not physical-etheric ones. In spite of the fact that what we experience as sound seems to be connected with certain forms of air vibrations, just as color is connected with certain processes in the colorless external world, it still has to be recognized that both are pictures, not of anything corporeal, but of the soul-spirit element contained in the external world. We must be able to tell ourselves: When we experience a sound, a color, a degree of warmth, we experience an image of them. But we experience them as reality, when we are outside our physical body. We can portray the facts in a drawing as follows: Man experiences the primary qualities within himself when fully awake, and projects them as images into the outer world. If he only knows them in the outer world, he has the primary qualities only in images (arrow in sketch). These images are the mathematical geometrical, and arithmetical qualities of things. [IMAGE REMOVED FROM PREVIEW] It is different in the case of the secondary qualities. (The horizontal lines stand for the physical and etheric body of man, the red shaded area for the soul-spirit aspect, the ego and astral body.) Man experiences them outside his physical and etheric body,53 and projects only the images into himself. Because the scientific age no longer saw through this, mathematical forms and numbers became something that man looked for abstractly in the outer world. The secondary qualities became something that man looked for only in himself. But because they are only images in himself, man lost them altogether as realities. As few isolated thinkers, who still retained traditions of earlier views concerning the outer world, struggled to form conceptions that were truer to reality than those that, in the course of the scientific age, gradually emerged as the official views. Aside from Paracelsus,54 there was, for example, van Helmont,55 who was well aware that man's spiritual element is active when color, tone, and so forth are experienced. During the waking state, however, the spiritual is active only with the aid of the physical body. Hence it produces only an image of what is really contained in sound or color. This leads to a false description of external reality; namely, that purely mathematical-mechanistic form of motion for what is supposed to be experienced as secondary qualities in man's inner being, whereas, in accordance with their reality, their true nature, they can only be experienced outside the body. We should not be told that if we wish to comprehend the true nature of sound, for example, we ought to conduct physical experiments as to what happens in the air that carries us to the sound that we hear. Instead, we should be told that if we want to acquaint ourselves with the true nature of sound, we have to form an idea of how we really experience sound outside our physical and etheric bodies. But these are thoughts that never occurred to the men of the scientific age. They had no inclination to consider the totality of human nature, the true being of man. Therefore they did not find either mathematics or the primary qualities in this unknown human nature; and they did not find the secondary qualities in the external world, because they did not know that man belongs to it also. I do not say that one has to be clairvoyant in order to gain the right insight into these matters, although a clairvoyant approach would certainly produce more penetrating perceptions in this area. But I do say that a healthy and open mind would lead one to place the primary qualities, everything mathematical-mechanical, into man's inner being, and to place the secondary qualities into the outer world. The thinkers no longer understand human nature. They did not know how man's corporeality is filled with spirit, or how this spirit, when it is awake in a person, must forget itself and devote itself to the body if it is to comprehend mathematics. Nor was it known that this same spirituality must take complete hold of itself and live independently of the body, outside the body, in order to come to the secondary qualities. Concerning all these matters, I say that clairvoyant perception can give greater insight, but it is not indispensable. A healthy and open mind can feel that mathematics belongs inside, while sound, color, etc. are something external. In my notes on Goethe's scientific works56 in the 1880's, I set forth what healthy feeling can do in this direction. I never mentioned clairvoyant knowledge, but I did show to what extent man can acknowledge the reality of color, tone, etc. without any clairvoyant perception. This has not yet been understood. The scientific age is still too deeply entangled in Locke's manner of thinking. I set it forth again, in philosophic terms, in 1911 at the Philosophic Congress in Bologna.57 And again it was not understood. I tried to show how man's soul—spirit organization does indeed indwell and permeate the physical and etheric body during the waking state, but still remains inwardly independent. If one senses this inward independence of the soul and spirit, then on also has a feeling for what the soul and spirit have experienced during sleep about the reality of green and yellow, G and C-sharp, warm and cold, sour or sweet. But the scientific age was unwilling to go into a true knowledge of man. This description of the primary and secondary qualities shows quite clearly how man got away from the correct feeling about himself and his connection to the world. The same thing comes out in other connections. Failing to grasp how the mathematical with its three-dimensional character dwells in man, the thinkers likewise could not understand man's spirituality. They would have had to see how man is in a position to comprehend right-left by means of the symmetrical movements of his arms and hands and other symmetrical movements. Through sensing the course taken, for example, by his food, he can experience front-back. He experiences up-down as he coordinates himself in this direction in his earliest years. If we discern this, we see how man inwardly unfolds the activity that produces the three dimensions of space. Let me point out also that the animal does not have the vertical direction in the same way as man does, since its main axis is horizontal, which is what man can experience as front-back. The abstract space framework could no longer produce anything other than mathematical, mechanistic, abstract relationships in inorganic nature. It could not develop an inward awareness of space in the animal or in man. Thus no correct opinion could be reached in this scientific age concerning the question: How does man relate to the animal, the animal to man? What distinguishes them from one another? It was still dimly felt that there was a difference between the two, hence one looked for the distinguishing features. But nothing could be found in either man or animal that was decisive and consistent. Here is a famous example: It was asserted that man's upper jawbone, in which the upper teeth are located, was in one piece, whereas in the animal, the front teeth were located in a separate one, the inter-maxillary bone, with the actual upper jawbone on either side of them. Man, it was thought, did not possess this inter-maxillary bone. Since one could no longer find the relationship of man to animal by inner soul-spirit means, one looked for it in such external features and said that the animal had an inter-maxillary bone and man did not. Goethe could not put into words what I have said today concerning primary and secondary qualities. But he had a healthy feeling about all these matters. He knew instinctively that the difference between man and animals must lie in the human form as a whole, not in any single feature. This is why Goethe opposed the idea that the inter-maxillary bone is missing in man. As a young man, he wrote an important article suggesting that there is an inter-maxillary bone in man as well as in the animal. He was able to prove this by showing that in the embryo the inter-maxillary bone is still clearly evident in man although in early childhood this bone fuses with the upper jaw, whereas it remains separate in the animal. Goethe did all this out of a certain instinct, and this instinct led him to say that one must not seek the difference between man and animal in details of this kind; instead, it must be sought for in the whole relation of man's form, soul, and spirit to the world. By opposing the naturalists who held that man lacks the inter-maxillary bone Goethe brought man close to the animal. But he did this in order to bring out the true difference as regards man's essential nature. Goethe's approach out of instinctive knowledge put him in opposition to the views of orthodox science, and this opposition has remained to this day. This is why Goethe really found no successors in the scientific world. On the contrary, as a consequence of all that had developed since the Fifteenth Century in the scientific field, in the Nineteenth Century the tendency grew stronger to approximate man to the animal. The search for a difference in external details diminished with the increasing effort to equate man as nearly as possible with the animal. This tendency is reflected in what arose later on as the Darwinian idea of evolution. This found followers, while Goethe's conception did not. Some have treated Goethe as a kind of Darwinist, because all they see in him is that, through his work on the inter-maxillary bone,58 he brought man nearer to the animal. But they fail to realize that he did this because he wanted to point out (he himself did not say so in so many words, but it is implicit in his work) that the difference between man and animal cannot be found in these external details. Since one no longer knew anything about man, one searched for man's traits in the animal. The conclusion was that the animal traits are simply a little more developed in man. As time went by, there was no longer any inkling that even in regard to space man had a completely different position. Basically, all views of evolution that originated during the scientific age were formulated without any true knowledge of man. One did not know what to make of man, so he was simply represented as the culmination of the animal series. It was a though one said: Here are the animals; they build up to a final degree of perfection, a perfect animal; and this perfect animal is man. My dear friends, I want to draw your attention to how matters have proceeded with a certain inner consistency in the various branches of scientific thinking since its first beginnings in the Fifteenth Century; how we picture our relation to the world on the basis of physics, of physiology, by saying: Out there is a silent and colorless world. It affects us. We fashion the colors and sounds in ourselves as experiences of the effects of the outer world. At the same time we believe that the three dimensions of space exist outside of us in the external world. We do this, because we have lost the ability to comprehend man as a whole. We do this because our theories of animal and man do not penetrate the true nature of man. Therefore, in spite of its great achievements we can say that science owes its greatness to the fact that it has completely missed the essential nature of man. We were not really aware of the extent to which science was missing this. A few especially enthusiastic materialistic thinkers in the Nineteenth Century asserted that man cannot rightly lay claim to anything like soul and spirit because what appears as soul and spirit is only the effect of something taking place outside us in time and space. Such enthusiasts describe how light works on us; how something etheric (according to their theory) works into us through vibrations along our nerves; how the external air also continues on in breathing, etc. Summing it all up, they said that man is dependent on every rise and fall of temperature, on any malformation of his nervous system, etc. Their conclusion was that man is a creature pitifully dependent on every draft or change of pressure. Anyone who reads such descriptions with an open mind will notice that, instead of dealing with the true nature of man, they are describing something that turns man into a nervous wreck. The right reply to such descriptions is that a man so dependent on every little draft of air is not a normal person but a neurasthenic. But they spoke of this neurasthenic as if he were typical. They left out his real nature, recognizing only what might make him into a neurasthenic. Through the peculiar character of this kind of thinking about nature, all understanding was gradually lost. This is what Goethe revolted against, though he was unable to express his insights in clearly formulated sentences. Matters such as these must be seen as part of the great change in scientific thinking since the Fifteenth Century. Then they will throw light on what is essential in this development. I would like to put it like this: Goethe in his youth took a keen interest in what science had produced in its various domains. He studied it, he let it stimulate him, but he never agreed with everything that confronted him, because in all of it he sensed that man was left out of consideration. He had an intense feeling for man as a whole. This is why he revolted in a variety of areas against the scientific views that he saw around him. It is important to see this scientific development since the Fifteenth Century against the background of Goethe's world conception. Proceeding from a strictly historical standpoint, one can clearly perceive how the real being of man is missing in the scientific approach, missing in the physical sciences as well as in the biological. This is a description of the scientific view, not a criticism. Let us assume that somebody says: “Here I have water. I cannot use it in this state. I separate the oxygen from hydrogen, because I need the hydrogen.” He then proceeds to do so. If I then say what he has done, this is not criticism of his conduct. I have no business to tell him he is doing something wrong and should leave the water alone. Nor is it criticism, when I saw that since the Fifteenth Century science has taken the world of living beings and separated from it the true nature of man, discarding it and retaining what this age required. It then led this dehumanized science to the triumphs that have been achieved. It is not a criticism if something like this is said; it is only a description. The scientist of modern times needed a dehumanized nature, just as chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man.
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326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. |
I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. [IMAGE REMOVED FROM PREVIEW] I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. |
Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. |
326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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Continuing with yesterday's considerations concerning the inability of the scientific world conception to grasp the nature of man, we can say that in all domains of science something is missing that is also absent in the mathematical-mechanistic sphere. This sphere has been divorced from man, as if man were absent from the mathematical experience. This line of thought results in a tendency to also separate other processes in the world from man. This in its turn produces an inability to create a real bridge between man and world. I shall discuss another consequence of this inability later on. Let us focus first of all on the basic reason why science has developed in this way. It was because we lost the power to experience inwardly something that is spoken of in Anthroposophy today and that in former times was perceived by a sort of instinctive clairvoyance. Scientific perception has lost the ability to see into man and grasp how he is composed of different elements. Let us recall the anthroposophical idea that man is composed of four members—the physical body, the etheric body, the astral body and the I-organization. I need not go into detail about this formation, since you can find it all in my book Theosophy.59 When we observe the physical body and consider the possibility of inward experiencing one's physical body—we should begin by asking: What do we experience in regard to it? We experience what I have frequently spoken about recently; namely, the right-left, up-down, and front-back directions. We experience motion, the change of place of one's own body. To some extent at least, we also experience weight in various degrees. But weight is experienced in a highly modified form. When these things were still experienced within our various members, we reflected on them a good deal; but in the scientific age, no one gives them any thought. Facts that are of monumental importance for a world comprehension are completely ignored. Take the following fact. Assume that you have to carry a person who weighs as much as you do. Imagine that you carry this person a certain distance. You will consciously experience his weight. Of course, as you walk this distance, you are carrying yourself as well. But you do not experience this in the same way. You carry your own weight through space, but you do not experience this. Awareness of one's own weight is something quite different. In old age, we are apt to say that we feel the weight of our limbs. To some extent this is connected with weight, because old age entails a certain disintegration of the organism. This in turn tears the individual members out of the inward experience and makes them independent—atomizes them, as it were—and in atomization they fall a prey to gravity. But we do not actually feel this at any given moment of our life, so this statement that we feel the weight of our limbs is really only a figure of speech. A more exact science might show that it is not purely figurative, but be that as it may, the experience of our weight does not impinge strongly on our consciousness. This shows that we have an inherent need to obliterate certain effects that are unquestionably working within us. We obliterate them by means of opposite effects (“opposite” in the sense brought out by the analogy between man and the course of the year in my recent morning lectures.60 Nevertheless, whether we are dealing with processes that can be experienced relatively clearly, such as the three dimensions or motion, or with less obvious ones such as those connected with weight, they are all processes that can be experienced in the physical body. What was thus experienced in former times has since been completely divorced from man. This is most evident in the case of mathematics. The reason it is less obvious in other experiences of the physical body is that the corresponding processes in the body, such as weight or gravity, are completely extinguished for today's form of consciousness. These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. True, he did not consciously carry his weight through space in former times. Instead, he had the feeling that along with this weight, there was a counterweight. When he learned something, as was the case with the neophytes in the mysteries, he learned to perceive how, while he always carried his own weight in and with himself, the counter-effect is constantly active in light. It can really be said that man felt that he had to thank the spiritual element indwelling the light for counteracting, within him, the soul-spirit element activity in gravity. In short, we can show in many ways that in older times there was no feeling that anything was completely divorced from man. Within himself, man experienced the processes and events as they occurred in nature. When he observed the fall of a stone, for example, in external nature (an event physically separated from him) he experienced the essence of movement. He experienced this by comparing it with what such a movement would be like in himself. When he saw a falling stone, he experienced something like this: “If I wanted to move in the same way, I would have to acquire a certain speed, and in a falling stone the speed differs from what I observe, for instance, in a slowly crawling creature.” He experienced the speed of the falling stone by applying his experience of movement to the observation of the falling stone. The processes of the external world that we study in physics today were in fact also viewed objectively by the man of former times, but he gained his knowledge with the aid of his own experiences in order to rediscover in the external world the processes going on within himself. Until the beginning of the Fifteenth Century, all the conceptions of physics were pervaded by something of which one can say that it brought even the physical activities of objects close to the inner life of man. Man experienced them in unison with nature. But with the onset of the Fifteenth Century begins the divorce of the observation of such processes from man. Along with it came the severance of mathematics, a way of thinking which from then on was combined with all science. The inner experience in the physical body was totally lost. What can be termed the inner physics of man was lost. External physics was divorced from man, along with mathematics. The progress thereby achieved consisted in the objectifying of the physical. What is physical can be looked at in two ways. Staying with the example of the falling stone, it can be traced with external vision. [IMAGE REMOVED FROM PREVIEW] It can also be brought together with the experience of the speed that would have to be achieved if one wanted to run as fast as the stone falls. This produces comprehension that goes through the whole man, not one related only to visual perception.To see what happened to the older world view at the dawn of the Fifteenth Century, let us look at a man in whom the transition can be observed particularly well; namely, Galileo.61 Galileo is in a sense the discoverer of the laws governing falling objects. Galileo's main aim was to determine the distance traveled in the first second by a falling body. The older world view placed the visual observation of the falling stone side by side with the inward experience of the speed needed to run at an equal pace. The inner experience was placed alongside that of the falling stone. Galileo also observed the falling stone, but he did not compare it with the inward experience. Instead, he measured the distance traveled by the stone in the first second of its fall. Since the stone falls with increasing speed, Galileo also measured the following segments of its path. He did not align this with any inward experience, but with an externally measured process that had nothing to do with man, a process that was completely divorced from man. Thus, in perception and knowledge, the physical was so completely removed from man that he was not aware that he had the physical inside him as well. At that time, around the beginning of the Seventeenth Century, a number of thinkers who wanted to be progressive began to revolt against Aristotle,62 who throughout the Middle Ages had been considered the preeminent authority on science. If Aristotle's explanations of the falling stone (misunderstood in most cases today) are looked at soberly, we notice that when something is beheld in the world outside, he always points out how it would be if man himself were to undergo the same process. For him, it is not a matter of determining a given speed by measuring it, but to think of speed in such a way that it can be related to some human experience. Naturally, if you say you must achieve a particular speed, you feel that something alive, something filled with vigor, will be needed for you to do this. You feel a certain inner impetus, and the last thing you would assume is that something is pulling you in the direction you were heading. You would think that you were pushing, not that you were being pulled. This is why the force of attraction, gravity, begins to mean something only in the Seventeenth Century. Man's idea about nature began to change radically; not just the law of falling bodies, but all the ideas of physics. Another example is the law of inertia, it is generally called. The very name reveals its origin within man. (There is a play on words here. The German term for inertia, Trägheit, really means laziness.) Inertia is something that can be inwardly felt but what has become of the law of inertia in physics under the influence of “Galileoism?” the physicist says: A body, or rather a point, on which no external influence is exercises, which is left to itself, moves through space with uniform velocity. This means that throughout all time-spans it travels the same distance in each second. If no external influence interferes, and the body has achieved a given speed per second, it travels the same distance in each succeeding second. [IMAGE REMOVED FROM PREVIEW] It is inert. Lacking an external influence, it continues on and on without change. All the physicist does is measure the distance per second, and a body is called inert if the velocity remains constant. There was a time when one felt differently about this and asked: How is a moving body, traveling a constant distance per second, experienced? It could be experienced by remaining on one and the same condition without ever changing one's behavior. At most, this could only be an ideal for man. He can attain this ideal of inertia only to a very small degree. But if you look at what is called inertia in ordinary life, you see that it is pretty much like doing the same thing every second of your life. From the Fifteenth Century on, the whole orientation of the human mind was led to such a point that we can fairly say that man forgot his own inward experience. This happens first with the inner experience of the physical organism—man forgets it. What Galileo thought out and applied to matters close to man, such as the law of inertia, was not applied in a wide context. And it was indeed merely thought out, even if Galileo was dealing with things that can be observed in nature. We know how, by placing the sun in the center instead of the earth, and by letting the planets move in circles around the sun, and by calculating the position of a given planetary body in the heavens, Copernicus produced a new cosmic system in a physical sense. This was the picture that Copernicus drew of our planetary, our solar system. And it was a picture that certainly can be drawn. Yet, this picture did not make a radical turn toward the mathematical attitude that completely divorces the external world from man. Anyone reading Copernicus's text gets the impression that Copernicus still felt the following. In the complicated lines, by means of which the earlier astronomy tried to grasp the solar system, it not only summed up the optical locations of the planets; it also had a feeling for what would be experienced if one stood amid these movements of the planets. In former ages people had a very clear idea of the epicycles the planets were thought to describe. In all this there was still a certain amount of human feeling. Just as you can understand the position of, let us say, an arm when you are painting a picture of a person because you can feel what it is like to be in such a position, so there was something alive in tracing the movement described by a planet around its fixed star. Indeed, even in Kepler's63 case—perhaps especially in his case—there is still something of a human element in his calculating the orbits described by the planets. Now Newton applies Galileo's abstracted principle to the heavenly bodies, adopting something like the Copernican view and conceiving things somewhat as follows: A central body, let us say a sun, attracts a planet in such a way that this force of attraction decreases in proportion to the square of the distance. It becomes smaller and smaller in proportion to the square, but increases in proportion to the mass of the bodies. If the attracting body has a greater mass, the force of attraction is porportionately greater. [IMAGE REMOVED FROM PREVIEW] If the distance is greater, the force of attraction decreases, but always in such a way that if the distance is twice as great, the attraction is four times less; if it is three times as great, nine times less, and so forth. Pure measuring is instilled into the picture, which, again, is conceived as completely abstracted from man. This was not yet so with Copernicus and Kepler but with Newton, a so-called “objective” something is excogitated and there is no longer any experience, it is all mere excogitation. Lines are drawn in the direction in which one looks and forces are, as it were, imagined into them, since what one sees is not force; the force has to be dreamed up. Naturally, one says “thought up” as long as one believes in the whole business; but when one no longer has faith in it, one says, “dreamed up.” Thus we can say that through Newton the whole abstracted physical mode of conception becomes generalized so far that is applied to the whole universe. In short, the aim is to completely forget all experience within man's physical body; to objectify what was formerly pictured as closely related to the experience of the physical body; to view it in outer space independent of the physical corporeality, although this space had first been torn out of the body experience; and to find ways to speak of space without even thinking about the human being. Through separation from the physical body, through separation of nature's phenomena from man's experience in the physical body, modern physics arises. It comes into existence along with this separation of certain processes of nature from self-experience within the physical human body (yellow in sketch). Self experience is forgotten (red in Fig. 1) [IMAGE REMOVED FROM PREVIEW] By permeating all external phenomena with abstract mathematics, this kind of physics could not longer understand man. What had been separated from man could not be reconnected. In short, there emerges a total inability to bring science back to man. In physical respects you do not notice this quite so much; but you do notice it if you ask: What about man's self-experience in the etheric body, in this subtle organism? Man experiences quite a bit in it. But this was separated from man even earlier and more radically. This abstraction, however, was not as successful as in physics. Let us go back to a scientist of the first Christian centuries, the physician Galen.64 Looking at what lived in external nature and following the traditions of his time, Galen distinguished four elements—earth, water, air and fire (we would say warmth.) We see these if we look at nature. But, looking inward and focusing on the self-experience of the etheric body,65 one asks: How do I experience these elements, the solid, the watery, the airy and the fiery in myself? Then, in those times the answer was: I experience them with my etheric body. One experienced it as inwardly felt movements of the fluids; the earth as “black gall,” the watery as “phlegm,” the airy as “pneuma” (what is taken in through the breathing process,) and warmth as “blood.” In the fluids, in what circulates in the human organism, the same thing was experienced as what was observed externally. Just as the movement of the falling stone was accompanied by an experience in the physical body, so the elements were experienced in inward processes. The metabolic process, where (so it was thought) gall, phlegm, and blood work into each other, was felt as the inner experience of one's own body, but a form of inward experience to which corresponded the external processes occurring between air, water, fire and earth.
Here, however, we did not succeed in completely forgetting all inner life and still satisfying external observation. In the case of a falling body, one could measure something; for example, the distance traveled in the first second. One arrived at a “law of inertia” by thinking of moving points that do not alter their condition of movement but maintain their speed. By attempting to eject from the inward experience something that the ancients strongly felt to be a specific inner experience; namely, the four elements, one was able to forget the inner content but one could not find in the external world any measuring system. Therefore the attempt to objectify what related to these matters, as was done in physics, remained basically unsuccessful to this day. Chemistry could have become a science that would rank alongside physics, if it had been possible to take as much of the etheric body into the external world as was accomplished in the physical body. In chemistry, however, unlike physics, we speak to this day of something rather undefined and vague, when referring to its laws.66 What was done with physics in regard to the physical body was in fact the aim of chemistry in regard to the etheric body. Chemistry states that if substances combine chemically, and in doing so can completely alter their properties, something is naturally happening. [IMAGE REMOVED FROM PREVIEW] But if one wants to go beyond this conception, which is certainly the simplest and most convenient, one really does not know much about this process. Water consists of hydrogen and oxygen; the two must be conceived as mixed together in the water somehow but no inwardly experiencable concept can be formed of this. It is commonly explained in a very external way: hydrogen consists of atoms (or molecules if you will) and so does oxygen. These intermingle, collide, and cling to one another, and so forth. This means that, although the inner experience was forgotten, one did not find oneself in the same position as in physics, where one could measure (and increasingly physics became a matter of measuring, counting and weighing.) Instead, one could only hypothesize the inner process. In a certain respect, it has remained this way in chemistry to this day, because what is pictured as the inner nature of chemical processes is basically only something read into them by thought. [IMAGE REMOVED FROM PREVIEW] Chemistry will attain the level of physics only when with full insight into these matters, we can again relate chemistry with man, though not, of course, with the direct experience possessed by the old instinctive clairvoyance. We will only succeed in this when we gain enough insight into physics to be able to consolidate our isolated fragments of knowledge into a world conception and bring our thoughts concerning the individual phenomena into connection with man. What happens on one side, when we forget all inner experience and concentrate on measuring externals (thus remaining stuck in the so-called “objective”) takes its revenge on the other side. It is easy enough to say that inertia is expressed by the movement of a point that travels the same distance in each succeeding second. But there is no such point. This uniform movement occurs nowhere in the domain of human observation. A moving object is always part of some relationship, and its velocity is hampered here or there. In short, what could be described as inert mass,67 or could be reduced to the law of inertia, does not exist. If we speak of movement and cannot return to the living inner accompanying experience of it, if we cannot relate the velocity of a falling body to the way we ourselves would experience this movement, then we must indeed say that we are entirely outside the movement and must orient ourselves by the external world. If I observe a moving body (see Fig. 7) and if these are its successive positions, I must somehow perceive that this body moves. If behind it there is a stationary wall, I follow the direction of movements and tell myself that the body moves on in that direction. But what is necessary in addition is that from my own position (dark circle) I guide this observation, in other words, become aware of an inward experience. If I completely leave out the human being and orient myself only out there, then, regardless of whether the object moves or remains stationary, while the wall moves, the result will be the same. I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. [IMAGE REMOVED FROM PREVIEW] I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. This applies, if I may say so, to many other aspects of physics. Having excluded the participating experience, I am prevented from building any kind of bridge to the objective process. If I myself am running, I certainly cannot claim that it is a matter of indifference whether I run or the ground beneath me moves in the opposite direction. But if I am watching another person moving over a given area, it makes no difference for merely external observation whether he is running or the ground beneath him is moving in the opposite direction. Our present age has actually reached the point, where we experience, if I may put it this way, the world spirit's revenge for our making everything physical abstract. Newton was still quite certain that he could assume absolute movements, but now we can see numerous scientists trying to establish the fact that movement, the knowledge of movement, has been lost along with the inner experience of it. Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. We will not progress beyond it if we remain with those ideas that have been completely separated from the human element. If we want to understand rest or motion, we must partake in the experience. If we do not do this, then even rest and motion are only relative to one another.
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303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Tenth to the Fourteenth Years I
02 Jan 1922, Dornach Translated by Roland Everett |
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Children, however, cannot always wait until they are forty before understanding what they have been told at the age of eight, and this is the reason they have an inner longing for authority. |
We must look at these two systems if we want to understand the nature of tiredness in children, which bears a completely different character according to whether it emanates from the head or from the limbs and metabolism. |
Now, toward the twelfth year, the situation quickly changes; the muscles begin to serve the mechanics and dynamics of the skeletal organization. You will have gained a deep understanding of how human nature develops once you can see and understand what happens within children before the twelfth year—how the muscles simply carry the bones along and later begin to relate directly to the skeleton and, in doing so, relate also to the external world. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Tenth to the Fourteenth Years I
02 Jan 1922, Dornach Translated by Roland Everett |
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At the end of yesterday’s lecture, I tried to speak to you about the development of memory during the early school years. If we now look at the attitude regarding this matter as shown by most contemporary educational theorists, we notice a complete lack of awareness of how certain impulses during the early years of students continue to affect their later lives and how these reappear transformed. This, at any rate, is what a true knowledge of the human being reveals to us. What often happens today is that adults reach certain conclusions when they try to understand the ways of their own physical organism and psyche. Although people may not be conscious of it, they then assume that these conclusions apply also to the varying ages and stages of childhood. This attitude, however, is very misleading, because, as I pointed out, the forces that work throughout childhood development need to be recognized and supported if our education is to be sound. We must meet the inner needs of children, which is what was meant by our example of the importance of authority in the life of young children. Imagine a man who, in his fortieth year, experiences certain vague events of the soul. External circumstances may suddenly shed light on what has arisen in his soul, and he may recognize that what is in his mind had been accepted at the age of eight or nine simply on the authority of a beloved teacher. At such a tender age, he could only entrust it to memory, since he may not have been able to comprehend it until the maturity of forty years of age. (I say this, though not many will believe my interpretation.) Children, however, cannot always wait until they are forty before understanding what they have been told at the age of eight, and this is the reason they have an inner longing for authority. When, at the age of forty, new light suddenly flashes upon what was accepted at the age of eight, simply on authority, this event brings the experience of new inner life forces, which has a refreshing effect on the whole person. New inner strength (sorely needed in later life) is developed in such a process. People are blessed with revitalizing strength for the rest of life if they have accepted a great deal of material on authority—material that, through outer circumstances, reappears as if by magic from one’s organism. Today, many people age prematurely, in both body and soul, because they are denied access to this vivifying force. Too many years have gone by since one’s memory was systematically strengthened during the early school years through appropriate and reasonable methods, based on faith and belief in the authority of an adult. Memory training aside, there are plenty of other opportunities to cultivate children’s faculties of comprehension, as I mentioned yesterday. But between the change of teeth and puberty, it is absolutely essential for teachers to work through thoughtful and sensible methods for developing students’ memory, because without this they will be deprived of too much in later life. If my intention were to please my listeners, I should have to speak quite differently about many things. But I wish to convey only a true knowledge of the human being as revealed by decades of anthroposophic research. Consequently, much that I have to say will sound odd when compared with current opinions. Some of my findings will be seen as old-fashioned, while others may appear avant-garde; but this is not really the point. The only thing that matters is whether what I say can stand the test of a true knowledge of the human being. If we examine the general picture of the human being as seen by so many today, we get the feeling that it came about only through external observation. It is like trying to understand how a clock works by looking only at its exterior. We can read the time this way, and we can tell whether a watch is made of gold or silver, but we will never become a clockmaker. Today, what people call biology, physiology, or anatomy shows us only what the human being looks like externally. Human nature becomes transparent to our understanding only when we learn to penetrate the human body, soul, and spirit. Only by including these three members in our investigations can we treat people according their true nature. If we use real insight into the human being to look at a certain question much discussed lately among educators—the question of fatigue in children—we have to say this: Experiments are being made to establish the causes of fatigue in children. The results of those investigations are then used in new teaching techniques intended to reduce stress in students. This sort of thing is done all over the world, and yet the whole question is based on the wrong premise. Real knowledge of the human being would never lead to such a question in the first place. You need only consider something pointed out here during our last few meetings. Recall the strong, repeated plea that all teaching during the younger years should appeal to the rhythmic and musical element in children, which, first and foremost, works on their breathing and blood circulation. And now I ask, can the source of fatigue ever lie in the children’s breathing and blood circulation? Can it ever arise from the middle region of the human being, the very region to which we always give special attention and treatment during the child’s school years? Never. Don’t we all breathe continuously, during both sleep and waking life, from the moment we are born until we die, without ever feeling tired of breathing? Doesn’t our blood circulate tirelessly from birth until death? Never is its flow interrupted by fatigue; if this happened, the consequences would indeed be serious. Doesn’t this show us that teachers who work from a real art of education constantly appeal to these very organs, which are never subject to fatigue? This whole question has to be considered from quite a different angle. We must formulate it differently and ask, Where are the real sources of tiredness in a human being? We find them in the head and in the limb system. We must look at these two systems if we want to understand the nature of tiredness in children, which bears a completely different character according to whether it emanates from the head or from the limbs and metabolism. The forces working from the head downward into the rest of the human organism deposit a very fine metabolic residue that wants to permeate the whole human body with fine salt-like deposits. This process, which also affects the breathing and blood circulation, is the cause of fatigue because of the head’s direct contact with the external world and because of its arhythmic, nonmusical relationship to the outer world. The rhythms of breathing and blood circulation, on the other hand, are so strongly connected to the human organism that they retain a state of equilibrium and obey their own laws. And, in the central system, what acts like a self-contained unit is not subject to fatigue, at least not to any significant degree. It is possible, of course, to damage the inner rhythms of both children and adults through the wrong kind of treatment. But there is one thing we can be sure of: that the rhythmic system, which is of such primary importance in any true art of education, never suffers from tiredness or fatigue. The limbs and metabolism, like the head, do get tired. You can see this by watching a snake after it has eaten. The limb and metabolic system tires, or at least becomes a source of tiredness, affecting the whole human being. Yet this form of tiredness is totally different from that of the head. The head system causes tiredness by depositing salts through a precipitation of mineral substances in the human organism. The limb and metabolic system, on the other hand, always tends to dissolve physical substances through its creation of warmth. Here, too, despite its polar opposite effect from that of the head, the cause of tiredness is found in the relative independence of this system from the inner rhythms of the human organization. This tiredness stems from the limbs’ activities in the external world and from the metabolic response to food intake. Eating and drinking usually happen at irregular intervals, since there are very few people who adhere to a strict rhythm of eating and drinking. Therefore, although both head and metabolism share the same cause of tiredness, their effects have opposite natures. Where does all of this lead? The whole question of fatigue in students needs to be put differently. If children tire easily, we should ask, What have we done wrong? Where did we make mistakes? We have no right to assume that our teaching methods are always correct. We will never reach human nature by testing children for the number errors they make after half an hour of writing, or if we test them after a certain period of reading for their comprehension of meaningless words inserted into a text. We reach human nature only by asking the right question, which, in the case of childhood fatigue, should try to determine whether we have overburdened a child’s head or limb system. We must find methods that do not place too much strain on either of these two systems. It would be erroneous, however, to believe that we could achieve this simply by adjusting the schedule of lessons, since gym lessons in themselves will not balance too much head work, nor will arithmetic work directly into the metabolism, though it does so indirectly. It is impossible to achieve the right balance merely by readjusting the schedule; this can be done only through an artistic presentation of lesson materials—at least during the early school years. This, in turn, means that we must appeal (as I have indicated) above all to the rhythmic system, the one system of the human being that never tires. Thus we also involve the other two systems, the head and the metabolic- limb systems, in the activity of learning. Naturally, this needs to be done correctly. I hope that by now you realize that certain doubts about new ideas and methods of education, which are frequently expressed by those who are biased, do not apply at all to Waldorf education, because, in every sense, it is based on a true understanding of the human being. And because they also try to shed light on the soul and spiritual nature of the human being, Waldorf methods can lay the foundations for an approach that works on the whole human being. For example, it is important to see that the human head system bears forces that penetrate the entire human organism (most strongly during childhood and decreasing during successive ages), shaping it, forming it, and giving it strength. The thought-directing capacity of the head is something that, as human beings with all our predispositions, we bring with us into this world at birth or conception. Eventually these forces assume the task of forming the entire human being. If the head were not in direct contact with the external world, and if, as a result, the inner rhythms of the human being were not disturbed all the time, then (if I may say it in this way) what has incarnated at birth in the head would be fully satisfied with the physical human organization. Human beings would flow into their physical organization, which would claim their entire being. We would be completely absorbed by it and would be unable to make any contact with the suprasensory world. Because human beings would thus be separated from the spiritual world, their inner life would become increasingly artificial and false. And, conversely, if through the limb and metabolic system human beings were not in constant touch with the external world, they would be unable to permeate with glowing warmth all that flows down from the head. We would be unable to counteract these forces, which would work toward an increasingly artificial state of perfection. Here we have two marked polarities. The head always wants to cut us off from the spiritual world by shaping our body in a way that prevents us from gaining the right relationship to the spiritual world. The head and all that belongs to it finished developing a long time ago, during humankind’s pre-earthly existence, and the process of materialization, issuing from the head, must always be counteracted by the activities of the human metabolism and limbs, which flow upward from below. In this way, a balance is achieved in our corporeality. And between these two poles is our central system—like a self-contained organism—our rhythmic system of respiration and blood circulation. This system is like a separate world in itself, like a microcosm. But despite its relative independence, it must be protected from the extreme influences of the head, which can affect it under certain circumstances, such as when the lungs are invaded by various foreign organic processes. We can observe this in the hardening of lungs and the new growth in the lungs of those suffering from lung diseases. As human beings, we need this polarity between the head and the metabolism. The metabolism is always trying to dissolve the hardening processes from the head, and this situation can be utilized medically. If we recognize the interplay between what descends from the head and what ascends from the metabolism, we can cure pathological symptoms in the larynx, trachea, or lungs, for example, by treating the metabolic system, even when the source of illness lies in the head system. Especially in the case of children’s diseases, spectacular results have been achieved by treating a patient’s metabolism for the symptoms of illness that appeared in the head organization. The human being is a single organic entity and must be treated accordingly. This applies to all aspects of the human being, not just in sound methods of therapy, but especially in the field of education. If one looks at the advances in general knowledge during the last centuries, one quickly notices how little has been achieved with regard to knowledge of the human being. This is mainly because the methods of investigation consider only the physical, external aspects. It is of utmost importance that anyone involved in the art of education be able to recognize quite realistically what happens in the body, soul, and spirit of growing children, especially between the great turning point at nine and the beginning of puberty. It is essential to be able to see how the physical, soul, and spiritual forces work on and affect one another in the children we educate. If we observe children of nine to ten with real understanding, we find that everything entering the soul is absorbed and transmuted, so that the musculature, which is permeated by forces of growth, becomes actively involved. At that point in life, the muscles always respond to and work with the soul nature of children, especially where the more intimate forces of growth are active. The inner swelling or stretching of the muscles depends mostly on the development of a child’s soul forces. The characteristic feature between the ages of ten and twelve is that the muscles have an especially intimate relationship with respiration and blood circulation. They are attuned to the central system of breathing and blood circulation. Because Waldorf education appeals so strongly to this part of a child’s being, we indirectly promote the growth and development of the child’s muscles. Toward the twelfth year a new condition arises. The muscles no longer remain connected as intimately with the respiration and blood circulation but incline more toward the bones and adapt to the dynamics of the skeleton. The growth forces are fully engaged in the movement of limbs while walking, jumping, and grasping—indeed, in every limb activity related to the skeleton. The muscles, previously related closely to the rhythmic system, now become oriented entirely toward the skeletal system. Thus, children adapt more strongly now to the external world than they did before the twelfth year. Formerly, the muscular system was connected more directly with a child’s inner being, and the rhythmic system, because of its relative independence, played a dominant role in muscle growth. A child moved in harmony with the muscular system, and the skeleton, embedded in the muscles, was simply carried along. Now, toward the twelfth year, the situation quickly changes; the muscles begin to serve the mechanics and dynamics of the skeletal organization. You will have gained a deep understanding of how human nature develops once you can see and understand what happens within children before the twelfth year—how the muscles simply carry the bones along and later begin to relate directly to the skeleton and, in doing so, relate also to the external world. Such insights free us from abstract, intellectual modes of investigation, which are so prevalent today and easily creep into the field of education. These insights also move educators toward a truly human approach to children. If we allow such things to work on our soul, we will never impose the sort of treatment on a child that Marsyas had to endure. Naturally, it is possible that some are frightened away when they see how transparent the human being becomes in the light of this knowledge of man. They may feel that the human soul is being dissected, but this is not the case; the anthroposophic approach is simultaneously artistic and an act of knowing. This way of looking at the human being is an art, and it is this that is needed if we want to grasp the importance of this whole period until puberty, or (as we can now describe it) the transition from an intimate affinity between the muscular system and the system of breathing and blood circulation before the twelfth year, and the subsequent relationship between the muscles and bones from the twelfth year until puberty. Can you see now how an incarnating human being gradually adapts to the world? In very young children, the formative forces are centered in the brain and radiate from there. Then the center of activities shifts to the muscular system, and after the age of twelve a child’s being pours itself into the skeleton, so to speak. Only then are human beings ready to enter the world fully. Incarnating human beings must first penetrate the body before establishing a relationship with the external world. First, the head forces are active. Later, these forces are poured into the muscles, then into the skeletal system, and after sexual maturity is reached, adolescents are able to enter the world. Only then can they stand properly in the world. This gradual process of incarnation needs to be considered if if we want to find the right choice and presentation of class material, especially for this age. Unfortunately, however, today’s educators hardly have a sound knowledge of the human being. Now I must ask you to forgive me if I present you with something that may seem completely absurd to you. Often I feel compelled to do such a thing, because I have to stand up for anthroposophic truths. Contemporary physiologists, biologists, and anatomists will see what I am going to say as pure heresy, but it nevertheless represents the facts. Imagine that the human brain functions in a similar way. The nerves go from the brain to the sensory organs, the location of sense perception, which is then conducted back to the brain. Here in the brain is the central station, a human “London.” Then, imagine there are motor nerves going from the brain to the organs of movement, where they give rise to the will impulses of movement according the thoughts of the brain, which are, in some way, also part of this will activity. When people speak or think about the human being today, they first turn their attention to the head. Although the head itself always has the tendency to push us into what is material and would want to kill us every day if it were given free rein, it has nevertheless become the focus of attention among the general public today, and this is the unhealthy aspect of our current evaluation of the human being. It is a natural consequence of our modern scientific outlook. The general idea is this: in the head is the brain, which is a kind of absolute ruler over everything we think or do. I wonder how such a theory would have been explained before the telegraph, since this invention offered such a plausible analogy to what happens in our brain. The theory of the human nervous system was postulated only after the use of telecommunications made that analogy possible. And so the brain was compared to a telecommunication center, stationed, say, in London (Steiner drew on the blackboard). If this is the center in London, then here would be Oxford, and Dover over there. If London is the center, then we could say, Here is a line running from Oxford to London. And here in London messages coming from Oxford are switched over to Dover. Under certain circumstances, we could very well imagine it like this. Once such a theory has been invented, one can present the facts so that they seem to confirm it. Take any book on physiology, and in it you will find descriptions of how, in different experiments, nerves are cut and how various physical reactions in the human body lead to definite logical conclusions. Unless you maintain strong reservations from the beginning—after all, these things look very plausible—everything seems to fit together beautifully. The only snag here is that it does not stand up to what a penetrating knowledge of the human being has to say about it. There, it is unacceptable. I will ignore the fact that sensory nerves and motor nerves are anatomically indistinguishable. One may be a little thicker, but their structures are not significantly different. According to anthroposophic research, they are uniform (I can indicate this only briefly, otherwise I would have to give whole lectures on anthroposophic physiology). It is absurd to say that sensory and motor nerves are different. The elements of sensation and will are omnipresent in the human soul, so everyone is free to call these either sensory or motor nerves, but they must be recognized as a single, unified entity, since there is no essential difference. The only difference is in the direction in which they function. The optic nerve (a sensory nerve) is open to light impressions on the eye, and peripheral events affect another nerve in turn, which modern physiology calls a motor nerve. If this nerve goes from the brain to the rest of the organism, its function is to perceive events during physical movement. A correct treatment of tabes dorsalis would confirm this. It is the function of so-called motor nerves to perceive motor impulses and occurrences during physical movement, but not to initiate such impulses. Nerves, wherever they may be, are organs for transmitting impressions. Sensory nerves transmit external impressions, and motor nerves transmit internal impressions. However, there is only one kind of nerve. Only scientific materialism could have invented an analogy between nerves and a telegraph system. Only materialistic science could believe that, apart from the nerves, which transmit sense impressions during the process of perception, there must also be other nerves, whose special function is to initiate will impulses. But this is not the way it works. Will impulses originate in the soul and spiritual domain, where they begin and work directly into the metabolic-limb system, not via any other kind of nerves. Nerves that enter the metabolism and limbs transmit only the impressions of what a person is doing in response to soul and spiritual impulses. Through them we perceive the consequences of soul-spiritual will processes in the blood circulation, in the remaining metabolism, and in the movement of the limbs. These we perceive. The so-called motor nerves do not initiate physical movement, but allow us to perceive the consequences of our will impulses. Unless we are clear about these relationships, we will not come to a proper understanding of the human being. On the other hand, if you can see the truth of what I am saying, you will also appreciate why I have to insist on making such seemingly contradictory statements, because they are instrumental in showing us how the human soul and spirit always work on the entire human being. Until approximately the twelfth year, the effects of what was just described are found in muscular activity, which is so intensely connected with a child’s breathing and blood circulation. From the age of twelve until puberty, these are linked more to the forces at work in the skeleton. This means that, before the twelfth year, children perceive with their so-called motor nerves more what lives in muscle activity, whereas after the twelfth year their perceptivity tends more toward the processes taking place between muscles and bones. Now consider the fact that volition is also involved in every process of thinking. When connecting (or synthesizing) certain mental images, or when separating (or analyzing) them, we also use our will forces, and you have to look for this will element in the appropriate area of the organism, into which it works from the domain of the human soul and spirit. The will forces involved in the process of thinking are connected with the organism as just described. Consequently, when entering the twelfth year, children develop the kind of thinking that, in the will nature, takes place in the bones and the dynamics of the skeleton. At this point, an important transition is taking place from the soft muscular system to the hard bony system that, as I like to put it, places itself into the world like a system of levers. And here is where the heresy lies, the paradox I have to place before you: When we think about something belonging to external, inorganic nature, we do so primarily with our skeleton. Anyone accustomed to the currently accepted ideas of physiology will most likely laugh when someone living in Dornach maintains that we think abstractly with our bones. But this is how it works. It would be more comfortable not to say this, but it must be said, since correct knowledge of the human being is needed so much today. Thoughts in our brain are only pictures of what actually occurs during the process of thinking. The brain is only an instrument that produces passive mental images of the real processes going on during the activity of thinking. To become conscious of our thinking, we need these mental pictures. But the images that our brain reflects for us lack the inner force inherent in pure thinking; they lack the element of will. The real nature of thinking has no more to do with the brain’s mental images than a certain gentleman’s picture on a wall has to do with the man himself. We must distinguish a picture from the actual person. Similarly, the actual processes during thinking must be distinguished from the mental images derived from them. When thinking is directed toward outer physical nature, the entire human organism is involved to a certain extent, but especially the skeleton. In the twelfth year, a child’s thinking enters the realm of the skeleton. This is the signal for us to move on to a new range of subjects, leaving behind the subjects described yesterday—the plant in relation to the earth and the animal kingdom in relation to the human being. Our awareness of what happens in the soul and spiritual domain of children must lead to the appropriate choices and lesson plans. The way the soft muscular system plays its part in relation to respiration and blood circulation indicates that children, from the tenth to twelfth years, should be introduced to plants and animals as described. These subjects relate more directly to our inner human nature than do more distant subjects such as mineralogy, dynamics, physics, and so on. Thus, as the twelfth year approaches, teaching, which previously had a mainly pictorial character and included living plants and sentient animals, should now appeal more to an intellectual grasp of inorganic nature. Now we reach the point when young adolescents can place themselves as earthly beings into the world of dynamics and mechanics and experience their forces. Now the possibility arises for introducing them to the basic principles of physics and chemistry, which are subject to specific natural laws, and to the mineral realm. If these subjects were taught at an earlier age, we would interfere with evolving human nature and unconsciously damage healthy development in our students. The ability to grasp historical connections—to gain an overall view of historical developments and the underlying impulses and social implications—represents the other side of the stage where students are able to comprehend the physical and mineral aspects of life. Only toward the twelfth year are they mature enough for both of these aspects. Historical ideas and impulses, which are expressed outwardly in definite historical periods and directly affect social life and forms, are like the skeleton of history, although—seen in a purely historical context—they may also be something quite different. The flesh, or muscles, so to speak, are represented by the lives of historical personages as well as by concrete historical events. Therefore, to introduce history between the tenth and the twelfth year, we must bring it as images that engender a warmth of feeling and inwardly uplift the students’ souls. This is possible through telling the children of biographical events and by characterizing certain concrete events that form a whole. But we must not introduce the abstract ideas and impulses behind certain historical eras. Students should meet these in their twelfth year, which is when they begin to take a stand in the outer world. Here again you can see how an inner development gradually extends outward. Now students are ready to grasp how historical impulses, manifesting in outer events, affect the lives of people. It is important to realize this, because otherwise there is the danger of approaching children from an adult point of view. When educating young people, it is too easy to draw parallels to an adult study of the sciences, beginning with simpler content in physics and chemistry and moving gradually to more difficult parts. One may think that we should teach subjects at school in a similarly graduated way. But this does not accord with the nature of children. An adult may see something as the simplest of material, such as we find in the mineral kingdom and inorganic physical world, but children can grasp this only after they have penetrated the realm of their skeletal system, moving in the outer world according to the dynamics of the skeleton as though conforming to the principles of the lever. Many today have grown accustomed to looking at almost every aspect of life as though it should belong to the domain of natural laws. We find historians who try to interpret the social phenomena of historical impulses as if they, too, should be subservient to the laws of nature. This attitude is encouraged even in childhood, when physical and chemical laws are taught before the twelfth year and before other subjects more closely allied to human life are studied in lessons. If school subjects are introduced in the wrong order, students project their own experiences and understanding of purely physical laws into the social sphere and into their understanding of history. And since this way of seeing the world has deeply penetrated educational practice, the general public is quite willing to look for natural laws in practically every area of life, so that one may no longer suggest that historical impulses originate in the spiritual world. Again, this is reflected in the current principles of education. Children are encouraged to develop a firm belief in what they have been taught in physics and chemistry, so that later on, as adults, they will maintain this limited view in their outlook as a whole. What I have written on the blackboard comes from America: “Nature’s proceedings in social phenomena.” This phrase has become almost a slogan as an educational principle, postulating that children should be educated so that they will see the processes of society as if they were natural laws. Children are to regard events in community life as they do natural processes. People have come to me again and again to tell me that this phrase should read differently in English, that it should read “progress of nature” or something similar. However justified their criticism may be from the perspective of language use, what matters is that this quote has become a catchphrase for a specific principle in educational science. Whatever the correct wording is, we must realize that its message needs to be corrected, and this is what I wish to do from a worldwide point of view. Correcting the wording is not good enough, for the meaning implies that we find only natural laws working through social impulses. And this is the kind of attitude that we inculcate in our children. We must begin to experience natural laws at work in the processes of nature, and higher, spiritual laws within the social sphere. But this is not happening. We ruin our students’ future worldviews when we introduce them prematurely to subjects such as chemistry, mineralogy, physics, dynamics, and so on. As I have pointed out so many times already, we have to keep an eye on the entire milieu of our culture to know where to promote the impulses of the art of education. Forgive me if I have again raised an argument against common practice, but in my opinion it is justified. If we approach modern science with the knowledge and insight gained by following paths outlined in How to Know Higher Worlds, we get the impression that the world described by natural science—according to mineral and physical law only—is not one in which we can live as human beings of flesh and blood. Theirs is a different world altogether. When we look, with eyes opened by imaginative knowledge, at the world described by modern natural science, and when we see how Children from the Tenth to Fourteenth Years 193 their picture of the world is meant to affect people today, we do not find human beings of flesh and blood there at all. We see only walking skeletons, little bone men and bone women. Theirs is a strange world indeed. I once made an interesting experiment. The younger people here won’t remember a certain Swiss philosopher called Vogt—known as “Fat Vogt”—a typical thinker of recent times who in the 1850s somehow managed to knock together a rough-andready materialistic world philosophy that, like a specter, still haunts many worldviews today. I tried to imagine what would happen if real flesh-and-blood human beings were to find their way into this world of walking skeletons. Any healthy person of flesh and blood could not bear to live in such a world. But what would happen, I asked myself, if someone with at least a modicum of flesh and blood were to stray into this world of walking bones? The effects of living in a world as described by a purely materialistic view, and its intentional influences on people, would make a real person suffer the worst kinds of neurasthenia and hysteria. One could never be free of all the surrounding influences. Essentially, today’s natural science describes a world where we would all become neurasthenic and hysterical. Mercifully, the world of the natural scientist is not real or the one we live in. Very different forces, undreamed of by such people, are at work in the real world. Nevertheless, we need to extricate ourselves from this falsely uniform world of illusion, from which we receive almost everything that contributes to the general civilization of today. We must reach a true and real knowledge of the human being, and only then will we be able to educate in the right way. |